Stock Transactions

Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)Type
MIZUHO SECURITIES USA LLC10,527531,384+520,8570.000.13+0.13buy
CSS LLC/IL19,000368,581+349,5810.010.21+0.20buy
Shaolin Capital Management LLC400,000600,000+200,0000.150.26+0.10buy
GLAZER CAPITAL, LLC150,248347,215+196,9670.040.08+0.04buy
ARISTEIA CAPITAL, L.L.C.349,950485,573+135,6230.000.00-0.00buy
Context Capital Management, LLC100,000150,000+50,0000.000.00+0.00buy
Cannon Global Investment Management, LLC16,50019,400+2,9000.440.48+0.04buy
Radcliffe Capital Management, L.P.474,579474,599+200.260.36+0.10buy
First Trust Capital Management L.P.884,398876,498-7,9000.540.47-0.07sell
RIVERNORTH CAPITAL MANAGEMENT, LLC198,852187,596-11,2560.100.10+0.00sell
PERISCOPE CAPITAL INC.150,000125,000-25,0000.300.22-0.07sell
Waratah Capital Advisors Ltd.142,88171,441-71,4400.110.07-0.04sell
DLD Asset Management, LP126,39929,621-96,7780.130.03-0.10sell
Saba Capital Management, L.P.850,000600,000-250,0000.290.20-0.09sell
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