| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| MMCAP International Inc. SPC | 0 | 1,500,000 | +1,500,000 | 0.00 | 1.28 | +1.28 | buy |
| MMCAP International Inc. SPC | 0 | 1,500,000 | +1,500,000 | 0.00 | 0.02 | +0.02 | buy |
| Wealthspring Capital LLC | 0 | 737,680 | +737,680 | 0.00 | 0.03 | +0.03 | buy |
| Wealthspring Capital LLC | 0 | 736,510 | +736,510 | 0.00 | 1.65 | +1.65 | buy |
| GLAZER CAPITAL, LLC | 267,754 | 908,336 | +640,582 | 0.06 | 0.22 | +0.17 | buy |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 0 | 602,165 | +602,165 | 0.00 | 0.01 | +0.01 | buy |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 0 | 602,165 | +602,165 | 0.00 | 0.00 | +0.00 | buy |
| HGC Investment Management Inc. | 0 | 523,489 | +523,489 | 0.00 | 0.02 | +0.02 | buy |
| TIG Advisors, LLC | 0 | 400,000 | +400,000 | 0.00 | 0.00 | +0.00 | buy |
| TIG Advisors, LLC | 0 | 400,000 | +400,000 | 0.00 | 0.18 | +0.18 | buy |
| Harraden Circle Investments, LLC | 0 | 389,400 | +389,400 | 0.00 | 0.01 | +0.01 | buy |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 115,454 | 503,684 | +388,230 | 0.07 | 0.17 | +0.10 | buy |
| MILLENNIUM MANAGEMENT LLC | 0 | 300,000 | +300,000 | 0.00 | 0.00 | +0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 0 | 300,000 | +300,000 | 0.00 | 0.00 | +0.00 | buy |
| HGC Investment Management Inc. | 0 | 298,489 | +298,489 | 0.00 | 0.59 | +0.59 | buy |
| Alberta Investment Management Corp | 0 | 250,000 | +250,000 | 0.00 | 0.00 | +0.00 | buy |
| METEORA CAPITAL, LLC | 446,498 | 696,490 | +249,992 | 0.00 | 0.01 | +0.01 | buy |
| GLAZER CAPITAL, LLC | 267,754 | 500,000 | +232,246 | 0.00 | 0.00 | +0.00 | buy |
| ARISTEIA CAPITAL, L.L.C. | 0 | 200,200 | +200,200 | 0.00 | 0.00 | +0.00 | buy |
| AQR Arbitrage LLC | 927,201 | 1,119,868 | +192,667 | 0.15 | 0.16 | +0.01 | buy |
| BOOTHBAY FUND MANAGEMENT, LLC | 0 | 172,498 | +172,498 | 0.00 | 0.00 | +0.00 | buy |
| Yakira Capital Management, Inc. | 0 | 146,907 | +146,907 | 0.00 | 0.43 | +0.43 | buy |
| Yakira Capital Management, Inc. | 0 | 146,907 | +146,907 | 0.00 | 0.01 | +0.01 | buy |
| TORONTO DOMINION BANK | 0 | 131,057 | +131,057 | 0.00 | 0.00 | +0.00 | buy |
| Ionic Capital Management LLC | 0 | 125,327 | +125,327 | 0.00 | 0.02 | +0.02 | buy |
| JPMORGAN CHASE & CO | 115,454 | 218,809 | +103,355 | 0.00 | 0.00 | +0.00 | buy |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 200,000 | 300,000 | +100,000 | 0.01 | 0.01 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 580,511 | 649,135 | +68,624 | 0.00 | 0.00 | -0.00 | buy |
| PERISCOPE CAPITAL INC. | 88,000 | 150,000 | +62,000 | 0.15 | 0.24 | +0.09 | buy |
| SummitTX Capital, L.P. | 0 | 57,061 | +57,061 | 0.00 | 0.02 | +0.02 | buy |
| SummitTX Capital, L.P. | 0 | 57,061 | +57,061 | 0.00 | 0.00 | +0.00 | buy |
| PRELUDE CAPITAL MANAGEMENT, LLC | 0 | 55,000 | +55,000 | 0.00 | 0.04 | +0.04 | buy |
| PRELUDE CAPITAL MANAGEMENT, LLC | 0 | 55,000 | +55,000 | 0.00 | 0.00 | +0.00 | buy |
| Kepos Capital LP | 0 | 40,000 | +40,000 | 0.00 | 0.55 | +0.55 | buy |
| Karpus Management, Inc. | 45,000 | 78,675 | +33,675 | 0.01 | 0.02 | +0.01 | buy |
| FNY Investment Advisers, LLC | 0 | 25,000 | +25,000 | 0.00 | 0.09 | +0.09 | buy |
| Kepos Capital LP | 0 | 24,100 | +24,100 | 0.00 | 0.01 | +0.01 | buy |
| Schonfeld Strategic Advisors LLC | 0 | 22,399 | +22,399 | 0.00 | 0.00 | +0.00 | buy |
| PenderFund Capital Management Ltd. | 5,000 | 25,800 | +20,800 | 0.01 | 0.03 | +0.03 | buy |
| Ionic Capital Management LLC | 0 | 18,875 | +18,875 | 0.00 | 0.18 | +0.18 | buy |
| AQR Arbitrage LLC | 981,320 | 992,610 | +11,290 | 0.00 | 0.00 | +0.00 | buy |
| Shaolin Capital Management LLC | 250,101 | 254,466 | +4,365 | 0.00 | 0.00 | +0.00 | buy |
| FLOW TRADERS U.S. LLC | 14,499 | 16,403 | +1,904 | 0.00 | 0.00 | +0.00 | buy |
| GLAZER CAPITAL, LLC | 0 | 144 | +144 | 0.00 | 0.00 | +0.00 | buy |
| FNY Investment Advisers, LLC | 200 | 330 | +130 | 0.00 | 0.00 | +0.00 | buy |
| OMERS ADMINISTRATION Corp | 400,000 | 400,000 | 0 | 0.03 | 0.02 | -0.00 | hold |
| Sculptor Capital LP | 243,088 | 243,088 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 470,000 | 470,000 | 0 | 1.30 | 1.09 | -0.21 | hold |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 200,000 | 200,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CSS LLC/IL | 73,810 | 73,810 | 0 | 0.01 | 0.01 | -0.00 | hold |
| BERKLEY W R CORP | 247,850 | 247,850 | 0 | 0.13 | 0.12 | -0.01 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 526,392 | 526,392 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 362,500 | 362,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 604,519 | 604,519 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Radcliffe Capital Management, L.P. | 607,182 | 607,182 | 0 | 0.45 | 0.46 | +0.01 | hold |
| WHITEBOX ADVISORS LLC | 350,000 | 350,000 | 0 | 0.05 | 0.06 | +0.01 | hold |
| WHITEBOX ADVISORS LLC | 350,000 | 350,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LINDEN ADVISORS LP | 1,500,000 | 1,500,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LINDEN ADVISORS LP | 1,500,000 | 1,500,000 | 0 | 0.08 | 0.08 | -0.00 | hold |
| Context Capital Management, LLC | 400,000 | 400,000 | 0 | 0.09 | 0.08 | -0.01 | hold |
| Context Capital Management, LLC | 400,000 | 400,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 800,000 | 800,000 | 0 | 0.19 | 0.15 | -0.04 | hold |
| Polar Asset Management Partners Inc. | 800,000 | 800,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 547,508 | 547,508 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 547,508 | 547,508 | 0 | 0.08 | 0.08 | -0.01 | hold |
| Magnetar Financial LLC | 1,500,000 | 1,500,000 | 0 | 0.15 | 0.14 | -0.01 | hold |
| Magnetar Financial LLC | 1,500,000 | 1,500,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Hudson Bay Capital Management LP | 379,148 | 379,148 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Hudson Bay Capital Management LP | 379,148 | 379,148 | 0 | 0.00 | 0.00 | +0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 50,000 | 50,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 100,000 | 100,000 | 0 | 0.04 | 0.02 | -0.01 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Alberta Investment Management Corp | 250,000 | 250,000 | 0 | 0.02 | 0.01 | -0.00 | hold |
| Westchester Capital Management, LLC | 150,000 | 150,000 | 0 | 0.07 | 0.08 | +0.00 | hold |
| MANGROVE PARTNERS IM, LLC | 450,000 | 450,000 | 0 | 0.36 | 0.30 | -0.06 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 900,000 | 900,000 | 0 | 0.09 | 0.08 | -0.01 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 900,000 | 900,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LMR Partners LLP | 1,500,000 | 1,500,000 | 0 | 0.14 | 0.11 | -0.03 | hold |
| First Trust Capital Management L.P. | 600,000 | 600,000 | 0 | 0.31 | 0.35 | +0.04 | hold |
| BlueCrest Capital Management Ltd | 175,000 | 175,000 | 0 | 0.16 | 0.08 | -0.09 | hold |
| Mint Tower Capital Management B.V. | 250,000 | 250,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Mint Tower Capital Management B.V. | 250,000 | 250,000 | 0 | 0.23 | 0.30 | +0.07 | hold |
| PERISCOPE CAPITAL INC. | 88,000 | 88,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ExodusPoint Capital Management, LP | 36,628 | 36,628 | 0 | 0.00 | 0.00 | +0.00 | hold |
| SYQUANT CAPITAL SAS | 125,000 | 125,000 | 0 | 0.19 | 0.29 | +0.09 | hold |
| SONA ASSET MANAGEMENT (US) LLC | 244,139 | 244,139 | 0 | 0.09 | 0.09 | -0.00 | hold |
| SONA ASSET MANAGEMENT (US) LLC | 244,139 | 244,139 | 0 | 0.00 | 0.00 | +0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 50,000 | 49,900 | -100 | 0.02 | 0.02 | -0.00 | sell |
| PenderFund Capital Management Ltd. | 5,000 | 0 | -5,000 | 0.00 | 0.00 | -0.00 | sell |
| Virtu Financial LLC | 24,582 | 15,344 | -9,238 | 0.01 | 0.00 | -0.01 | sell |
| HRT FINANCIAL LP | 110,858 | 101,221 | -9,637 | 0.00 | 0.00 | -0.00 | sell |
| MIZUHO SECURITIES USA LLC | 20,974 | 0 | -20,974 | 0.00 | 0.00 | -0.00 | sell |
| ROYAL BANK OF CANADA | 21,679 | 0 | -21,679 | 0.00 | 0.00 | -0.00 | sell |
| Tuttle Capital Management, LLC | 25,000 | 0 | -25,000 | 0.41 | 0.00 | -0.41 | sell |
| Kepos Capital LP | 40,000 | 0 | -40,000 | 0.65 | 0.00 | -0.65 | sell |
| Shaolin Capital Management LLC | 250,101 | 209,075 | -41,026 | 0.10 | 0.12 | +0.02 | sell |
| TORONTO DOMINION BANK | 50,000 | 0 | -50,000 | 0.00 | 0.00 | -0.00 | sell |
| Parallax Volatility Advisers, L.P. | 53,816 | 0 | -53,816 | 0.00 | 0.00 | -0.00 | sell |
| PRELUDE CAPITAL MANAGEMENT, LLC | 55,000 | 0 | -55,000 | 0.04 | 0.00 | -0.04 | sell |
| Virtu Financial LLC | 87,681 | 0 | -87,681 | 0.00 | 0.00 | -0.00 | sell |