| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| QVT Financial LP | 762,685 | 1,398,027 | +635,342 | 0.63 | 0.97 | +0.33 | buy |
| Hudson Bay Capital Management LP | 542,365 | 850,000 | +307,635 | 0.03 | 0.04 | +0.01 | buy |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 625,000 | 625,000 | 0 | 0.01 | 0.03 | +0.02 | hold |
| Alberta Investment Management Corp | 550,000 | 550,000 | 0 | 0.04 | 0.03 | -0.00 | hold |
| AQR Arbitrage LLC | 535,651 | 528,533 | -7,118 | 0.01 | 0.03 | +0.02 | sell |
| Sculptor Capital LP | 244,184 | 504,603 | +260,419 | 0.03 | 0.06 | +0.03 | buy |
| ARISTEIA CAPITAL, L.L.C. | 570,100 | 478,768 | -91,332 | 0.02 | 0.03 | +0.01 | sell |
| LMR Partners LLP | 300,000 | 419,245 | +119,245 | 0.00 | 0.01 | +0.01 | buy |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 400,000 | 400,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Magnetar Financial LLC | 375,000 | 375,000 | 0 | 0.01 | 0.01 | +0.01 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 1,250,000 | 330,673 | -919,327 | 0.20 | 0.05 | -0.15 | sell |
| Anson Funds Management LP | 0 | 300,000 | +300,000 | 0.00 | 0.30 | +0.30 | buy |
| Centiva Capital, LP | 0 | 295,000 | +295,000 | 0.00 | 0.11 | +0.11 | buy |
| Polar Asset Management Partners Inc. | 500,000 | 288,466 | -211,534 | 0.12 | 0.06 | -0.07 | sell |
| Alberta Investment Management Corp | 275,000 | 275,000 | 0 | 0.00 | 0.01 | +0.00 | hold |
| Walleye Capital LLC | 238,229 | 263,301 | +25,072 | 0.00 | 0.00 | +0.00 | buy |
| WHITEBOX ADVISORS LLC | 250,000 | 250,000 | 0 | 0.00 | 0.01 | +0.01 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 194,799 | 189,100 | -5,699 | 0.00 | 0.00 | +0.00 | sell |
| Union Square Park Capital Management, LLC | 0 | 170,250 | +170,250 | 0.00 | 0.45 | +0.45 | buy |
| LINDEN ADVISORS LP | 150,000 | 150,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 150,000 | 150,000 | 0 | 0.06 | 0.04 | -0.02 | hold |
| TUDOR INVESTMENT CORP ET AL | 0 | 140,446 | +140,446 | 0.00 | 0.01 | +0.01 | buy |
| Harraden Circle Investments, LLC | 437,747 | 138,896 | -298,851 | 0.92 | 0.18 | -0.74 | sell |
| Shaolin Capital Management LLC | 175,000 | 129,343 | -45,657 | 0.01 | 0.03 | +0.02 | sell |
| Centiva Capital, LP | 220,000 | 129,260 | -90,740 | 0.01 | 0.02 | +0.00 | sell |
| Governors Lane LP | 303,350 | 122,450 | -180,900 | 0.05 | 0.04 | -0.01 | sell |
| D. E. Shaw & Co., Inc. | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 100,000 | 100,000 | 0 | 0.00 | 0.01 | +0.00 | hold |
| Union Square Park Capital Management, LLC | 0 | 100,000 | +100,000 | 0.00 | 0.79 | +0.79 | buy |
| Saba Capital Management, L.P. | 582,146 | 87,118 | -495,028 | 0.20 | 0.03 | -0.17 | sell |
| MOORE CAPITAL MANAGEMENT, LP | 75,000 | 75,000 | 0 | 0.00 | 0.01 | +0.00 | hold |
| D. E. Shaw & Co., Inc. | 50,000 | 50,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PEAK6 LLC | 0 | 50,000 | +50,000 | 0.00 | 0.01 | +0.01 | buy |
| DLD Asset Management, LP | 73,069 | 50,000 | -23,069 | 0.08 | 0.04 | -0.03 | sell |
| HRT FINANCIAL LP | 0 | 46,487 | +46,487 | 0.00 | 0.00 | +0.00 | buy |
| Schonfeld Strategic Advisors LLC | 132,000 | 27,419 | -104,581 | 0.00 | 0.00 | -0.00 | sell |
| Shay Capital LLC | 0 | 25,725 | +25,725 | 0.00 | 0.03 | +0.03 | buy |
| Shaolin Capital Management LLC | 50,000 | 24,098 | -25,902 | 0.02 | 0.01 | -0.01 | sell |
| GEODE CAPITAL MANAGEMENT, LLC | 19,025 | 19,025 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Schonfeld Strategic Advisors LLC | 280,000 | 15,000 | -265,000 | 0.02 | 0.00 | -0.02 | sell |
| HRT FINANCIAL LP | 28,395 | 11,503 | -16,892 | 0.00 | 0.00 | -0.00 | sell |
| Rangeley Capital, LLC | 10,000 | 10,000 | 0 | 0.11 | 0.10 | -0.01 | hold |
| Parallax Volatility Advisers, L.P. | 20,000 | 10,000 | -10,000 | 0.00 | 0.00 | -0.00 | sell |
| Federation des caisses Desjardins du Quebec | 0 | 1,000 | +1,000 | 0.00 | 0.00 | +0.00 | buy |
| Caitong International Asset Management Co., Ltd | 1 | 1 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CANTOR FITZGERALD, L. P. | 25,900 | 0 | -25,900 | 0.01 | 0.00 | -0.01 | sell |
| Sculptor Capital LP | 30,153 | 0 | -30,153 | 0.00 | 0.00 | -0.00 | sell |
| GLAZER CAPITAL, LLC | 95,000 | 0 | -95,000 | 0.02 | 0.00 | -0.02 | sell |
| ARISTEIA CAPITAL, L.L.C. | 1,000,000 | 0 | -1,000,000 | 0.24 | 0.00 | -0.24 | sell |
| CSS LLC/IL | 247,048 | 0 | -247,048 | 0.02 | 0.00 | -0.02 | sell |
| CSS LLC/IL | 177,685 | 0 | -177,685 | 0.10 | 0.00 | -0.10 | sell |
| BNP PARIBAS FINANCIAL MARKETS | 151,187 | 0 | -151,187 | 0.00 | 0.00 | -0.00 | sell |
| AQR Arbitrage LLC | 805,182 | 0 | -805,182 | 0.14 | 0.00 | -0.14 | sell |
| TWO SIGMA INVESTMENTS, LP | 543,750 | 0 | -543,750 | 0.00 | 0.00 | -0.00 | sell |
| Radcliffe Capital Management, L.P. | 385,249 | 0 | -385,249 | 0.30 | 0.00 | -0.30 | sell |
| WHITEBOX ADVISORS LLC | 500,000 | 0 | -500,000 | 0.07 | 0.00 | -0.07 | sell |
| LINDEN ADVISORS LP | 150,000 | 0 | -150,000 | 0.01 | 0.00 | -0.01 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 17,019 | 0 | -17,019 | 0.00 | 0.00 | -0.00 | sell |
| Context Capital Management, LLC | 132,700 | 0 | -132,700 | 0.00 | 0.00 | -0.00 | sell |
| Context Capital Management, LLC | 300,000 | 0 | -300,000 | 0.07 | 0.00 | -0.07 | sell |
| Magnetar Financial LLC | 750,000 | 0 | -750,000 | 0.08 | 0.00 | -0.08 | sell |
| Hudson Bay Capital Management LP | 200,000 | 0 | -200,000 | 0.00 | 0.00 | -0.00 | sell |
| CITADEL ADVISORS LLC | 53,455 | 0 | -53,455 | 0.00 | 0.00 | -0.00 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 250,000 | 0 | -250,000 | 0.13 | 0.00 | -0.13 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 199,936 | 0 | -199,936 | 0.01 | 0.00 | -0.01 | sell |
| K2 PRINCIPAL FUND, L.P. | 63,857 | 0 | -63,857 | 0.07 | 0.00 | -0.07 | sell |
| HRT FINANCIAL LP | 99,992 | 0 | -99,992 | 0.00 | 0.00 | -0.00 | sell |
| Thomas J. Herzfeld Advisors, Inc. | 4,166 | 0 | -4,166 | 0.00 | 0.00 | -0.00 | sell |
| Saba Capital Management, L.P. | 612,813 | 0 | -612,813 | 0.03 | 0.00 | -0.03 | sell |
| Kepos Capital LP | 8,200 | 0 | -8,200 | 0.14 | 0.00 | -0.14 | sell |
| Kepos Capital LP | 17,500 | 0 | -17,500 | 0.04 | 0.00 | -0.04 | sell |
| Westchester Capital Management, LLC | 215,312 | 0 | -215,312 | 0.11 | 0.00 | -0.11 | sell |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 300,000 | 0 | -300,000 | 0.01 | 0.00 | -0.01 | sell |
| PICTON MAHONEY ASSET MANAGEMENT | 250,000 | 0 | -250,000 | 0.03 | 0.00 | -0.03 | sell |
| LMR Partners LLP | 595,317 | 0 | -595,317 | 0.06 | 0.00 | -0.06 | sell |
| First Trust Capital Management L.P. | 423,342 | 0 | -423,342 | 0.23 | 0.00 | -0.23 | sell |
| UBS Group AG | 286,641 | 0 | -286,641 | 0.00 | 0.00 | -0.00 | sell |
| Fort Baker Capital Management LP | 1,719,359 | 0 | -1,719,359 | 1.60 | 0.00 | -1.60 | sell |
| Fort Baker Capital Management LP | 917,016 | 0 | -917,016 | 0.11 | 0.00 | -0.11 | sell |
| PERISCOPE CAPITAL INC. | 125,000 | 0 | -125,000 | 0.23 | 0.00 | -0.23 | sell |
| SONA ASSET MANAGEMENT (US) LLC | 243,252 | 0 | -243,252 | 0.10 | 0.00 | -0.10 | sell |
| METEORA CAPITAL, LLC | 161,387 | 0 | -161,387 | 0.12 | 0.00 | -0.12 | sell |
| GOLDMAN SACHS GROUP INC | 200,661 | 0 | -200,661 | 0.00 | 0.00 | -0.00 | sell |
| TORONTO DOMINION BANK | 22,996 | 0 | -22,996 | 0.00 | 0.00 | -0.00 | sell |
| TORONTO DOMINION BANK | 1 | 0 | -1 | 0.00 | 0.00 | -0.00 | sell |