| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Crossingbridge Advisors, LLC | 0 | 793,921 | +793,921 | 0.00 | 1.47 | +1.47 | buy |
| BERKLEY W R CORP | 0 | 761,331 | +761,331 | 0.00 | 0.42 | +0.42 | buy |
| D. E. Shaw & Co., Inc. | 100,000 | 850,000 | +750,000 | 0.00 | 0.01 | +0.01 | buy |
| METEORA CAPITAL, LLC | 237,120 | 780,838 | +543,718 | 0.20 | 0.59 | +0.39 | buy |
| MIZUHO SECURITIES USA LLC | 10,527 | 531,384 | +520,857 | 0.00 | 0.13 | +0.13 | buy |
| WHITEBOX ADVISORS LLC | 0 | 400,000 | +400,000 | 0.00 | 0.06 | +0.06 | buy |
| Harraden Circle Investments, LLC | 1,484,335 | 1,834,335 | +350,000 | 0.11 | 0.14 | +0.02 | buy |
| CSS LLC/IL | 19,000 | 368,581 | +349,581 | 0.01 | 0.21 | +0.20 | buy |
| SONA ASSET MANAGEMENT (US) LLC | 0 | 255,300 | +255,300 | 0.00 | 0.10 | +0.10 | buy |
| WHITEBOX ADVISORS LLC | 0 | 200,000 | +200,000 | 0.00 | 0.00 | +0.00 | buy |
| Shaolin Capital Management LLC | 400,000 | 600,000 | +200,000 | 0.15 | 0.26 | +0.10 | buy |
| GLAZER CAPITAL, LLC | 150,248 | 347,215 | +196,967 | 0.04 | 0.08 | +0.04 | buy |
| Schonfeld Strategic Advisors LLC | 130,046 | 317,930 | +187,884 | 0.01 | 0.03 | +0.02 | buy |
| TORONTO DOMINION BANK | 210,000 | 350,000 | +140,000 | 0.00 | 0.01 | +0.00 | buy |
| RiverPark Advisors, LLC | 0 | 137,478 | +137,478 | 0.00 | 0.51 | +0.51 | buy |
| ARISTEIA CAPITAL, L.L.C. | 349,950 | 485,573 | +135,623 | 0.00 | 0.00 | -0.00 | buy |
| UBS Group AG | 87,548 | 208,070 | +120,522 | 0.00 | 0.00 | +0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 162,613 | 250,368 | +87,755 | 0.02 | 0.04 | +0.02 | buy |
| Context Capital Management, LLC | 100,000 | 150,000 | +50,000 | 0.00 | 0.00 | +0.00 | buy |
| Shaolin Capital Management LLC | 156,099 | 206,099 | +50,000 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 77,920 | 122,182 | +44,262 | 0.00 | 0.00 | +0.00 | buy |
| Decagon Asset Management LLP | 0 | 35,075 | +35,075 | 0.00 | 0.00 | +0.00 | buy |
| CANTOR FITZGERALD, L. P. | 0 | 25,000 | +25,000 | 0.00 | 0.01 | +0.01 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 0 | 16,682 | +16,682 | 0.00 | 0.00 | +0.00 | buy |
| JPMORGAN CHASE & CO | 29,908 | 35,843 | +5,935 | 0.00 | 0.00 | +0.00 | buy |
| Cannon Global Investment Management, LLC | 16,500 | 19,400 | +2,900 | 0.44 | 0.48 | +0.04 | buy |
| FNY Investment Advisers, LLC | 0 | 1,620 | +1,620 | 0.00 | 0.01 | +0.01 | buy |
| Radcliffe Capital Management, L.P. | 474,579 | 474,599 | +20 | 0.26 | 0.36 | +0.10 | buy |
| D. E. Shaw & Co., Inc. | 50,000 | 50,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 685,540 | 685,540 | 0 | 0.20 | 0.16 | -0.04 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 194,799 | 194,799 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 543,750 | 543,750 | 0 | 0.01 | 0.00 | -0.00 | hold |
| MILLENNIUM MANAGEMENT LLC | 37,709 | 37,709 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LINDEN ADVISORS LP | 311,840 | 311,840 | 0 | 0.02 | 0.02 | -0.00 | hold |
| LINDEN ADVISORS LP | 518,875 | 518,875 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Context Capital Management, LLC | 200,000 | 200,000 | 0 | 0.05 | 0.05 | -0.01 | hold |
| Polar Asset Management Partners Inc. | 200,000 | 200,000 | 0 | 0.04 | 0.05 | +0.01 | hold |
| Polar Asset Management Partners Inc. | 100,000 | 100,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 1,250,000 | 1,250,000 | 0 | 0.18 | 0.20 | +0.02 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 625,000 | 625,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Magnetar Financial LLC | 750,000 | 750,000 | 0 | 0.08 | 0.08 | +0.00 | hold |
| Magnetar Financial LLC | 375,000 | 375,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PEAK6 LLC | 163,000 | 163,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Hudson Bay Capital Management LP | 250,000 | 250,000 | 0 | 0.01 | 0.02 | +0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 100,019 | 100,019 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 75,000 | 75,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 150,000 | 150,000 | 0 | 0.03 | 0.06 | +0.02 | hold |
| Verition Fund Management LLC | 184,320 | 184,320 | 0 | 0.00 | 0.00 | +0.00 | hold |
| K2 PRINCIPAL FUND, L.P. | 159,845 | 159,845 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Alberta Investment Management Corp | 550,000 | 550,000 | 0 | 0.03 | 0.03 | +0.00 | hold |
| Alberta Investment Management Corp | 275,000 | 275,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Saba Capital Management, L.P. | 471,140 | 471,140 | 0 | 0.01 | 0.01 | -0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 400,000 | 400,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 250,000 | 250,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| LMR Partners LLP | 376,343 | 376,343 | 0 | 0.04 | 0.04 | -0.00 | hold |
| LMR Partners LLP | 300,000 | 300,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Tuttle Capital Management, LLC | 10,000 | 10,000 | 0 | 0.23 | 0.17 | -0.06 | hold |
| Schonfeld Strategic Advisors LLC | 65,000 | 65,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Wealthspring Capital LLC | 103,300 | 103,300 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Wealthspring Capital LLC | 99,952 | 99,952 | 0 | 0.24 | 0.24 | +0.00 | hold |
| READYSTATE ASSET MANAGEMENT LP | 26,174 | 26,174 | 0 | 0.01 | 0.02 | +0.00 | hold |
| GOLDMAN SACHS GROUP INC | 311,678 | 311,678 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 0 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HRT FINANCIAL LP | 37,482 | 37,240 | -242 | 0.00 | 0.00 | -0.00 | sell |
| First Trust Capital Management L.P. | 884,398 | 876,498 | -7,900 | 0.54 | 0.47 | -0.07 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 198,852 | 187,596 | -11,256 | 0.10 | 0.10 | +0.00 | sell |
| AQR Arbitrage LLC | 547,698 | 535,651 | -12,047 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 39,700 | 16,200 | -23,500 | 0.00 | 0.00 | -0.00 | sell |
| PERISCOPE CAPITAL INC. | 150,000 | 125,000 | -25,000 | 0.30 | 0.22 | -0.07 | sell |
| ABC ARBITRAGE SA | 25,000 | 0 | -25,000 | 0.02 | 0.00 | -0.02 | sell |
| Parallax Volatility Advisers, L.P. | 41,773 | 14,273 | -27,500 | 0.00 | 0.00 | -0.00 | sell |
| DLD Asset Management, LP | 31,268 | 0 | -31,268 | 0.00 | 0.00 | -0.00 | sell |
| METEORA CAPITAL, LLC | 43,985 | 0 | -43,985 | 0.00 | 0.00 | -0.00 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 88,171 | 43,758 | -44,413 | 0.00 | 0.00 | -0.00 | sell |
| PICTON MAHONEY ASSET MANAGEMENT | 125,000 | 75,000 | -50,000 | 0.00 | 0.00 | -0.00 | sell |
| Virtu Financial LLC | 85,206 | 34,104 | -51,102 | 0.03 | 0.01 | -0.02 | sell |
| AQR Arbitrage LLC | 1,080,396 | 1,027,039 | -53,357 | 0.23 | 0.17 | -0.06 | sell |
| Hudson Bay Capital Management LP | 84,618 | 30,000 | -54,618 | 0.00 | 0.00 | -0.00 | sell |
| TORONTO DOMINION BANK | 61,500 | 0 | -61,500 | 0.00 | 0.00 | -0.00 | sell |
| Waratah Capital Advisors Ltd. | 142,881 | 71,441 | -71,440 | 0.11 | 0.07 | -0.04 | sell |
| CSS LLC/IL | 77,955 | 0 | -77,955 | 0.00 | 0.00 | -0.00 | sell |
| BlueCrest Capital Management Ltd | 80,793 | 0 | -80,793 | 0.03 | 0.00 | -0.03 | sell |
| DLD Asset Management, LP | 126,399 | 29,621 | -96,778 | 0.13 | 0.03 | -0.10 | sell |
| K2 PRINCIPAL FUND, L.P. | 218,397 | 0 | -218,397 | 0.23 | 0.00 | -0.23 | sell |
| Saba Capital Management, L.P. | 850,000 | 600,000 | -250,000 | 0.29 | 0.20 | -0.09 | sell |
| Verition Fund Management LLC | 338,914 | 0 | -338,914 | 0.02 | 0.00 | -0.02 | sell |
| Governors Lane LP | 355,209 | 0 | -355,209 | 0.01 | 0.00 | -0.01 | sell |
| Governors Lane LP | 760,418 | 0 | -760,418 | 0.71 | 0.00 | -0.71 | sell |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 800,000 | 0 | -800,000 | 0.01 | 0.00 | -0.01 | sell |
| Harraden Circle Investments, LLC | 1,619,038 | 0 | -1,619,038 | 3.01 | 0.00 | -3.01 | sell |