| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Harraden Circle Investments, LLC | 1,120,945 | 1,677,146 | +556,201 | 3.04 | 3.33 | +0.28 | buy |
| Harraden Circle Investments, LLC | 906,986 | 1,337,075 | +430,089 | 0.20 | 0.18 | -0.02 | buy |
| GOLDMAN SACHS GROUP INC | 0 | 311,678 | +311,678 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 194,799 | +194,799 | 0.00 | 0.00 | +0.00 | buy |
| Verition Fund Management LLC | 35,200 | 195,156 | +159,956 | 0.00 | 0.01 | +0.01 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 148,826 | +148,826 | 0.00 | 0.09 | +0.09 | buy |
| Waratah Capital Advisors Ltd. | 0 | 142,324 | +142,324 | 0.00 | 0.10 | +0.10 | buy |
| Wealthspring Capital LLC | 0 | 130,764 | +130,764 | 0.00 | 0.32 | +0.32 | buy |
| Wealthspring Capital LLC | 0 | 103,300 | +103,300 | 0.00 | 0.01 | +0.01 | buy |
| TORONTO DOMINION BANK | 200,000 | 287,993 | +87,993 | 0.00 | 0.01 | +0.00 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 0 | 83,652 | +83,652 | 0.00 | 0.00 | +0.00 | buy |
| BlueCrest Capital Management Ltd | 0 | 80,793 | +80,793 | 0.00 | 0.05 | +0.05 | buy |
| METEORA CAPITAL, LLC | 68,734 | 147,602 | +78,868 | 0.13 | 0.16 | +0.02 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 77,920 | +77,920 | 0.00 | 0.00 | +0.00 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 74,413 | +74,413 | 0.00 | 0.00 | +0.00 | buy |
| Verition Fund Management LLC | 0 | 62,471 | +62,471 | 0.00 | 0.00 | +0.00 | buy |
| Radcliffe Capital Management, L.P. | 75,000 | 129,168 | +54,168 | 0.06 | 0.08 | +0.02 | buy |
| UBS Group AG | 0 | 48,588 | +48,588 | 0.00 | 0.00 | +0.00 | buy |
| DLD Asset Management, LP | 0 | 46,902 | +46,902 | 0.00 | 0.06 | +0.06 | buy |
| CITADEL ADVISORS LLC | 165,581 | 210,595 | +45,014 | 0.00 | 0.00 | +0.00 | buy |
| PERISCOPE CAPITAL INC. | 0 | 35,938 | +35,938 | 0.00 | 0.09 | +0.09 | buy |
| Tuttle Capital Management, LLC | 0 | 34,990 | +34,990 | 0.00 | 1.35 | +1.35 | buy |
| Schonfeld Strategic Advisors LLC | 50,000 | 80,123 | +30,123 | 0.00 | 0.01 | +0.00 | buy |
| FIFTH LANE CAPITAL, LP | 0 | 25,000 | +25,000 | 0.00 | 0.26 | +0.26 | buy |
| READYSTATE ASSET MANAGEMENT LP | 0 | 25,000 | +25,000 | 0.00 | 0.01 | +0.01 | buy |
| Schonfeld Strategic Advisors LLC | 50,000 | 72,216 | +22,216 | 0.00 | 0.00 | +0.00 | buy |
| FIFTH LANE CAPITAL, LP | 0 | 17,301 | +17,301 | 0.00 | 0.01 | +0.01 | buy |
| Parallax Volatility Advisers, L.P. | 0 | 14,000 | +14,000 | 0.00 | 0.00 | +0.00 | buy |
| Ground Swell Capital, LLC | 0 | 13,044 | +13,044 | 0.00 | 0.02 | +0.02 | buy |
| TORONTO DOMINION BANK | 50,000 | 60,000 | +10,000 | 0.00 | 0.00 | -0.00 | buy |
| CSS LLC/IL | 34,500 | 42,970 | +8,470 | 0.00 | 0.00 | -0.00 | buy |
| D. E. Shaw & Co., Inc. | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| D. E. Shaw & Co., Inc. | 50,000 | 50,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 349,950 | 349,950 | 0 | 0.01 | 0.01 | -0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 543,750 | 543,750 | 0 | 0.01 | 0.01 | -0.00 | hold |
| WHITEBOX ADVISORS LLC | 400,000 | 400,000 | 0 | 0.11 | 0.08 | -0.04 | hold |
| WHITEBOX ADVISORS LLC | 200,000 | 200,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MILLENNIUM MANAGEMENT LLC | 37,709 | 37,709 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LINDEN ADVISORS LP | 311,840 | 311,840 | 0 | 0.02 | 0.02 | +0.00 | hold |
| LINDEN ADVISORS LP | 518,875 | 518,875 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Context Capital Management, LLC | 200,000 | 200,000 | 0 | 0.07 | 0.06 | -0.01 | hold |
| Context Capital Management, LLC | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 200,000 | 200,000 | 0 | 0.05 | 0.04 | -0.01 | hold |
| Polar Asset Management Partners Inc. | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 625,000 | 625,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 1,250,000 | 1,250,000 | 0 | 0.18 | 0.17 | -0.01 | hold |
| Magnetar Financial LLC | 750,000 | 750,000 | 0 | 0.04 | 0.05 | +0.01 | hold |
| Magnetar Financial LLC | 375,000 | 375,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PEAK6 LLC | 163,000 | 163,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Hudson Bay Capital Management LP | 250,000 | 250,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Hudson Bay Capital Management LP | 134,618 | 134,618 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 75,000 | 75,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 150,000 | 150,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| Alberta Investment Management Corp | 550,000 | 550,000 | 0 | 0.05 | 0.04 | -0.01 | hold |
| Saba Capital Management, L.P. | 850,000 | 850,000 | 0 | 0.24 | 0.29 | +0.04 | hold |
| Saba Capital Management, L.P. | 471,140 | 471,140 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Parallax Volatility Advisers, L.P. | 57,573 | 57,573 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 800,000 | 800,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 400,000 | 400,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 250,000 | 250,000 | 0 | 0.04 | 0.03 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 125,000 | 125,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LMR Partners LLP | 300,000 | 300,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Tuttle Capital Management, LLC | 10,000 | 10,000 | 0 | 0.45 | 0.40 | -0.05 | hold |
| Shaolin Capital Management LLC | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 0 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HRT FINANCIAL LP | 38,097 | 37,698 | -399 | 0.00 | 0.00 | -0.00 | sell |
| First Trust Capital Management L.P. | 884,798 | 884,398 | -400 | 0.63 | 0.58 | -0.05 | sell |
| JPMORGAN CHASE & CO | 40,107 | 34,840 | -5,267 | 0.00 | 0.00 | -0.00 | sell |
| K2 PRINCIPAL FUND, L.P. | 226,951 | 218,397 | -8,554 | 0.44 | 0.23 | -0.20 | sell |
| ExodusPoint Capital Management, LP | 10,000 | 0 | -10,000 | 0.00 | 0.00 | -0.00 | sell |
| Shaolin Capital Management LLC | 200,000 | 182,050 | -17,950 | 0.09 | 0.09 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 141,509 | 119,601 | -21,908 | 0.02 | 0.02 | -0.01 | sell |
| Governors Lane LP | 785,418 | 760,418 | -25,000 | 1.13 | 1.07 | -0.05 | sell |
| FIFTH LANE CAPITAL, LP | 25,000 | 0 | -25,000 | 0.33 | 0.00 | -0.33 | sell |
| K2 PRINCIPAL FUND, L.P. | 228,980 | 200,000 | -28,980 | 0.04 | 0.01 | -0.02 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 78,750 | 47,028 | -31,722 | 0.00 | 0.00 | -0.00 | sell |
| DLD Asset Management, LP | 46,902 | 0 | -46,902 | 0.06 | 0.00 | -0.06 | sell |
| Sculptor Capital LP | 300,000 | 250,000 | -50,000 | 0.05 | 0.04 | -0.02 | sell |
| ARISTEIA CAPITAL, L.L.C. | 735,540 | 685,540 | -50,000 | 0.22 | 0.21 | -0.00 | sell |
| CSS LLC/IL | 69,000 | 19,000 | -50,000 | 0.05 | 0.01 | -0.03 | sell |
| Governors Lane LP | 405,209 | 355,209 | -50,000 | 0.05 | 0.03 | -0.01 | sell |
| ExodusPoint Capital Management, LP | 50,000 | 0 | -50,000 | 0.00 | 0.00 | -0.00 | sell |
| Harraden Circle Investments, LLC | 50,002 | 0 | -50,002 | 0.14 | 0.00 | -0.14 | sell |
| METEORA CAPITAL, LLC | 54,307 | 0 | -54,307 | 0.01 | 0.00 | -0.01 | sell |
| GLAZER CAPITAL, LLC | 277,500 | 205,187 | -72,313 | 0.10 | 0.07 | -0.03 | sell |
| Schonfeld Strategic Advisors LLC | 80,670 | 0 | -80,670 | 0.01 | 0.00 | -0.01 | sell |
| GLAZER CAPITAL, LLC | 99,098 | 2,645 | -96,453 | 0.00 | 0.00 | -0.00 | sell |
| ExodusPoint Capital Management, LP | 100,000 | 0 | -100,000 | 0.01 | 0.00 | -0.01 | sell |
| LMR Partners LLP | 500,000 | 376,343 | -123,657 | 0.08 | 0.05 | -0.03 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 200,103 | 51,213 | -148,890 | 0.12 | 0.03 | -0.09 | sell |
| Sculptor Capital LP | 150,000 | 0 | -150,000 | 0.00 | 0.00 | -0.00 | sell |
| AQR Arbitrage LLC | 742,497 | 547,698 | -194,799 | 0.01 | 0.01 | -0.00 | sell |
| Wealthspring Capital LLC | 206,600 | 0 | -206,600 | 0.59 | 0.00 | -0.59 | sell |
| AQR Arbitrage LLC | 1,484,994 | 1,080,396 | -404,598 | 0.36 | 0.28 | -0.08 | sell |