| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| LINDEN ADVISORS LP | 0 | 1,500,000 | +1,500,000 | 0.00 | 0.00 | +0.00 | buy |
| LINDEN ADVISORS LP | 0 | 1,500,000 | +1,500,000 | 0.00 | 0.08 | +0.08 | buy |
| Magnetar Financial LLC | 0 | 1,500,000 | +1,500,000 | 0.00 | 0.15 | +0.15 | buy |
| Magnetar Financial LLC | 0 | 1,500,000 | +1,500,000 | 0.00 | 0.00 | +0.00 | buy |
| AQR Arbitrage LLC | 0 | 981,320 | +981,320 | 0.00 | 0.00 | +0.00 | buy |
| AQR Arbitrage LLC | 0 | 927,201 | +927,201 | 0.00 | 0.15 | +0.15 | buy |
| PICTON MAHONEY ASSET MANAGEMENT | 0 | 900,000 | +900,000 | 0.00 | 0.09 | +0.09 | buy |
| PICTON MAHONEY ASSET MANAGEMENT | 0 | 900,000 | +900,000 | 0.00 | 0.00 | +0.00 | buy |
| Polar Asset Management Partners Inc. | 0 | 800,000 | +800,000 | 0.00 | 0.19 | +0.19 | buy |
| Polar Asset Management Partners Inc. | 0 | 800,000 | +800,000 | 0.00 | 0.00 | +0.00 | buy |
| CSS LLC/IL | 0 | 737,555 | +737,555 | 0.00 | 0.40 | +0.40 | buy |
| Radcliffe Capital Management, L.P. | 0 | 607,182 | +607,182 | 0.00 | 0.45 | +0.45 | buy |
| Radcliffe Capital Management, L.P. | 0 | 604,519 | +604,519 | 0.00 | 0.01 | +0.01 | buy |
| First Trust Capital Management L.P. | 0 | 600,000 | +600,000 | 0.00 | 0.31 | +0.31 | buy |
| First Trust Capital Management L.P. | 0 | 586,507 | +586,507 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 580,511 | +580,511 | 0.00 | 0.00 | +0.00 | buy |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 0 | 547,508 | +547,508 | 0.00 | 0.00 | +0.00 | buy |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 0 | 547,508 | +547,508 | 0.00 | 0.08 | +0.08 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 526,392 | +526,392 | 0.00 | 0.00 | +0.00 | buy |
| HEIGHTS CAPITAL MANAGEMENT, INC | 0 | 470,000 | +470,000 | 0.00 | 1.30 | +1.30 | buy |
| HEIGHTS CAPITAL MANAGEMENT, INC | 0 | 470,000 | +470,000 | 0.00 | 0.01 | +0.01 | buy |
| MANGROVE PARTNERS IM, LLC | 0 | 450,000 | +450,000 | 0.00 | 0.36 | +0.36 | buy |
| MANGROVE PARTNERS IM, LLC | 0 | 450,000 | +450,000 | 0.00 | 0.01 | +0.01 | buy |
| METEORA CAPITAL, LLC | 0 | 446,498 | +446,498 | 0.00 | 0.00 | +0.00 | buy |
| METEORA CAPITAL, LLC | 0 | 418,813 | +418,813 | 0.00 | 0.30 | +0.30 | buy |
| Context Capital Management, LLC | 0 | 400,000 | +400,000 | 0.00 | 0.09 | +0.09 | buy |
| Context Capital Management, LLC | 0 | 400,000 | +400,000 | 0.00 | 0.00 | +0.00 | buy |
| Ilex Capital Partners (UK) LLP | 0 | 400,000 | +400,000 | 0.00 | 0.10 | +0.10 | buy |
| Ilex Capital Partners (UK) LLP | 0 | 400,000 | +400,000 | 0.00 | 0.00 | +0.00 | buy |
| Hudson Bay Capital Management LP | 0 | 379,148 | +379,148 | 0.00 | 0.02 | +0.02 | buy |
| Hudson Bay Capital Management LP | 0 | 379,148 | +379,148 | 0.00 | 0.00 | +0.00 | buy |
| TWO SIGMA INVESTMENTS, LP | 0 | 362,500 | +362,500 | 0.00 | 0.00 | +0.00 | buy |
| WHITEBOX ADVISORS LLC | 0 | 350,000 | +350,000 | 0.00 | 0.05 | +0.05 | buy |
| WHITEBOX ADVISORS LLC | 0 | 350,000 | +350,000 | 0.00 | 0.00 | +0.00 | buy |
| TORONTO DOMINION BANK | 0 | 289,392 | +289,392 | 0.00 | 0.00 | +0.00 | buy |
| GLAZER CAPITAL, LLC | 0 | 267,754 | +267,754 | 0.00 | 0.06 | +0.06 | buy |
| GLAZER CAPITAL, LLC | 0 | 267,754 | +267,754 | 0.00 | 0.00 | +0.00 | buy |
| Shaolin Capital Management LLC | 0 | 250,101 | +250,101 | 0.00 | 0.10 | +0.10 | buy |
| Shaolin Capital Management LLC | 0 | 250,101 | +250,101 | 0.00 | 0.00 | +0.00 | buy |
| Alberta Investment Management Corp | 0 | 250,000 | +250,000 | 0.00 | 0.02 | +0.02 | buy |
| Mint Tower Capital Management B.V. | 0 | 250,000 | +250,000 | 0.00 | 0.00 | +0.00 | buy |
| Mint Tower Capital Management B.V. | 0 | 250,000 | +250,000 | 0.00 | 0.23 | +0.23 | buy |
| Sculptor Capital LP | 0 | 249,938 | +249,938 | 0.00 | 0.03 | +0.03 | buy |
| BERKLEY W R CORP | 0 | 247,850 | +247,850 | 0.00 | 0.13 | +0.13 | buy |
| BERKLEY W R CORP | 0 | 247,850 | +247,850 | 0.00 | 0.00 | +0.00 | buy |
| SONA ASSET MANAGEMENT (US) LLC | 0 | 244,139 | +244,139 | 0.00 | 0.09 | +0.09 | buy |
| SONA ASSET MANAGEMENT (US) LLC | 0 | 244,139 | +244,139 | 0.00 | 0.00 | +0.00 | buy |
| Sculptor Capital LP | 0 | 243,088 | +243,088 | 0.00 | 0.00 | +0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 0 | 201,800 | +201,800 | 0.00 | 0.03 | +0.03 | buy |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 0 | 200,000 | +200,000 | 0.00 | 0.01 | +0.01 | buy |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 0 | 200,000 | +200,000 | 0.00 | 0.00 | +0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 0 | 199,900 | +199,900 | 0.00 | 0.00 | +0.00 | buy |
| JPMORGAN CHASE & CO | 0 | 115,454 | +115,454 | 0.00 | 0.00 | +0.00 | buy |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 115,454 | +115,454 | 0.00 | 0.07 | +0.07 | buy |
| MOORE CAPITAL MANAGEMENT, LP | 0 | 100,000 | +100,000 | 0.00 | 0.04 | +0.04 | buy |
| MOORE CAPITAL MANAGEMENT, LP | 0 | 100,000 | +100,000 | 0.00 | 0.00 | +0.00 | buy |
| PERISCOPE CAPITAL INC. | 0 | 88,000 | +88,000 | 0.00 | 0.15 | +0.15 | buy |
| PERISCOPE CAPITAL INC. | 0 | 88,000 | +88,000 | 0.00 | 0.00 | +0.00 | buy |
| Virtu Financial LLC | 0 | 87,681 | +87,681 | 0.00 | 0.00 | +0.00 | buy |
| CSS LLC/IL | 0 | 73,810 | +73,810 | 0.00 | 0.01 | +0.01 | buy |
| Parallax Volatility Advisers, L.P. | 0 | 53,816 | +53,816 | 0.00 | 0.00 | +0.00 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 50,000 | +50,000 | 0.00 | 0.02 | +0.02 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 50,000 | +50,000 | 0.00 | 0.00 | +0.00 | buy |
| TORONTO DOMINION BANK | 0 | 50,000 | +50,000 | 0.00 | 0.00 | +0.00 | buy |
| Karpus Management, Inc. | 0 | 45,000 | +45,000 | 0.00 | 0.01 | +0.01 | buy |
| Kepos Capital LP | 0 | 40,000 | +40,000 | 0.00 | 0.65 | +0.65 | buy |
| ExodusPoint Capital Management, LP | 0 | 36,628 | +36,628 | 0.00 | 0.00 | +0.00 | buy |
| DELTEC ASSET MANAGEMENT LLC | 0 | 25,000 | +25,000 | 0.00 | 0.05 | +0.05 | buy |
| Virtu Financial LLC | 0 | 24,582 | +24,582 | 0.00 | 0.01 | +0.01 | buy |
| ROYAL BANK OF CANADA | 0 | 21,679 | +21,679 | 0.00 | 0.00 | +0.00 | buy |
| MIZUHO SECURITIES USA LLC | 0 | 20,974 | +20,974 | 0.00 | 0.00 | +0.00 | buy |
| FLOW TRADERS U.S. LLC | 0 | 14,499 | +14,499 | 0.00 | 0.00 | +0.00 | buy |
| PRELUDE CAPITAL MANAGEMENT, LLC | 50,000 | 55,000 | +5,000 | 0.04 | 0.04 | +0.01 | buy |
| PenderFund Capital Management Ltd. | 0 | 5,000 | +5,000 | 0.00 | 0.01 | +0.01 | buy |
| PenderFund Capital Management Ltd. | 0 | 5,000 | +5,000 | 0.00 | 0.00 | +0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 300,000 | 300,161 | +161 | 0.00 | 0.00 | +0.00 | buy |
| OMERS ADMINISTRATION Corp | 400,000 | 400,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| MMCAP International Inc. SPC | 1,500,000 | 1,500,000 | 0 | 1.49 | 1.29 | -0.20 | hold |
| TIG Advisors, LLC | 400,000 | 400,000 | 0 | 0.19 | 0.19 | -0.00 | hold |
| Westchester Capital Management, LLC | 150,000 | 150,000 | 0 | 0.07 | 0.07 | +0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 602,165 | 602,165 | 0 | 0.01 | 0.01 | -0.00 | hold |
| LMR Partners LLP | 1,500,000 | 1,500,000 | 0 | 0.14 | 0.14 | -0.01 | hold |
| Tuttle Capital Management, LLC | 25,000 | 25,000 | 0 | 0.55 | 0.41 | -0.14 | hold |
| BlueCrest Capital Management Ltd | 175,000 | 175,000 | 0 | 0.07 | 0.16 | +0.10 | hold |
| HGC Investment Management Inc. | 523,489 | 523,489 | 0 | 1.10 | 1.16 | +0.05 | hold |
| FNY Investment Advisers, LLC | 200 | 200 | 0 | 0.00 | 0.00 | +0.00 | hold |
| SYQUANT CAPITAL SAS | 125,000 | 125,000 | 0 | 0.15 | 0.19 | +0.04 | hold |
| Wealthspring Capital LLC | 739,040 | 737,680 | -1,360 | 1.74 | 1.74 | +0.01 | sell |
| Yakira Capital Management, Inc. | 150,000 | 146,907 | -3,093 | 0.50 | 0.43 | -0.07 | sell |
| PenderFund Capital Management Ltd. | 5,000 | 0 | -5,000 | 0.01 | 0.00 | -0.01 | sell |
| HRT FINANCIAL LP | 127,494 | 110,858 | -16,636 | 0.00 | 0.00 | -0.00 | sell |
| DELTEC ASSET MANAGEMENT LLC | 25,000 | 0 | -25,000 | 0.04 | 0.00 | -0.04 | sell |
| JANE STREET GROUP, LLC | 34,136 | 0 | -34,136 | 0.00 | 0.00 | -0.00 | sell |
| ExodusPoint Capital Management, LP | 36,628 | 0 | -36,628 | 0.00 | 0.00 | -0.00 | sell |
| Virtu Financial LLC | 42,245 | 0 | -42,245 | 0.02 | 0.00 | -0.02 | sell |
| ROYAL BANK OF CANADA | 50,000 | 0 | -50,000 | 0.00 | 0.00 | -0.00 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 50,000 | 0 | -50,000 | 0.02 | 0.00 | -0.02 | sell |
| Brevan Howard Capital Management LP | 81,323 | 0 | -81,323 | 0.02 | 0.00 | -0.02 | sell |
| PERISCOPE CAPITAL INC. | 88,000 | 0 | -88,000 | 0.17 | 0.00 | -0.17 | sell |
| MOORE CAPITAL MANAGEMENT, LP | 100,000 | 0 | -100,000 | 0.02 | 0.00 | -0.02 | sell |