| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| MIZUHO SECURITIES USA LLC | 533,699 | 533,699 | 0 | 0.09 | 0.13 | +0.04 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 525,982 | 518,575 | -7,407 | 0.08 | 0.08 | +0.01 | sell |
| BERKLEY W R CORP | 325,255 | 437,808 | +112,553 | 0.18 | 0.24 | +0.06 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 400,000 | 400,000 | 0 | 0.19 | 0.21 | +0.01 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 400,000 | 400,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 365,741 | 363,618 | -2,123 | 0.00 | 0.00 | +0.00 | sell |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 186,925 | 301,285 | +114,360 | 0.00 | 0.00 | +0.00 | buy |
| Hudson Bay Capital Management LP | 275,000 | 275,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| Hudson Bay Capital Management LP | 275,000 | 275,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MANGROVE PARTNERS IM, LLC | 270,848 | 270,848 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Shaolin Capital Management LLC | 227,000 | 227,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Shaolin Capital Management LLC | 223,317 | 223,317 | 0 | 0.09 | 0.10 | +0.01 | hold |
| GLAZER CAPITAL, LLC | 203,308 | 193,207 | -10,101 | 0.05 | 0.04 | -0.01 | sell |
| Polar Asset Management Partners Inc. | 185,000 | 185,100 | +100 | 0.04 | 0.05 | +0.01 | buy |
| Polar Asset Management Partners Inc. | 185,000 | 185,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 175,000 | 175,000 | 0 | 0.67 | 0.50 | -0.17 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 175,000 | 174,700 | -300 | 0.01 | 0.01 | -0.00 | sell |
| Karpus Management, Inc. | 171,195 | 170,501 | -694 | 0.05 | 0.05 | +0.01 | sell |
| Radcliffe Capital Management, L.P. | 170,000 | 170,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Radcliffe Capital Management, L.P. | 170,000 | 170,000 | 0 | 0.09 | 0.13 | +0.04 | hold |
| BERKLEY W R CORP | 262,781 | 163,538 | -99,243 | 0.00 | 0.00 | -0.00 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 162,500 | 162,500 | 0 | 0.04 | 0.04 | -0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 162,500 | 162,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MMCAP International Inc. SPC | 125,000 | 125,000 | 0 | 0.13 | 0.11 | -0.02 | hold |
| MMCAP International Inc. SPC | 125,000 | 125,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AQR Arbitrage LLC | 114,034 | 114,034 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AQR Arbitrage LLC | 114,034 | 109,800 | -4,234 | 0.02 | 0.02 | -0.01 | sell |
| ADAR1 Capital Management, LLC | 100,000 | 100,000 | 0 | 0.08 | 0.06 | -0.01 | hold |
| ARISTEIA CAPITAL, L.L.C. | 95,000 | 95,000 | 0 | 0.03 | 0.02 | -0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 95,000 | 95,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| METEORA CAPITAL, LLC | 96,659 | 90,783 | -5,876 | 0.00 | 0.00 | -0.00 | sell |
| TORONTO DOMINION BANK | 87,276 | 87,276 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Westchester Capital Management, LLC | 50,000 | 50,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| Westchester Capital Management, LLC | 50,000 | 50,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TORONTO DOMINION BANK | 6,900 | 50,000 | +43,100 | 0.00 | 0.00 | +0.00 | buy |
| Mint Tower Capital Management B.V. | 45,000 | 45,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Mint Tower Capital Management B.V. | 45,000 | 45,000 | 0 | 0.05 | 0.04 | -0.01 | hold |
| Quarry LP | 0 | 40,710 | +40,710 | 0.00 | 0.08 | +0.08 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 35,966 | 40,646 | +4,680 | 0.00 | 0.00 | +0.00 | buy |
| Dakota Wealth Management | 37,250 | 37,250 | 0 | 0.01 | 0.01 | +0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 35,966 | 35,966 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Centiva Capital, LP | 25,000 | 25,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Centiva Capital, LP | 25,000 | 25,000 | 0 | 0.02 | 0.01 | -0.00 | hold |
| HRT FINANCIAL LP | 21,402 | 21,968 | +566 | 0.00 | 0.00 | -0.00 | buy |
| PenderFund Capital Management Ltd. | 11,800 | 11,800 | 0 | 0.02 | 0.02 | +0.00 | hold |
| CITADEL ADVISORS LLC | 25,000 | 0 | -25,000 | 0.00 | 0.00 | -0.00 | sell |
| MANGROVE PARTNERS IM, LLC | 163,810 | 0 | -163,810 | 0.14 | 0.00 | -0.14 | sell |