| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Fort Baker Capital Management LP | 0 | 1,719,359 | +1,719,359 | 0.00 | 1.60 | +1.60 | buy |
| Fort Baker Capital Management LP | 0 | 917,016 | +917,016 | 0.00 | 0.11 | +0.11 | buy |
| QVT Financial LP | 0 | 762,685 | +762,685 | 0.00 | 0.63 | +0.63 | buy |
| WHITEBOX ADVISORS LLC | 0 | 500,000 | +500,000 | 0.00 | 0.07 | +0.07 | buy |
| Harraden Circle Investments, LLC | 0 | 437,747 | +437,747 | 0.00 | 0.92 | +0.92 | buy |
| Polar Asset Management Partners Inc. | 200,000 | 500,000 | +300,000 | 0.04 | 0.12 | +0.08 | buy |
| WHITEBOX ADVISORS LLC | 0 | 250,000 | +250,000 | 0.00 | 0.00 | +0.00 | buy |
| SONA ASSET MANAGEMENT (US) LLC | 0 | 243,252 | +243,252 | 0.00 | 0.10 | +0.10 | buy |
| Walleye Capital LLC | 0 | 238,229 | +238,229 | 0.00 | 0.00 | +0.00 | buy |
| Centiva Capital, LP | 0 | 220,000 | +220,000 | 0.00 | 0.01 | +0.01 | buy |
| ARISTEIA CAPITAL, L.L.C. | 500,000 | 570,100 | +70,100 | 0.01 | 0.02 | +0.01 | buy |
| CITADEL ADVISORS LLC | 0 | 53,455 | +53,455 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 107,261 | 151,187 | +43,926 | 0.00 | 0.00 | +0.00 | buy |
| Sculptor Capital LP | 0 | 30,153 | +30,153 | 0.00 | 0.00 | +0.00 | buy |
| HRT FINANCIAL LP | 0 | 28,395 | +28,395 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 0 | 19,025 | +19,025 | 0.00 | 0.00 | +0.00 | buy |
| Kepos Capital LP | 0 | 17,500 | +17,500 | 0.00 | 0.04 | +0.04 | buy |
| METEORA CAPITAL, LLC | 149,820 | 161,387 | +11,567 | 0.13 | 0.12 | -0.00 | buy |
| Kepos Capital LP | 0 | 8,200 | +8,200 | 0.00 | 0.14 | +0.14 | buy |
| Schonfeld Strategic Advisors LLC | 273,967 | 280,000 | +6,033 | 0.01 | 0.02 | +0.01 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 0 | 4,166 | +4,166 | 0.00 | 0.00 | +0.00 | buy |
| Sculptor Capital LP | 244,000 | 244,184 | +184 | 0.03 | 0.03 | -0.00 | buy |
| Caitong International Asset Management Co., Ltd | 0 | 1 | +1 | 0.00 | 0.00 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 100,000 | 100,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| D. E. Shaw & Co., Inc. | 50,000 | 50,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CANTOR FITZGERALD, L. P. | 25,900 | 25,900 | 0 | 0.01 | 0.01 | +0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 1,000,000 | 1,000,000 | 0 | 0.29 | 0.24 | -0.05 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 194,799 | 194,799 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 543,750 | 543,750 | 0 | 0.01 | 0.00 | -0.00 | hold |
| LINDEN ADVISORS LP | 150,000 | 150,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Context Capital Management, LLC | 300,000 | 300,000 | 0 | 0.08 | 0.07 | -0.01 | hold |
| Polar Asset Management Partners Inc. | 100,000 | 100,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 1,250,000 | 1,250,000 | 0 | 0.18 | 0.20 | +0.02 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 625,000 | 625,000 | 0 | 0.00 | 0.01 | +0.01 | hold |
| Magnetar Financial LLC | 750,000 | 750,000 | 0 | 0.08 | 0.08 | +0.00 | hold |
| Magnetar Financial LLC | 375,000 | 375,000 | 0 | 0.00 | 0.01 | +0.00 | hold |
| Hudson Bay Capital Management LP | 200,000 | 200,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 199,936 | 199,936 | 0 | 0.00 | 0.01 | +0.01 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 75,000 | 75,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 150,000 | 150,000 | 0 | 0.03 | 0.06 | +0.03 | hold |
| Alberta Investment Management Corp | 550,000 | 550,000 | 0 | 0.03 | 0.04 | +0.00 | hold |
| Alberta Investment Management Corp | 275,000 | 275,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Westchester Capital Management, LLC | 215,312 | 215,312 | 0 | 0.10 | 0.11 | +0.01 | hold |
| Rangeley Capital, LLC | 10,000 | 10,000 | 0 | 0.09 | 0.11 | +0.03 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 300,000 | 300,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 400,000 | 400,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 250,000 | 250,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| LMR Partners LLP | 300,000 | 300,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Governors Lane LP | 303,350 | 303,350 | 0 | 0.01 | 0.05 | +0.04 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 0 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HRT FINANCIAL LP | 100,002 | 99,992 | -10 | 0.00 | 0.00 | -0.00 | sell |
| Radcliffe Capital Management, L.P. | 385,923 | 385,249 | -674 | 0.21 | 0.30 | +0.09 | sell |
| GLAZER CAPITAL, LLC | 1,617 | 0 | -1,617 | 0.00 | 0.00 | -0.00 | sell |
| Schonfeld Strategic Advisors LLC | 135,000 | 132,000 | -3,000 | 0.00 | 0.00 | +0.00 | sell |
| LMR Partners LLP | 600,000 | 595,317 | -4,683 | 0.06 | 0.06 | -0.00 | sell |
| Hudson Bay Capital Management LP | 550,000 | 542,365 | -7,635 | 0.03 | 0.03 | +0.00 | sell |
| AQR Arbitrage LLC | 547,698 | 535,651 | -12,047 | 0.01 | 0.01 | +0.01 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 32,468 | 17,019 | -15,449 | 0.00 | 0.00 | -0.00 | sell |
| Context Capital Management, LLC | 150,000 | 132,700 | -17,300 | 0.00 | 0.00 | +0.00 | sell |
| PERISCOPE CAPITAL INC. | 147,879 | 125,000 | -22,879 | 0.29 | 0.23 | -0.06 | sell |
| DLD Asset Management, LP | 106,424 | 73,069 | -33,355 | 0.11 | 0.08 | -0.04 | sell |
| FIFTH LANE CAPITAL, LP | 35,000 | 0 | -35,000 | 0.42 | 0.00 | -0.42 | sell |
| K2 PRINCIPAL FUND, L.P. | 102,434 | 63,857 | -38,577 | 0.11 | 0.07 | -0.04 | sell |
| DLD Asset Management, LP | 50,947 | 0 | -50,947 | 0.00 | 0.00 | -0.00 | sell |
| Parallax Volatility Advisers, L.P. | 71,909 | 20,000 | -51,909 | 0.00 | 0.00 | +0.00 | sell |
| K2 PRINCIPAL FUND, L.P. | 67,110 | 0 | -67,110 | 0.00 | 0.00 | -0.00 | sell |
| Saba Capital Management, L.P. | 687,813 | 612,813 | -75,000 | 0.01 | 0.03 | +0.02 | sell |
| MIZUHO SECURITIES USA LLC | 76,576 | 0 | -76,576 | 0.01 | 0.00 | -0.01 | sell |
| Verition Fund Management LLC | 78,795 | 0 | -78,795 | 0.00 | 0.00 | -0.00 | sell |
| GOLDMAN SACHS GROUP INC | 282,477 | 200,661 | -81,816 | 0.00 | 0.00 | -0.00 | sell |
| Verition Fund Management LLC | 91,062 | 0 | -91,062 | 0.01 | 0.00 | -0.01 | sell |
| TORONTO DOMINION BANK | 92,607 | 1 | -92,606 | 0.00 | 0.00 | -0.00 | sell |
| GLAZER CAPITAL, LLC | 98,172 | 0 | -98,172 | 0.00 | 0.00 | -0.00 | sell |
| Wealthspring Capital LLC | 102,950 | 0 | -102,950 | 0.01 | 0.00 | -0.01 | sell |
| PICTON MAHONEY ASSET MANAGEMENT | 125,000 | 0 | -125,000 | 0.00 | 0.00 | -0.00 | sell |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 125,689 | 0 | -125,689 | 0.00 | 0.00 | -0.00 | sell |
| Wealthspring Capital LLC | 131,650 | 0 | -131,650 | 0.32 | 0.00 | -0.32 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 397,500 | 250,000 | -147,500 | 0.19 | 0.13 | -0.06 | sell |
| LINDEN ADVISORS LP | 300,000 | 150,000 | -150,000 | 0.02 | 0.01 | -0.01 | sell |
| TORONTO DOMINION BANK | 171,859 | 0 | -171,859 | 0.00 | 0.00 | -0.00 | sell |
| UBS Group AG | 467,491 | 286,641 | -180,850 | 0.00 | 0.00 | -0.00 | sell |
| Shaolin Capital Management LLC | 249,200 | 50,000 | -199,200 | 0.10 | 0.02 | -0.07 | sell |
| CSS LLC/IL | 386,748 | 177,685 | -209,063 | 0.22 | 0.10 | -0.12 | sell |
| Saba Capital Management, L.P. | 797,246 | 582,146 | -215,100 | 0.27 | 0.20 | -0.08 | sell |
| CSS LLC/IL | 463,451 | 247,048 | -216,403 | 0.01 | 0.02 | +0.01 | sell |
| TORONTO DOMINION BANK | 255,263 | 22,996 | -232,267 | 0.00 | 0.00 | -0.00 | sell |
| Shaolin Capital Management LLC | 438,373 | 175,000 | -263,373 | 0.01 | 0.01 | +0.00 | sell |
| AQR Arbitrage LLC | 1,075,396 | 805,182 | -270,214 | 0.23 | 0.14 | -0.09 | sell |
| Harraden Circle Investments, LLC | 272,310 | 0 | -272,310 | 0.02 | 0.00 | -0.02 | sell |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 354,563 | 0 | -354,563 | 0.02 | 0.00 | -0.02 | sell |
| Governors Lane LP | 432,056 | 0 | -432,056 | 0.41 | 0.00 | -0.41 | sell |
| GLAZER CAPITAL, LLC | 547,166 | 95,000 | -452,166 | 0.15 | 0.02 | -0.13 | sell |
| First Trust Capital Management L.P. | 908,700 | 423,342 | -485,358 | 0.56 | 0.23 | -0.33 | sell |