| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| MIZUHO SECURITIES USA LLC | 531,384 | 1,072,963 | +541,579 | 0.13 | 0.18 | +0.05 | buy |
| GLAZER CAPITAL, LLC | 347,215 | 692,493 | +345,278 | 0.08 | 0.18 | +0.10 | buy |
| Wealthspring Capital LLC | 99,952 | 280,123 | +180,171 | 0.24 | 0.65 | +0.41 | buy |
| Quarry LP | 0 | 88,826 | +88,826 | 0.00 | 0.15 | +0.15 | buy |
| CSS LLC/IL | 368,581 | 405,083 | +36,502 | 0.21 | 0.19 | -0.02 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 250,368 | 282,808 | +32,440 | 0.04 | 0.04 | -0.00 | buy |
| BERKLEY W R CORP | 761,331 | 792,787 | +31,456 | 0.42 | 0.40 | -0.02 | buy |
| PenderFund Capital Management Ltd. | 0 | 25,500 | +25,500 | 0.00 | 0.03 | +0.03 | buy |
| HRT FINANCIAL LP | 37,240 | 38,927 | +1,687 | 0.00 | 0.00 | -0.00 | buy |
| Cannon Global Investment Management, LLC | 19,400 | 20,500 | +1,100 | 0.48 | 0.64 | +0.16 | buy |
| Tuttle Capital Management, LLC | 10,000 | 10,769 | +769 | 0.17 | 0.08 | -0.09 | buy |
| D. E. Shaw & Co., Inc. | 850,000 | 850,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| D. E. Shaw & Co., Inc. | 50,000 | 50,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CANTOR FITZGERALD, L. P. | 25,000 | 25,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 685,540 | 685,540 | 0 | 0.16 | 0.11 | -0.05 | hold |
| ARISTEIA CAPITAL, L.L.C. | 485,573 | 485,573 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 122,182 | 122,182 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 194,799 | 194,799 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AQR Arbitrage LLC | 535,651 | 535,651 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 474,599 | 474,599 | 0 | 0.36 | 0.37 | +0.01 | hold |
| WHITEBOX ADVISORS LLC | 400,000 | 400,000 | 0 | 0.06 | 0.07 | +0.01 | hold |
| WHITEBOX ADVISORS LLC | 200,000 | 200,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MILLENNIUM MANAGEMENT LLC | 37,709 | 37,709 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LINDEN ADVISORS LP | 311,840 | 311,840 | 0 | 0.02 | 0.02 | -0.00 | hold |
| LINDEN ADVISORS LP | 518,875 | 518,875 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Context Capital Management, LLC | 150,000 | 150,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Context Capital Management, LLC | 200,000 | 200,000 | 0 | 0.05 | 0.04 | -0.01 | hold |
| Polar Asset Management Partners Inc. | 200,000 | 200,000 | 0 | 0.05 | 0.04 | -0.01 | hold |
| Polar Asset Management Partners Inc. | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 1,250,000 | 1,250,000 | 0 | 0.20 | 0.18 | -0.01 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 625,000 | 625,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Magnetar Financial LLC | 375,000 | 375,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Magnetar Financial LLC | 750,000 | 750,000 | 0 | 0.08 | 0.07 | -0.01 | hold |
| PEAK6 LLC | 163,000 | 163,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Hudson Bay Capital Management LP | 250,000 | 250,000 | 0 | 0.02 | 0.01 | -0.00 | hold |
| Hudson Bay Capital Management LP | 30,000 | 30,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 100,019 | 100,019 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 75,000 | 75,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 150,000 | 150,000 | 0 | 0.06 | 0.04 | -0.02 | hold |
| Verition Fund Management LLC | 184,320 | 184,320 | 0 | 0.00 | 0.00 | -0.00 | hold |
| K2 PRINCIPAL FUND, L.P. | 159,845 | 159,845 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Alberta Investment Management Corp | 550,000 | 550,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| Alberta Investment Management Corp | 275,000 | 275,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| RiverPark Advisors, LLC | 137,478 | 137,478 | 0 | 0.51 | 0.65 | +0.14 | hold |
| Saba Capital Management, L.P. | 471,140 | 471,140 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Parallax Volatility Advisers, L.P. | 14,273 | 14,273 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 400,000 | 400,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 250,000 | 250,000 | 0 | 0.03 | 0.02 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 75,000 | 75,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| DLD Asset Management, LP | 29,621 | 29,621 | 0 | 0.03 | 0.02 | -0.01 | hold |
| LMR Partners LLP | 300,000 | 300,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LMR Partners LLP | 376,343 | 376,343 | 0 | 0.04 | 0.03 | -0.01 | hold |
| First Trust Capital Management L.P. | 876,498 | 876,498 | 0 | 0.47 | 0.53 | +0.06 | hold |
| PERISCOPE CAPITAL INC. | 125,000 | 125,000 | 0 | 0.22 | 0.21 | -0.02 | hold |
| Shaolin Capital Management LLC | 206,099 | 206,099 | 0 | 0.00 | 0.01 | +0.00 | hold |
| Crossingbridge Advisors, LLC | 793,921 | 793,921 | 0 | 1.47 | 1.45 | -0.02 | hold |
| SONA ASSET MANAGEMENT (US) LLC | 255,300 | 255,300 | 0 | 0.10 | 0.10 | -0.00 | hold |
| READYSTATE ASSET MANAGEMENT LP | 26,174 | 26,174 | 0 | 0.02 | 0.01 | -0.00 | hold |
| Harraden Circle Investments, LLC | 1,834,335 | 1,834,335 | 0 | 0.14 | 0.10 | -0.04 | hold |
| Decagon Asset Management LLP | 35,075 | 35,075 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GOLDMAN SACHS GROUP INC | 311,678 | 311,678 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 0 | 0 | 0.00 | 0.00 | -0.00 | hold |
| FNY Investment Advisers, LLC | 1,620 | 1,420 | -200 | 0.01 | 0.01 | -0.00 | sell |
| Wealthspring Capital LLC | 103,300 | 101,400 | -1,900 | 0.01 | 0.01 | -0.00 | sell |
| GEODE CAPITAL MANAGEMENT, LLC | 16,682 | 14,683 | -1,999 | 0.00 | 0.00 | -0.00 | sell |
| JPMORGAN CHASE & CO | 35,843 | 29,923 | -5,920 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 16,200 | 2,894 | -13,306 | 0.00 | 0.00 | -0.00 | sell |
| Schonfeld Strategic Advisors LLC | 65,000 | 50,000 | -15,000 | 0.00 | 0.00 | -0.00 | sell |
| Schonfeld Strategic Advisors LLC | 317,930 | 298,965 | -18,965 | 0.03 | 0.02 | -0.01 | sell |
| Virtu Financial LLC | 34,104 | 0 | -34,104 | 0.01 | 0.00 | -0.01 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 43,758 | 0 | -43,758 | 0.00 | 0.00 | -0.00 | sell |
| AQR Arbitrage LLC | 1,027,039 | 982,818 | -44,221 | 0.17 | 0.15 | -0.03 | sell |
| Waratah Capital Advisors Ltd. | 71,441 | 0 | -71,441 | 0.07 | 0.00 | -0.07 | sell |
| Saba Capital Management, L.P. | 600,000 | 483,000 | -117,000 | 0.20 | 0.15 | -0.04 | sell |
| TORONTO DOMINION BANK | 350,000 | 215,500 | -134,500 | 0.01 | 0.00 | -0.00 | sell |
| Shaolin Capital Management LLC | 600,000 | 430,000 | -170,000 | 0.26 | 0.25 | -0.00 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 187,596 | 0 | -187,596 | 0.10 | 0.00 | -0.10 | sell |
| METEORA CAPITAL, LLC | 780,838 | 580,838 | -200,000 | 0.59 | 0.50 | -0.09 | sell |
| UBS Group AG | 208,070 | 0 | -208,070 | 0.00 | 0.00 | -0.00 | sell |
| TWO SIGMA INVESTMENTS, LP | 543,750 | 0 | -543,750 | 0.00 | 0.00 | -0.00 | sell |