| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Magnetar Financial LLC | 0 | 600,000 | +600,000 | 0.00 | 0.06 | +0.06 | buy |
| Parallax Volatility Advisers, L.P. | 582,205 | 956,090 | +373,885 | 0.00 | 0.01 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 320,315 | +320,315 | 0.00 | 0.00 | +0.00 | buy |
| Radcliffe Capital Management, L.P. | 26,562 | 265,616 | +239,054 | 0.02 | 0.00 | -0.01 | buy |
| TIG Advisors, LLC | 0 | 202,523 | +202,523 | 0.00 | 0.10 | +0.10 | buy |
| D. E. Shaw & Co., Inc. | 600,000 | 742,500 | +142,500 | 0.00 | 0.01 | +0.00 | buy |
| TORONTO DOMINION BANK | 50,522 | 177,958 | +127,436 | 0.00 | 0.00 | +0.00 | buy |
| DLD Asset Management, LP | 0 | 110,193 | +110,193 | 0.00 | 0.00 | +0.00 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 297,500 | 399,872 | +102,372 | 0.00 | 0.00 | +0.00 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 297,500 | 397,500 | +100,000 | 0.17 | 0.19 | +0.02 | buy |
| Westchester Capital Management, LLC | 250,000 | 325,000 | +75,000 | 0.13 | 0.15 | +0.03 | buy |
| Westchester Capital Management, LLC | 0 | 75,000 | +75,000 | 0.00 | 0.00 | +0.00 | buy |
| PERISCOPE CAPITAL INC. | 200,000 | 253,146 | +53,146 | 0.49 | 0.50 | +0.01 | buy |
| Radcliffe Capital Management, L.P. | 478,972 | 522,737 | +43,765 | 0.30 | 0.29 | -0.01 | buy |
| TORONTO DOMINION BANK | 512,859 | 549,550 | +36,691 | 0.00 | 0.00 | +0.00 | buy |
| ABC ARBITRAGE SA | 0 | 30,000 | +30,000 | 0.00 | 0.03 | +0.03 | buy |
| MIZUHO SECURITIES USA LLC | 160,000 | 166,205 | +6,205 | 0.03 | 0.03 | -0.00 | buy |
| BARCLAYS PLC | 0 | 306 | +306 | 0.00 | 0.00 | +0.00 | buy |
| GLAZER CAPITAL, LLC | 2 | 2 | 0 | 0.00 | 0.00 | 0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 350,000 | 350,000 | 0 | 0.11 | 0.10 | -0.01 | hold |
| ARISTEIA CAPITAL, L.L.C. | 350,000 | 350,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 400,000 | 400,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 400,000 | 400,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) | 500,000 | 500,000 | 0 | 0.15 | 0.14 | -0.02 | hold |
| BERKLEY W R CORP | 148,800 | 148,800 | 0 | 0.10 | 0.08 | -0.01 | hold |
| AQR Arbitrage LLC | 893,685 | 893,685 | 0 | 0.23 | 0.19 | -0.04 | hold |
| TWO SIGMA INVESTMENTS, LP | 543,750 | 543,750 | 0 | 0.01 | 0.01 | -0.00 | hold |
| LINDEN ADVISORS LP | 1,500,000 | 1,500,000 | 0 | 0.10 | 0.09 | -0.01 | hold |
| LINDEN ADVISORS LP | 1,417,000 | 1,417,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Context Capital Management, LLC | 200,000 | 200,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Context Capital Management, LLC | 200,000 | 200,000 | 0 | 0.06 | 0.05 | -0.01 | hold |
| Polar Asset Management Partners Inc. | 600,000 | 600,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 700,000 | 700,000 | 0 | 0.09 | 0.10 | +0.01 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 700,000 | 700,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Magnetar Financial LLC | 600,000 | 600,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 150,000 | 150,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 150,000 | 150,000 | 0 | 0.03 | 0.03 | +0.00 | hold |
| Verition Fund Management LLC | 167,612 | 167,612 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Alberta Investment Management Corp | 350,000 | 350,000 | 0 | 0.03 | 0.02 | -0.00 | hold |
| Alberta Investment Management Corp | 350,000 | 350,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Bulldog Investors, LLP | 50,000 | 50,000 | 0 | 0.12 | 0.11 | -0.00 | hold |
| Bulldog Investors, LLP | 50,000 | 50,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 750,000 | 750,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 40,000 | 40,000 | 0 | 0.01 | 0.00 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 40,000 | 40,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LMR Partners LLP | 700,000 | 700,000 | 0 | 0.09 | 0.07 | -0.02 | hold |
| Mint Tower Capital Management B.V. | 100,000 | 100,000 | 0 | 0.13 | 0.12 | -0.00 | hold |
| Mint Tower Capital Management B.V. | 100,000 | 100,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Centiva Capital, LP | 250,000 | 250,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Centiva Capital, LP | 250,000 | 250,000 | 0 | 0.23 | 0.15 | -0.08 | hold |
| HGC Investment Management Inc. | 250,000 | 250,000 | 0 | 0.62 | 0.55 | -0.07 | hold |
| Harraden Circle Investments, LLC | 57,784 | 57,784 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 49,423 | 49,423 | 0 | 0.01 | 0.01 | +0.00 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 49,424 | 49,424 | 0 | 0.51 | 0.48 | -0.03 | hold |
| GOLDMAN SACHS GROUP INC | 320,315 | 320,315 | 0 | 0.00 | 0.00 | -0.00 | hold |
| UBS Group AG | 465,090 | 465,089 | -1 | 0.00 | 0.00 | +0.00 | sell |
| Verition Fund Management LLC | 1,176,800 | 1,176,771 | -29 | 0.00 | 0.00 | +0.00 | sell |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 1,000 | 875 | -125 | 0.00 | 0.00 | -0.00 | sell |
| JPMORGAN CHASE & CO | 25,500 | 25,000 | -500 | 0.00 | 0.00 | +0.00 | sell |
| Wealthspring Capital LLC | 253,060 | 251,130 | -1,930 | 0.01 | 0.01 | +0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 101,000 | 94,861 | -6,139 | 0.01 | 0.01 | -0.00 | sell |
| Wealthspring Capital LLC | 253,060 | 241,130 | -11,930 | 0.60 | 0.58 | -0.03 | sell |
| Virtu Financial LLC | 30,440 | 13,476 | -16,964 | 0.02 | 0.01 | -0.01 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 25,742 | 4,597 | -21,145 | 0.00 | 0.00 | -0.00 | sell |
| Schonfeld Strategic Advisors LLC | 373,607 | 351,557 | -22,050 | 0.03 | 0.02 | -0.01 | sell |
| JPMORGAN CHASE & CO | 74,856 | 49,917 | -24,939 | 0.00 | 0.00 | -0.00 | sell |
| GLAZER CAPITAL, LLC | 499,578 | 467,358 | -32,220 | 0.00 | 0.00 | -0.00 | sell |
| Hudson Bay Capital Management LP | 319,833 | 274,833 | -45,000 | 0.00 | 0.00 | -0.00 | sell |
| Shaolin Capital Management LLC | 700,000 | 650,000 | -50,000 | 0.01 | 0.01 | -0.00 | sell |
| Schonfeld Strategic Advisors LLC | 371,402 | 310,688 | -60,714 | 0.00 | 0.00 | -0.00 | sell |
| Shaolin Capital Management LLC | 400,000 | 333,017 | -66,983 | 0.19 | 0.13 | -0.06 | sell |
| Hudson Bay Capital Management LP | 319,833 | 250,000 | -69,833 | 0.02 | 0.01 | -0.00 | sell |
| Westchester Capital Management, LLC | 75,000 | 0 | -75,000 | 0.04 | 0.00 | -0.04 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 102,372 | 0 | -102,372 | 0.06 | 0.00 | -0.06 | sell |
| MILLENNIUM MANAGEMENT LLC | 370,000 | 251,250 | -118,750 | 0.00 | 0.00 | -0.00 | sell |
| Decagon Asset Management LLP | 322,642 | 190,134 | -132,508 | 0.04 | 0.02 | -0.02 | sell |
| WHITEBOX ADVISORS LLC | 150,000 | 0 | -150,000 | 0.03 | 0.00 | -0.03 | sell |
| WHITEBOX ADVISORS LLC | 150,000 | 0 | -150,000 | 0.00 | 0.00 | -0.00 | sell |
| MILLENNIUM MANAGEMENT LLC | 326,000 | 150,000 | -176,000 | 0.00 | 0.00 | -0.00 | sell |
| Polar Asset Management Partners Inc. | 600,000 | 400,000 | -200,000 | 0.12 | 0.08 | -0.04 | sell |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 750,000 | 475,000 | -275,000 | 0.01 | 0.01 | -0.01 | sell |
| AQR Arbitrage LLC | 1,217,000 | 896,685 | -320,315 | 0.01 | 0.00 | -0.00 | sell |
| GLAZER CAPITAL, LLC | 686,893 | 0 | -686,893 | 0.23 | 0.18 | -0.05 | sell |