| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Alberta Investment Management Corp | 0 | 550,000 | +550,000 | 0.00 | 0.03 | +0.03 | buy |
| Radcliffe Capital Management, L.P. | 129,168 | 474,579 | +345,411 | 0.08 | 0.26 | +0.18 | buy |
| Alberta Investment Management Corp | 0 | 275,000 | +275,000 | 0.00 | 0.00 | +0.00 | buy |
| Shaolin Capital Management LLC | 182,050 | 400,000 | +217,950 | 0.09 | 0.15 | +0.07 | buy |
| Harraden Circle Investments, LLC | 1,337,075 | 1,484,335 | +147,260 | 0.18 | 0.11 | -0.06 | buy |
| Verition Fund Management LLC | 195,156 | 338,914 | +143,758 | 0.01 | 0.02 | +0.01 | buy |
| Verition Fund Management LLC | 62,471 | 184,320 | +121,849 | 0.00 | 0.00 | +0.00 | buy |
| PERISCOPE CAPITAL INC. | 35,938 | 150,000 | +114,062 | 0.09 | 0.30 | +0.21 | buy |
| METEORA CAPITAL, LLC | 147,602 | 237,120 | +89,518 | 0.16 | 0.20 | +0.04 | buy |
| Virtu Financial LLC | 0 | 85,206 | +85,206 | 0.00 | 0.03 | +0.03 | buy |
| DLD Asset Management, LP | 46,902 | 126,399 | +79,497 | 0.06 | 0.13 | +0.07 | buy |
| Shaolin Capital Management LLC | 100,000 | 156,099 | +56,099 | 0.00 | 0.00 | -0.00 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 148,826 | 198,852 | +50,026 | 0.09 | 0.10 | +0.01 | buy |
| Schonfeld Strategic Advisors LLC | 80,123 | 130,046 | +49,923 | 0.01 | 0.01 | +0.00 | buy |
| METEORA CAPITAL, LLC | 0 | 43,985 | +43,985 | 0.00 | 0.00 | +0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 119,601 | 162,613 | +43,012 | 0.02 | 0.02 | +0.01 | buy |
| UBS Group AG | 48,588 | 87,548 | +38,960 | 0.00 | 0.00 | +0.00 | buy |
| CSS LLC/IL | 42,970 | 77,955 | +34,985 | 0.00 | 0.00 | +0.00 | buy |
| DLD Asset Management, LP | 0 | 31,268 | +31,268 | 0.00 | 0.00 | +0.00 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 74,413 | 100,019 | +25,606 | 0.00 | 0.00 | -0.00 | buy |
| ABC ARBITRAGE SA | 0 | 25,000 | +25,000 | 0.00 | 0.02 | +0.02 | buy |
| Cannon Global Investment Management, LLC | 0 | 16,500 | +16,500 | 0.00 | 0.44 | +0.44 | buy |
| MIZUHO SECURITIES USA LLC | 0 | 10,527 | +10,527 | 0.00 | 0.00 | +0.00 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 83,652 | 88,171 | +4,519 | 0.00 | 0.00 | -0.00 | buy |
| TORONTO DOMINION BANK | 60,000 | 61,500 | +1,500 | 0.00 | 0.00 | -0.00 | buy |
| READYSTATE ASSET MANAGEMENT LP | 25,000 | 26,174 | +1,174 | 0.01 | 0.01 | -0.00 | buy |
| Waratah Capital Advisors Ltd. | 142,324 | 142,881 | +557 | 0.10 | 0.11 | +0.01 | buy |
| D. E. Shaw & Co., Inc. | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| D. E. Shaw & Co., Inc. | 50,000 | 50,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 685,540 | 685,540 | 0 | 0.21 | 0.20 | -0.02 | hold |
| ARISTEIA CAPITAL, L.L.C. | 349,950 | 349,950 | 0 | 0.01 | 0.00 | -0.00 | hold |
| CSS LLC/IL | 19,000 | 19,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 77,920 | 77,920 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 194,799 | 194,799 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AQR Arbitrage LLC | 547,698 | 547,698 | 0 | 0.01 | 0.00 | -0.00 | hold |
| AQR Arbitrage LLC | 1,080,396 | 1,080,396 | 0 | 0.28 | 0.23 | -0.05 | hold |
| TWO SIGMA INVESTMENTS, LP | 543,750 | 543,750 | 0 | 0.01 | 0.01 | -0.00 | hold |
| MILLENNIUM MANAGEMENT LLC | 37,709 | 37,709 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LINDEN ADVISORS LP | 311,840 | 311,840 | 0 | 0.02 | 0.02 | -0.00 | hold |
| LINDEN ADVISORS LP | 518,875 | 518,875 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Context Capital Management, LLC | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Context Capital Management, LLC | 200,000 | 200,000 | 0 | 0.06 | 0.05 | -0.01 | hold |
| Polar Asset Management Partners Inc. | 200,000 | 200,000 | 0 | 0.04 | 0.04 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 1,250,000 | 1,250,000 | 0 | 0.17 | 0.18 | +0.01 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 625,000 | 625,000 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Magnetar Financial LLC | 375,000 | 375,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Magnetar Financial LLC | 750,000 | 750,000 | 0 | 0.05 | 0.08 | +0.03 | hold |
| PEAK6 LLC | 163,000 | 163,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Hudson Bay Capital Management LP | 250,000 | 250,000 | 0 | 0.02 | 0.01 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 75,000 | 75,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 150,000 | 150,000 | 0 | 0.03 | 0.03 | +0.00 | hold |
| K2 PRINCIPAL FUND, L.P. | 218,397 | 218,397 | 0 | 0.23 | 0.23 | -0.00 | hold |
| Saba Capital Management, L.P. | 850,000 | 850,000 | 0 | 0.29 | 0.29 | +0.00 | hold |
| Saba Capital Management, L.P. | 471,140 | 471,140 | 0 | 0.01 | 0.01 | -0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 800,000 | 800,000 | 0 | 0.02 | 0.01 | -0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 400,000 | 400,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 250,000 | 250,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 125,000 | 125,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LMR Partners LLP | 300,000 | 300,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LMR Partners LLP | 376,343 | 376,343 | 0 | 0.05 | 0.04 | -0.01 | hold |
| Tuttle Capital Management, LLC | 10,000 | 10,000 | 0 | 0.40 | 0.23 | -0.17 | hold |
| First Trust Capital Management L.P. | 884,398 | 884,398 | 0 | 0.58 | 0.54 | -0.04 | hold |
| BlueCrest Capital Management Ltd | 80,793 | 80,793 | 0 | 0.05 | 0.03 | -0.02 | hold |
| Governors Lane LP | 355,209 | 355,209 | 0 | 0.03 | 0.01 | -0.02 | hold |
| Governors Lane LP | 760,418 | 760,418 | 0 | 1.07 | 0.71 | -0.36 | hold |
| Wealthspring Capital LLC | 103,300 | 103,300 | 0 | 0.01 | 0.01 | -0.00 | hold |
| GOLDMAN SACHS GROUP INC | 311,678 | 311,678 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 0 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HRT FINANCIAL LP | 37,698 | 37,482 | -216 | 0.00 | 0.00 | -0.00 | sell |
| GLAZER CAPITAL, LLC | 2,645 | 0 | -2,645 | 0.00 | 0.00 | -0.00 | sell |
| JPMORGAN CHASE & CO | 34,840 | 29,908 | -4,932 | 0.00 | 0.00 | -0.00 | sell |
| Schonfeld Strategic Advisors LLC | 72,216 | 65,000 | -7,216 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 47,028 | 39,700 | -7,328 | 0.00 | 0.00 | -0.00 | sell |
| Ground Swell Capital, LLC | 13,044 | 0 | -13,044 | 0.02 | 0.00 | -0.02 | sell |
| Parallax Volatility Advisers, L.P. | 14,000 | 0 | -14,000 | 0.00 | 0.00 | -0.00 | sell |
| Parallax Volatility Advisers, L.P. | 57,573 | 41,773 | -15,800 | 0.00 | 0.00 | -0.00 | sell |
| FIFTH LANE CAPITAL, LP | 17,301 | 0 | -17,301 | 0.01 | 0.00 | -0.01 | sell |
| FIFTH LANE CAPITAL, LP | 25,000 | 0 | -25,000 | 0.26 | 0.00 | -0.26 | sell |
| Wealthspring Capital LLC | 130,764 | 99,952 | -30,812 | 0.32 | 0.24 | -0.08 | sell |
| Tuttle Capital Management, LLC | 34,990 | 0 | -34,990 | 1.35 | 0.00 | -1.35 | sell |
| K2 PRINCIPAL FUND, L.P. | 200,000 | 159,845 | -40,155 | 0.01 | 0.01 | -0.01 | sell |
| Hudson Bay Capital Management LP | 134,618 | 84,618 | -50,000 | 0.00 | 0.00 | -0.00 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 51,213 | 0 | -51,213 | 0.03 | 0.00 | -0.03 | sell |
| GLAZER CAPITAL, LLC | 205,187 | 150,248 | -54,939 | 0.07 | 0.04 | -0.03 | sell |
| Harraden Circle Investments, LLC | 1,677,146 | 1,619,038 | -58,108 | 3.33 | 3.01 | -0.31 | sell |
| TORONTO DOMINION BANK | 287,993 | 210,000 | -77,993 | 0.01 | 0.00 | -0.00 | sell |
| WHITEBOX ADVISORS LLC | 200,000 | 0 | -200,000 | 0.00 | 0.00 | -0.00 | sell |
| CITADEL ADVISORS LLC | 210,595 | 0 | -210,595 | 0.00 | 0.00 | -0.00 | sell |
| Sculptor Capital LP | 250,000 | 0 | -250,000 | 0.04 | 0.00 | -0.04 | sell |
| WHITEBOX ADVISORS LLC | 400,000 | 0 | -400,000 | 0.08 | 0.00 | -0.08 | sell |
| Alberta Investment Management Corp | 550,000 | 0 | -550,000 | 0.04 | 0.00 | -0.04 | sell |