| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| UBS Group AG | 0 | 467,491 | +467,491 | 0.00 | 0.00 | +0.00 | buy |
| Harraden Circle Investments, LLC | 0 | 272,310 | +272,310 | 0.00 | 0.02 | +0.02 | buy |
| Shaolin Capital Management LLC | 278,865 | 438,373 | +159,508 | 0.01 | 0.01 | +0.00 | buy |
| K2 PRINCIPAL FUND, L.P. | 0 | 102,434 | +102,434 | 0.00 | 0.11 | +0.11 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 297,500 | 397,500 | +100,000 | 0.17 | 0.19 | +0.02 | buy |
| K2 PRINCIPAL FUND, L.P. | 0 | 67,110 | +67,110 | 0.00 | 0.00 | +0.00 | buy |
| TORONTO DOMINION BANK | 199,568 | 255,263 | +55,695 | 0.00 | 0.00 | +0.00 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 148,750 | 199,936 | +51,186 | 0.00 | 0.00 | +0.00 | buy |
| DLD Asset Management, LP | 0 | 50,947 | +50,947 | 0.00 | 0.00 | +0.00 | buy |
| PERISCOPE CAPITAL INC. | 100,000 | 147,879 | +47,879 | 0.25 | 0.29 | +0.04 | buy |
| Verition Fund Management LLC | 38,571 | 78,795 | +40,224 | 0.00 | 0.00 | +0.00 | buy |
| FIFTH LANE CAPITAL, LP | 0 | 35,000 | +35,000 | 0.00 | 0.42 | +0.42 | buy |
| CANTOR FITZGERALD, L. P. | 0 | 25,900 | +25,900 | 0.00 | 0.01 | +0.01 | buy |
| Shaolin Capital Management LLC | 225,003 | 249,200 | +24,197 | 0.11 | 0.10 | -0.01 | buy |
| CSS LLC/IL | 445,207 | 463,451 | +18,244 | 0.01 | 0.01 | -0.00 | buy |
| MIZUHO SECURITIES USA LLC | 66,316 | 76,576 | +10,260 | 0.01 | 0.01 | -0.00 | buy |
| Rangeley Capital, LLC | 0 | 10,000 | +10,000 | 0.00 | 0.09 | +0.09 | buy |
| DLD Asset Management, LP | 99,668 | 106,424 | +6,756 | 0.13 | 0.11 | -0.02 | buy |
| Governors Lane LP | 428,919 | 432,056 | +3,137 | 0.61 | 0.41 | -0.20 | buy |
| Radcliffe Capital Management, L.P. | 384,606 | 385,923 | +1,317 | 0.24 | 0.21 | -0.03 | buy |
| HRT FINANCIAL LP | 100,000 | 100,002 | +2 | 0.00 | 0.00 | -0.00 | buy |
| D. E. Shaw & Co., Inc. | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| D. E. Shaw & Co., Inc. | 50,000 | 50,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GLAZER CAPITAL, LLC | 1,617 | 1,617 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 1,000,000 | 1,000,000 | 0 | 0.31 | 0.29 | -0.02 | hold |
| ARISTEIA CAPITAL, L.L.C. | 500,000 | 500,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 354,563 | 354,563 | 0 | 0.02 | 0.02 | +0.00 | hold |
| CSS LLC/IL | 386,748 | 386,748 | 0 | 0.23 | 0.22 | -0.01 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 107,261 | 107,261 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 194,799 | 194,799 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AQR Arbitrage LLC | 547,698 | 547,698 | 0 | 0.01 | 0.01 | -0.00 | hold |
| AQR Arbitrage LLC | 1,075,396 | 1,075,396 | 0 | 0.28 | 0.23 | -0.05 | hold |
| TWO SIGMA INVESTMENTS, LP | 543,750 | 543,750 | 0 | 0.01 | 0.01 | -0.00 | hold |
| LINDEN ADVISORS LP | 300,000 | 300,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| LINDEN ADVISORS LP | 150,000 | 150,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Context Capital Management, LLC | 150,000 | 150,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Context Capital Management, LLC | 300,000 | 300,000 | 0 | 0.09 | 0.08 | -0.02 | hold |
| Polar Asset Management Partners Inc. | 200,000 | 200,000 | 0 | 0.04 | 0.04 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 1,250,000 | 1,250,000 | 0 | 0.17 | 0.18 | +0.01 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 625,000 | 625,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Magnetar Financial LLC | 375,000 | 375,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Magnetar Financial LLC | 750,000 | 750,000 | 0 | 0.05 | 0.08 | +0.03 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 75,000 | 75,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 150,000 | 150,000 | 0 | 0.03 | 0.03 | +0.00 | hold |
| Alberta Investment Management Corp | 550,000 | 550,000 | 0 | 0.04 | 0.03 | -0.01 | hold |
| Alberta Investment Management Corp | 275,000 | 275,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Saba Capital Management, L.P. | 797,246 | 797,246 | 0 | 0.27 | 0.27 | +0.00 | hold |
| Saba Capital Management, L.P. | 687,813 | 687,813 | 0 | 0.01 | 0.01 | +0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 300,000 | 300,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 400,000 | 400,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 250,000 | 250,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 125,000 | 125,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LMR Partners LLP | 300,000 | 300,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LMR Partners LLP | 600,000 | 600,000 | 0 | 0.08 | 0.06 | -0.02 | hold |
| First Trust Capital Management L.P. | 908,700 | 908,700 | 0 | 0.59 | 0.56 | -0.03 | hold |
| Wealthspring Capital LLC | 102,950 | 102,950 | 0 | 0.01 | 0.01 | -0.00 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 0 | 0 | 0.01 | 0.00 | -0.00 | hold |
| GOLDMAN SACHS GROUP INC | 282,479 | 282,477 | -2 | 0.00 | 0.00 | -0.00 | sell |
| OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) | 89,645 | 89,610 | -35 | 0.03 | 0.02 | -0.00 | sell |
| TORONTO DOMINION BANK | 97,807 | 92,607 | -5,200 | 0.00 | 0.00 | -0.00 | sell |
| Sculptor Capital LP | 250,000 | 244,000 | -6,000 | 0.03 | 0.03 | -0.01 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 50,619 | 32,468 | -18,151 | 0.01 | 0.00 | -0.00 | sell |
| Governors Lane LP | 322,970 | 303,350 | -19,620 | 0.02 | 0.01 | -0.01 | sell |
| Westchester Capital Management, LLC | 240,312 | 215,312 | -25,000 | 0.13 | 0.10 | -0.02 | sell |
| CITADEL ADVISORS LLC | 26,228 | 0 | -26,228 | 0.00 | 0.00 | -0.00 | sell |
| Tuttle Capital Management, LLC | 30,000 | 0 | -30,000 | 1.17 | 0.00 | -1.17 | sell |
| Verition Fund Management LLC | 121,907 | 91,062 | -30,845 | 0.01 | 0.01 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 32,096 | 0 | -32,096 | 0.00 | 0.00 | -0.00 | sell |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 158,881 | 125,689 | -33,192 | 0.00 | 0.00 | -0.00 | sell |
| GLAZER CAPITAL, LLC | 139,044 | 98,172 | -40,872 | 0.00 | 0.00 | -0.00 | sell |
| Schonfeld Strategic Advisors LLC | 185,000 | 135,000 | -50,000 | 0.00 | 0.00 | -0.00 | sell |
| TORONTO DOMINION BANK | 222,031 | 171,859 | -50,172 | 0.00 | 0.00 | -0.00 | sell |
| CANTOR FITZGERALD, L. P. | 50,900 | 0 | -50,900 | 0.01 | 0.00 | -0.01 | sell |
| CITADEL ADVISORS LLC | 57,024 | 0 | -57,024 | 0.00 | 0.00 | -0.00 | sell |
| GLAZER CAPITAL, LLC | 606,137 | 547,166 | -58,971 | 0.21 | 0.15 | -0.06 | sell |
| Wealthspring Capital LLC | 205,900 | 131,650 | -74,250 | 0.50 | 0.32 | -0.18 | sell |
| Parallax Volatility Advisers, L.P. | 146,625 | 71,909 | -74,716 | 0.00 | 0.00 | -0.00 | sell |
| Weiss Asset Management LP | 81,100 | 0 | -81,100 | 0.00 | 0.00 | -0.00 | sell |
| Schonfeld Strategic Advisors LLC | 370,000 | 273,967 | -96,033 | 0.03 | 0.01 | -0.01 | sell |
| Hudson Bay Capital Management LP | 650,000 | 550,000 | -100,000 | 0.04 | 0.03 | -0.01 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 102,372 | 0 | -102,372 | 0.06 | 0.00 | -0.06 | sell |
| Hudson Bay Capital Management LP | 325,000 | 200,000 | -125,000 | 0.00 | 0.00 | -0.00 | sell |
| WHITEBOX ADVISORS LLC | 250,000 | 0 | -250,000 | 0.00 | 0.00 | -0.00 | sell |
| Sculptor Capital LP | 273,800 | 0 | -273,800 | 0.00 | 0.00 | -0.00 | sell |
| WHITEBOX ADVISORS LLC | 500,000 | 0 | -500,000 | 0.09 | 0.00 | -0.09 | sell |
| METEORA CAPITAL, LLC | 910,282 | 149,820 | -760,462 | 0.98 | 0.13 | -0.85 | sell |