| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| LINDEN ADVISORS LP | 1,500,000 | 1,500,000 | 0 | 0.09 | 0.09 | -0.01 | hold |
| Fort Baker Capital Management LP | 0 | 1,493,658 | +1,493,658 | 0.00 | 0.03 | +0.03 | buy |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 700,000 | 1,425,000 | +725,000 | 0.10 | 0.22 | +0.12 | buy |
| LINDEN ADVISORS LP | 1,417,000 | 1,417,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GLAZER CAPITAL, LLC | 0 | 943,879 | +943,879 | 0.18 | 0.20 | +0.03 | buy |
| Fort Baker Capital Management LP | 0 | 931,782 | +931,782 | 0.00 | 0.84 | +0.84 | buy |
| AQR Arbitrage LLC | 896,685 | 888,560 | -8,125 | 0.00 | 0.00 | -0.00 | sell |
| AQR Arbitrage LLC | 893,685 | 851,625 | -42,060 | 0.19 | 0.14 | -0.05 | sell |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 750,000 | 750,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| D. E. Shaw & Co., Inc. | 742,500 | 742,500 | 0 | 0.01 | 0.01 | +0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 700,000 | 700,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LMR Partners LLP | 0 | 700,000 | +700,000 | 0.00 | 0.07 | +0.07 | buy |
| LMR Partners LLP | 0 | 700,000 | +700,000 | 0.00 | 0.00 | +0.00 | buy |
| Parallax Volatility Advisers, L.P. | 956,090 | 688,620 | -267,470 | 0.01 | 0.01 | +0.00 | sell |
| Decagon Asset Management LLP | 190,134 | 646,873 | +456,739 | 0.02 | 0.04 | +0.02 | buy |
| Polar Asset Management Partners Inc. | 600,000 | 600,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Magnetar Financial LLC | 600,000 | 600,000 | 0 | 0.06 | 0.06 | +0.00 | hold |
| Magnetar Financial LLC | 600,000 | 600,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Verition Fund Management LLC | 1,176,771 | 583,326 | -593,445 | 0.00 | 0.00 | -0.00 | sell |
| Shaolin Capital Management LLC | 650,000 | 548,995 | -101,005 | 0.01 | 0.01 | -0.00 | sell |
| TWO SIGMA INVESTMENTS, LP | 543,750 | 543,750 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 522,737 | 532,637 | +9,900 | 0.29 | 0.41 | +0.12 | buy |
| METEORA CAPITAL, LLC | 0 | 518,529 | +518,529 | 0.00 | 0.01 | +0.01 | buy |
| MILLENNIUM MANAGEMENT LLC | 251,250 | 413,677 | +162,427 | 0.00 | 0.00 | +0.00 | buy |
| Polar Asset Management Partners Inc. | 400,000 | 400,000 | 0 | 0.08 | 0.10 | +0.02 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 399,872 | 399,872 | 0 | 0.00 | 0.00 | +0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 397,500 | 397,500 | 0 | 0.19 | 0.20 | +0.01 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 0 | 357,780 | +357,780 | 0.00 | 0.00 | +0.00 | buy |
| Shaolin Capital Management LLC | 333,017 | 350,163 | +17,146 | 0.13 | 0.15 | +0.02 | buy |
| ARISTEIA CAPITAL, L.L.C. | 350,000 | 350,000 | 0 | 0.10 | 0.08 | -0.02 | hold |
| ARISTEIA CAPITAL, L.L.C. | 350,000 | 350,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Alberta Investment Management Corp | 350,000 | 350,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| Alberta Investment Management Corp | 350,000 | 350,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GLAZER CAPITAL, LLC | 467,358 | 325,000 | -142,358 | 0.00 | 0.00 | -0.00 | sell |
| BNP PARIBAS FINANCIAL MARKETS | 320,315 | 320,315 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GOLDMAN SACHS GROUP INC | 320,315 | 320,315 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 265,616 | 265,616 | 0 | 0.00 | 0.01 | +0.00 | hold |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 400,000 | 232,726 | -167,274 | 0.00 | 0.00 | -0.00 | sell |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 475,000 | 225,000 | -250,000 | 0.01 | 0.00 | -0.00 | sell |
| Wealthspring Capital LLC | 251,130 | 207,190 | -43,940 | 0.01 | 0.01 | -0.00 | sell |
| Schonfeld Strategic Advisors LLC | 351,557 | 203,960 | -147,597 | 0.02 | 0.02 | -0.00 | sell |
| TIG Advisors, LLC | 202,523 | 202,523 | 0 | 0.10 | 0.10 | -0.00 | hold |
| Context Capital Management, LLC | 200,000 | 200,000 | 0 | 0.05 | 0.05 | -0.01 | hold |
| Hudson Bay Capital Management LP | 274,833 | 164,100 | -110,733 | 0.00 | 0.00 | -0.00 | sell |
| Schonfeld Strategic Advisors LLC | 310,688 | 160,000 | -150,688 | 0.00 | 0.00 | +0.00 | sell |
| WHITEBOX ADVISORS LLC | 0 | 150,000 | +150,000 | 0.00 | 0.02 | +0.02 | buy |
| WHITEBOX ADVISORS LLC | 0 | 150,000 | +150,000 | 0.00 | 0.00 | +0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 150,000 | 150,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Context Capital Management, LLC | 200,000 | 150,000 | -50,000 | 0.00 | 0.00 | -0.00 | sell |
| MOORE CAPITAL MANAGEMENT, LP | 150,000 | 150,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 150,000 | 150,000 | 0 | 0.03 | 0.06 | +0.02 | hold |
| MIZUHO SECURITIES USA LLC | 166,205 | 132,003 | -34,202 | 0.03 | 0.03 | +0.00 | sell |
| PERISCOPE CAPITAL INC. | 253,146 | 125,000 | -128,146 | 0.50 | 0.22 | -0.27 | sell |
| HGC Investment Management Inc. | 0 | 125,000 | +125,000 | 0.00 | 0.01 | +0.01 | buy |
| BERKLEY W R CORP | 148,800 | 107,037 | -41,763 | 0.08 | 0.06 | -0.03 | sell |
| Hudson Bay Capital Management LP | 250,000 | 100,000 | -150,000 | 0.01 | 0.01 | -0.01 | sell |
| Mint Tower Capital Management B.V. | 100,000 | 100,000 | 0 | 0.12 | 0.09 | -0.03 | hold |
| Mint Tower Capital Management B.V. | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Centiva Capital, LP | 250,000 | 92,380 | -157,620 | 0.15 | 0.04 | -0.11 | sell |
| Westchester Capital Management, LLC | 325,000 | 80,900 | -244,100 | 0.15 | 0.04 | -0.12 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 94,861 | 67,773 | -27,088 | 0.01 | 0.01 | -0.00 | sell |
| DLD Asset Management, LP | 110,193 | 60,193 | -50,000 | 0.00 | 0.00 | -0.00 | sell |
| Crossingbridge Advisors, LLC | 0 | 50,750 | +50,750 | 0.00 | 0.09 | +0.09 | buy |
| Bulldog Investors, LLP | 50,000 | 50,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Wealthspring Capital LLC | 241,130 | 49,942 | -191,188 | 0.58 | 0.12 | -0.46 | sell |
| GRITSTONE ASSET MANAGEMENT LLC | 49,423 | 49,423 | 0 | 0.01 | 0.01 | +0.00 | hold |
| DLD Asset Management, LP | 0 | 34,001 | +34,001 | 0.00 | 0.04 | +0.04 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 31,599 | +31,599 | 0.00 | 0.00 | +0.00 | buy |
| PERISCOPE CAPITAL INC. | 0 | 25,000 | +25,000 | 0.00 | 0.00 | +0.00 | buy |
| JPMORGAN CHASE & CO | 25,000 | 25,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Virtu Financial LLC | 13,476 | 10,701 | -2,775 | 0.01 | 0.00 | -0.00 | sell |
| METEORA CAPITAL, LLC | 0 | 2,000 | +2,000 | 0.00 | 0.00 | +0.00 | buy |
| BARCLAYS PLC | 306 | 306 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GLAZER CAPITAL, LLC | 2 | 0 | -2 | 0.00 | 0.00 | 0.00 | sell |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 400,000 | 0 | -400,000 | 0.02 | 0.00 | -0.02 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 4,597 | 0 | -4,597 | 0.00 | 0.00 | -0.00 | sell |
| Verition Fund Management LLC | 167,612 | 0 | -167,612 | 0.01 | 0.00 | -0.01 | sell |
| Bulldog Investors, LLP | 50,000 | 0 | -50,000 | 0.11 | 0.00 | -0.11 | sell |
| Westchester Capital Management, LLC | 75,000 | 0 | -75,000 | 0.00 | 0.00 | -0.00 | sell |
| PICTON MAHONEY ASSET MANAGEMENT | 40,000 | 0 | -40,000 | 0.00 | 0.00 | -0.00 | sell |
| PICTON MAHONEY ASSET MANAGEMENT | 40,000 | 0 | -40,000 | 0.00 | 0.00 | -0.00 | sell |
| LMR Partners LLP | 700,000 | 0 | -700,000 | 0.07 | 0.00 | -0.07 | sell |
| UBS Group AG | 465,089 | 0 | -465,089 | 0.00 | 0.00 | -0.00 | sell |
| Centiva Capital, LP | 250,000 | 0 | -250,000 | 0.00 | 0.00 | -0.00 | sell |
| HGC Investment Management Inc. | 250,000 | 0 | -250,000 | 0.55 | 0.00 | -0.55 | sell |
| Harraden Circle Investments, LLC | 57,784 | 0 | -57,784 | 0.00 | 0.00 | -0.00 | sell |
| JPMORGAN CHASE & CO | 49,917 | 0 | -49,917 | 0.00 | 0.00 | -0.00 | sell |
| GRITSTONE ASSET MANAGEMENT LLC | 49,424 | 0 | -49,424 | 0.48 | 0.00 | -0.48 | sell |
| ABC ARBITRAGE SA | 30,000 | 0 | -30,000 | 0.03 | 0.00 | -0.03 | sell |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 875 | 0 | -875 | 0.00 | 0.00 | -0.00 | sell |
| TORONTO DOMINION BANK | 177,958 | 0 | -177,958 | 0.00 | 0.00 | -0.00 | sell |
| TORONTO DOMINION BANK | 549,550 | 0 | -549,550 | 0.00 | 0.00 | -0.00 | sell |