| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| BERKLEY W R CORP | 107,037 | 409,369 | +302,332 | 0.06 | 0.21 | +0.15 | buy |
| TORONTO DOMINION BANK | 0 | 225,389 | +225,389 | 0.00 | 0.00 | +0.00 | buy |
| Crossingbridge Advisors, LLC | 50,750 | 235,357 | +184,607 | 0.09 | 0.43 | +0.33 | buy |
| METEORA CAPITAL, LLC | 2,000 | 135,967 | +133,967 | 0.00 | 0.12 | +0.11 | buy |
| Shaolin Capital Management LLC | 350,163 | 420,443 | +70,280 | 0.15 | 0.25 | +0.10 | buy |
| Polar Asset Management Partners Inc. | 400,000 | 450,000 | +50,000 | 0.10 | 0.08 | -0.01 | buy |
| Rangeley Capital, LLC | 0 | 31,474 | +31,474 | 0.00 | 0.30 | +0.30 | buy |
| Schonfeld Strategic Advisors LLC | 203,960 | 235,000 | +31,040 | 0.02 | 0.01 | -0.00 | buy |
| Virtu Financial LLC | 10,701 | 38,453 | +27,752 | 0.00 | 0.01 | +0.01 | buy |
| AQR Arbitrage LLC | 888,560 | 896,360 | +7,800 | 0.00 | 0.00 | +0.00 | buy |
| MIZUHO SECURITIES USA LLC | 132,003 | 138,596 | +6,593 | 0.03 | 0.02 | -0.01 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 67,773 | 73,279 | +5,506 | 0.01 | 0.01 | -0.00 | buy |
| DLD Asset Management, LP | 34,001 | 36,717 | +2,716 | 0.04 | 0.03 | -0.00 | buy |
| D. E. Shaw & Co., Inc. | 742,500 | 742,500 | 0 | 0.01 | 0.00 | -0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 350,000 | 350,000 | 0 | 0.08 | 0.06 | -0.03 | hold |
| ARISTEIA CAPITAL, L.L.C. | 350,000 | 350,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 31,599 | 31,599 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 320,315 | 320,315 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Radcliffe Capital Management, L.P. | 532,637 | 532,637 | 0 | 0.41 | 0.42 | +0.01 | hold |
| WHITEBOX ADVISORS LLC | 150,000 | 150,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| WHITEBOX ADVISORS LLC | 150,000 | 150,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MILLENNIUM MANAGEMENT LLC | 150,000 | 150,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LINDEN ADVISORS LP | 1,500,000 | 1,500,000 | 0 | 0.09 | 0.08 | -0.01 | hold |
| LINDEN ADVISORS LP | 1,417,000 | 1,417,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Context Capital Management, LLC | 200,000 | 200,000 | 0 | 0.05 | 0.04 | -0.01 | hold |
| Context Capital Management, LLC | 150,000 | 150,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Polar Asset Management Partners Inc. | 600,000 | 600,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 1,425,000 | 1,425,000 | 0 | 0.22 | 0.21 | -0.02 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 700,000 | 700,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Magnetar Financial LLC | 600,000 | 600,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Magnetar Financial LLC | 600,000 | 600,000 | 0 | 0.06 | 0.06 | -0.01 | hold |
| TIG Advisors, LLC | 202,523 | 202,523 | 0 | 0.10 | 0.10 | -0.00 | hold |
| Hudson Bay Capital Management LP | 100,000 | 100,000 | 0 | 0.01 | 0.00 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 397,500 | 397,500 | 0 | 0.20 | 0.20 | -0.01 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 399,872 | 399,872 | 0 | 0.00 | 0.01 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 150,000 | 150,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 150,000 | 150,000 | 0 | 0.06 | 0.04 | -0.02 | hold |
| Verition Fund Management LLC | 583,326 | 583,326 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Alberta Investment Management Corp | 350,000 | 350,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Alberta Investment Management Corp | 350,000 | 350,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Bulldog Investors, LLP | 50,000 | 50,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Westchester Capital Management, LLC | 80,900 | 80,900 | 0 | 0.04 | 0.04 | +0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 750,000 | 750,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| DLD Asset Management, LP | 60,193 | 60,193 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LMR Partners LLP | 700,000 | 700,000 | 0 | 0.07 | 0.05 | -0.01 | hold |
| LMR Partners LLP | 700,000 | 700,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Mint Tower Capital Management B.V. | 100,000 | 100,000 | 0 | 0.09 | 0.12 | +0.03 | hold |
| Mint Tower Capital Management B.V. | 100,000 | 100,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Fort Baker Capital Management LP | 1,493,658 | 1,493,658 | 0 | 0.03 | 0.04 | +0.01 | hold |
| Fort Baker Capital Management LP | 931,782 | 931,782 | 0 | 0.84 | 0.76 | -0.08 | hold |
| Centiva Capital, LP | 92,380 | 92,380 | 0 | 0.04 | 0.03 | -0.01 | hold |
| PERISCOPE CAPITAL INC. | 25,000 | 25,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PERISCOPE CAPITAL INC. | 125,000 | 125,000 | 0 | 0.22 | 0.20 | -0.02 | hold |
| HGC Investment Management Inc. | 125,000 | 125,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Decagon Asset Management LLP | 646,873 | 646,873 | 0 | 0.04 | 0.05 | +0.01 | hold |
| JPMORGAN CHASE & CO | 25,000 | 25,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 49,423 | 49,423 | 0 | 0.01 | 0.02 | +0.00 | hold |
| BARCLAYS PLC | 306 | 306 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GOLDMAN SACHS GROUP INC | 320,315 | 320,315 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GLAZER CAPITAL, LLC | 325,000 | 324,690 | -310 | 0.00 | 0.00 | +0.00 | sell |
| Schonfeld Strategic Advisors LLC | 160,000 | 158,000 | -2,000 | 0.00 | 0.00 | -0.00 | sell |
| Wealthspring Capital LLC | 207,190 | 203,720 | -3,470 | 0.01 | 0.02 | +0.00 | sell |
| MILLENNIUM MANAGEMENT LLC | 413,677 | 392,945 | -20,732 | 0.00 | 0.00 | -0.00 | sell |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 232,726 | 210,126 | -22,600 | 0.00 | 0.00 | +0.00 | sell |
| Shaolin Capital Management LLC | 548,995 | 523,619 | -25,376 | 0.01 | 0.01 | +0.01 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 357,780 | 330,187 | -27,593 | 0.00 | 0.00 | +0.00 | sell |
| Radcliffe Capital Management, L.P. | 265,616 | 227,752 | -37,864 | 0.01 | 0.01 | +0.00 | sell |
| METEORA CAPITAL, LLC | 518,529 | 478,542 | -39,987 | 0.01 | 0.01 | +0.01 | sell |
| Wealthspring Capital LLC | 49,942 | 0 | -49,942 | 0.12 | 0.00 | -0.12 | sell |
| Hudson Bay Capital Management LP | 164,100 | 90,800 | -73,300 | 0.00 | 0.00 | -0.00 | sell |
| Parallax Volatility Advisers, L.P. | 688,620 | 583,987 | -104,633 | 0.01 | 0.01 | +0.00 | sell |
| GLAZER CAPITAL, LLC | 943,879 | 835,000 | -108,879 | 0.20 | 0.21 | +0.01 | sell |
| AQR Arbitrage LLC | 851,625 | 735,031 | -116,594 | 0.14 | 0.11 | -0.03 | sell |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 225,000 | 0 | -225,000 | 0.00 | 0.00 | -0.00 | sell |
| TWO SIGMA INVESTMENTS, LP | 543,750 | 133,132 | -410,618 | 0.00 | 0.00 | -0.00 | sell |