| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Shaolin Capital Management LLC | 50,000 | 227,000 | +177,000 | 0.00 | 0.00 | +0.00 | buy |
| HEIGHTS CAPITAL MANAGEMENT, INC | 0 | 175,000 | +175,000 | 0.00 | 0.67 | +0.67 | buy |
| HEIGHTS CAPITAL MANAGEMENT, INC | 0 | 175,000 | +175,000 | 0.00 | 0.01 | +0.01 | buy |
| BOOTHBAY FUND MANAGEMENT, LLC | 0 | 162,500 | +162,500 | 0.00 | 0.04 | +0.04 | buy |
| BOOTHBAY FUND MANAGEMENT, LLC | 0 | 162,500 | +162,500 | 0.00 | 0.00 | +0.00 | buy |
| Radcliffe Capital Management, L.P. | 17,000 | 170,000 | +153,000 | 0.01 | 0.00 | -0.01 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 376,370 | 525,982 | +149,612 | 0.06 | 0.08 | +0.02 | buy |
| Karpus Management, Inc. | 64,695 | 171,195 | +106,500 | 0.02 | 0.05 | +0.03 | buy |
| METEORA CAPITAL, LLC | 0 | 96,659 | +96,659 | 0.00 | 0.00 | +0.00 | buy |
| ARISTEIA CAPITAL, L.L.C. | 0 | 95,000 | +95,000 | 0.00 | 0.03 | +0.03 | buy |
| ARISTEIA CAPITAL, L.L.C. | 0 | 95,000 | +95,000 | 0.00 | 0.00 | +0.00 | buy |
| GLAZER CAPITAL, LLC | 149,172 | 203,308 | +54,136 | 0.05 | 0.05 | +0.00 | buy |
| Westchester Capital Management, LLC | 0 | 50,000 | +50,000 | 0.00 | 0.02 | +0.02 | buy |
| Westchester Capital Management, LLC | 0 | 50,000 | +50,000 | 0.00 | 0.00 | +0.00 | buy |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 149,700 | 186,925 | +37,225 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 35,966 | +35,966 | 0.00 | 0.00 | +0.00 | buy |
| BERKLEY W R CORP | 298,583 | 325,255 | +26,672 | 0.19 | 0.18 | -0.01 | buy |
| Shaolin Capital Management LLC | 200,110 | 223,317 | +23,207 | 0.10 | 0.09 | -0.01 | buy |
| TORONTO DOMINION BANK | 68,776 | 87,276 | +18,500 | 0.00 | 0.00 | +0.00 | buy |
| PenderFund Capital Management Ltd. | 0 | 11,800 | +11,800 | 0.00 | 0.02 | +0.02 | buy |
| Dakota Wealth Management | 28,400 | 37,250 | +8,850 | 0.01 | 0.01 | +0.00 | buy |
| TORONTO DOMINION BANK | 0 | 6,900 | +6,900 | 0.00 | 0.00 | +0.00 | buy |
| BERKLEY W R CORP | 262,781 | 262,781 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 35,966 | 35,966 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AQR Arbitrage LLC | 114,034 | 114,034 | 0 | 0.03 | 0.02 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 170,000 | 170,000 | 0 | 0.11 | 0.09 | -0.01 | hold |
| MMCAP International Inc. SPC | 125,000 | 125,000 | 0 | 0.15 | 0.13 | -0.02 | hold |
| MMCAP International Inc. SPC | 125,000 | 125,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 185,000 | 185,000 | 0 | 0.04 | 0.04 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 185,000 | 185,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Hudson Bay Capital Management LP | 275,000 | 275,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Hudson Bay Capital Management LP | 275,000 | 275,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 400,000 | 400,000 | 0 | 0.23 | 0.19 | -0.04 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 400,000 | 400,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MANGROVE PARTNERS IM, LLC | 270,848 | 270,848 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Mint Tower Capital Management B.V. | 45,000 | 45,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Mint Tower Capital Management B.V. | 45,000 | 45,000 | 0 | 0.06 | 0.05 | -0.00 | hold |
| Centiva Capital, LP | 25,000 | 25,000 | 0 | 0.02 | 0.02 | -0.01 | hold |
| Centiva Capital, LP | 25,000 | 25,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ADAR1 Capital Management, LLC | 100,000 | 100,000 | 0 | 0.10 | 0.08 | -0.02 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 372,741 | 365,741 | -7,000 | 0.00 | 0.00 | +0.00 | sell |
| HRT FINANCIAL LP | 29,019 | 21,402 | -7,617 | 0.00 | 0.00 | -0.00 | sell |
| MIZUHO SECURITIES USA LLC | 542,000 | 533,699 | -8,301 | 0.11 | 0.09 | -0.02 | sell |
| PenderFund Capital Management Ltd. | 18,500 | 0 | -18,500 | 0.03 | 0.00 | -0.03 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 21,849 | 0 | -21,849 | 0.00 | 0.00 | -0.00 | sell |
| CITADEL ADVISORS LLC | 55,736 | 25,000 | -30,736 | 0.00 | 0.00 | -0.00 | sell |
| AQR Arbitrage LLC | 150,000 | 114,034 | -35,966 | 0.00 | 0.00 | -0.00 | sell |
| Westchester Capital Management, LLC | 50,000 | 0 | -50,000 | 0.03 | 0.00 | -0.03 | sell |
| METEORA CAPITAL, LLC | 78,154 | 0 | -78,154 | 0.08 | 0.00 | -0.08 | sell |
| ARISTEIA CAPITAL, L.L.C. | 95,000 | 0 | -95,000 | 0.03 | 0.00 | -0.03 | sell |
| MIZUHO SECURITIES USA LLC | 100,000 | 0 | -100,000 | 0.00 | 0.00 | -0.00 | sell |
| MANGROVE PARTNERS IM, LLC | 270,848 | 163,810 | -107,038 | 0.20 | 0.14 | -0.07 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 162,500 | 0 | -162,500 | 0.04 | 0.00 | -0.04 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 175,000 | 0 | -175,000 | 0.57 | 0.00 | -0.57 | sell |