| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| METEORA CAPITAL, LLC | 262,000 | 910,282 | +648,282 | 0.50 | 0.98 | +0.48 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 297,500 | +297,500 | 0.00 | 0.17 | +0.17 | buy |
| GOLDMAN SACHS GROUP INC | 0 | 282,479 | +282,479 | 0.00 | 0.00 | +0.00 | buy |
| Wealthspring Capital LLC | 0 | 205,900 | +205,900 | 0.00 | 0.50 | +0.50 | buy |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 158,881 | 354,563 | +195,682 | 0.00 | 0.02 | +0.02 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 194,799 | +194,799 | 0.00 | 0.00 | +0.00 | buy |
| Schonfeld Strategic Advisors LLC | 200,000 | 370,000 | +170,000 | 0.02 | 0.03 | +0.01 | buy |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 0 | 158,881 | +158,881 | 0.00 | 0.00 | +0.00 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 148,750 | +148,750 | 0.00 | 0.00 | +0.00 | buy |
| CSS LLC/IL | 318,787 | 445,207 | +126,420 | 0.01 | 0.01 | +0.00 | buy |
| Governors Lane LP | 316,900 | 428,919 | +112,019 | 0.44 | 0.61 | +0.17 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 107,261 | +107,261 | 0.00 | 0.00 | +0.00 | buy |
| Wealthspring Capital LLC | 0 | 102,950 | +102,950 | 0.00 | 0.01 | +0.01 | buy |
| PERISCOPE CAPITAL INC. | 0 | 100,000 | +100,000 | 0.00 | 0.25 | +0.25 | buy |
| DLD Asset Management, LP | 0 | 99,668 | +99,668 | 0.00 | 0.13 | +0.13 | buy |
| Schonfeld Strategic Advisors LLC | 100,000 | 185,000 | +85,000 | 0.00 | 0.00 | +0.00 | buy |
| Weiss Asset Management LP | 0 | 81,100 | +81,100 | 0.00 | 0.00 | +0.00 | buy |
| Radcliffe Capital Management, L.P. | 325,971 | 384,606 | +58,635 | 0.25 | 0.24 | -0.01 | buy |
| CITADEL ADVISORS LLC | 0 | 57,024 | +57,024 | 0.00 | 0.00 | +0.00 | buy |
| CANTOR FITZGERALD, L. P. | 0 | 50,900 | +50,900 | 0.00 | 0.01 | +0.01 | buy |
| Verition Fund Management LLC | 98,533 | 121,907 | +23,374 | 0.01 | 0.01 | +0.00 | buy |
| MIZUHO SECURITIES USA LLC | 50,000 | 66,316 | +16,316 | 0.01 | 0.01 | +0.00 | buy |
| Parallax Volatility Advisers, L.P. | 132,225 | 146,625 | +14,400 | 0.00 | 0.00 | -0.00 | buy |
| Shaolin Capital Management LLC | 265,000 | 278,865 | +13,865 | 0.01 | 0.01 | +0.00 | buy |
| CSS LLC/IL | 382,974 | 386,748 | +3,774 | 0.25 | 0.23 | -0.01 | buy |
| D. E. Shaw & Co., Inc. | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| D. E. Shaw & Co., Inc. | 50,000 | 50,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GLAZER CAPITAL, LLC | 1,617 | 1,617 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GLAZER CAPITAL, LLC | 606,137 | 606,137 | 0 | 0.22 | 0.21 | -0.01 | hold |
| ARISTEIA CAPITAL, L.L.C. | 1,000,000 | 1,000,000 | 0 | 0.29 | 0.31 | +0.02 | hold |
| ARISTEIA CAPITAL, L.L.C. | 500,000 | 500,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) | 89,645 | 89,645 | 0 | 0.02 | 0.03 | +0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 543,750 | 543,750 | 0 | 0.01 | 0.01 | -0.00 | hold |
| WHITEBOX ADVISORS LLC | 500,000 | 500,000 | 0 | 0.14 | 0.09 | -0.04 | hold |
| WHITEBOX ADVISORS LLC | 250,000 | 250,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LINDEN ADVISORS LP | 300,000 | 300,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| LINDEN ADVISORS LP | 150,000 | 150,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Context Capital Management, LLC | 300,000 | 300,000 | 0 | 0.10 | 0.09 | -0.01 | hold |
| Context Capital Management, LLC | 150,000 | 150,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 200,000 | 200,000 | 0 | 0.05 | 0.04 | -0.01 | hold |
| Polar Asset Management Partners Inc. | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 625,000 | 625,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 1,250,000 | 1,250,000 | 0 | 0.17 | 0.17 | -0.00 | hold |
| Magnetar Financial LLC | 750,000 | 750,000 | 0 | 0.04 | 0.05 | +0.01 | hold |
| Magnetar Financial LLC | 375,000 | 375,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Hudson Bay Capital Management LP | 650,000 | 650,000 | 0 | 0.04 | 0.04 | -0.00 | hold |
| Hudson Bay Capital Management LP | 325,000 | 325,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 75,000 | 75,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 150,000 | 150,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| Alberta Investment Management Corp | 550,000 | 550,000 | 0 | 0.04 | 0.04 | -0.00 | hold |
| Alberta Investment Management Corp | 275,000 | 275,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HRT FINANCIAL LP | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Saba Capital Management, L.P. | 687,813 | 687,813 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Westchester Capital Management, LLC | 240,312 | 240,312 | 0 | 0.14 | 0.13 | -0.02 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 300,000 | 300,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 400,000 | 400,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 250,000 | 250,000 | 0 | 0.04 | 0.03 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 125,000 | 125,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LMR Partners LLP | 300,000 | 300,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LMR Partners LLP | 600,000 | 600,000 | 0 | 0.09 | 0.08 | -0.02 | hold |
| Tuttle Capital Management, LLC | 30,000 | 30,000 | 0 | 1.29 | 1.17 | -0.12 | hold |
| First Trust Capital Management L.P. | 908,700 | 908,700 | 0 | 0.62 | 0.59 | -0.03 | hold |
| Governors Lane LP | 322,970 | 322,970 | 0 | 0.02 | 0.02 | -0.00 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 0 | 0 | 0.01 | 0.01 | +0.00 | hold |
| TORONTO DOMINION BANK | 97,828 | 97,807 | -21 | 0.00 | 0.00 | -0.00 | sell |
| Verition Fund Management LLC | 39,271 | 38,571 | -700 | 0.00 | 0.00 | +0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 50,000 | 32,096 | -17,904 | 0.00 | 0.00 | -0.00 | sell |
| Saba Capital Management, L.P. | 822,246 | 797,246 | -25,000 | 0.23 | 0.27 | +0.04 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 96,917 | 50,619 | -46,298 | 0.02 | 0.01 | -0.01 | sell |
| CITADEL ADVISORS LLC | 77,478 | 26,228 | -51,250 | 0.00 | 0.00 | -0.00 | sell |
| TORONTO DOMINION BANK | 275,000 | 222,031 | -52,969 | 0.00 | 0.00 | -0.00 | sell |
| GLAZER CAPITAL, LLC | 214,996 | 139,044 | -75,952 | 0.00 | 0.00 | -0.00 | sell |
| Sculptor Capital LP | 350,000 | 273,800 | -76,200 | 0.00 | 0.00 | -0.00 | sell |
| DLD Asset Management, LP | 99,668 | 0 | -99,668 | 0.12 | 0.00 | -0.12 | sell |
| Shaolin Capital Management LLC | 325,000 | 225,003 | -99,997 | 0.14 | 0.11 | -0.03 | sell |
| Parallax Volatility Advisers, L.P. | 101,700 | 0 | -101,700 | 0.04 | 0.00 | -0.04 | sell |
| AQR Arbitrage LLC | 742,497 | 547,698 | -194,799 | 0.01 | 0.01 | -0.00 | sell |
| Schonfeld Strategic Advisors LLC | 200,000 | 0 | -200,000 | 0.02 | 0.00 | -0.02 | sell |
| Wealthspring Capital LLC | 205,900 | 0 | -205,900 | 0.56 | 0.00 | -0.56 | sell |
| Sculptor Capital LP | 499,600 | 250,000 | -249,600 | 0.08 | 0.03 | -0.05 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 400,000 | 102,372 | -297,628 | 0.23 | 0.06 | -0.17 | sell |
| TORONTO DOMINION BANK | 557,052 | 199,568 | -357,484 | 0.01 | 0.00 | -0.01 | sell |
| AQR Arbitrage LLC | 1,469,994 | 1,075,396 | -394,598 | 0.35 | 0.28 | -0.07 | sell |