| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| BERKLEY W R CORP | 427,111 | 460,136 | +33,025 | 0.24 | 0.23 | -0.00 | buy |
| MIZUHO SECURITIES USA LLC | 635,500 | 655,508 | +20,008 | 0.15 | 0.11 | -0.04 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 446,831 | 464,847 | +18,016 | 0.07 | 0.06 | -0.01 | buy |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 259,077 | 267,840 | +8,763 | 0.00 | 0.00 | -0.00 | buy |
| Shaolin Capital Management LLC | 353,053 | 358,715 | +5,662 | 0.00 | 0.00 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| D. E. Shaw & Co., Inc. | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 60,000 | 60,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 60,000 | 60,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 100,000 | 100,000 | 0 | 0.29 | 0.24 | -0.05 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 31,581 | 31,581 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 28,178 | 28,178 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AQR Arbitrage LLC | 83,040 | 83,040 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AQR Arbitrage LLC | 79,965 | 79,965 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 99,016 | 99,016 | 0 | 0.08 | 0.08 | +0.00 | hold |
| Radcliffe Capital Management, L.P. | 130,016 | 130,016 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WHITEBOX ADVISORS LLC | 150,000 | 150,000 | 0 | 0.02 | 0.03 | +0.00 | hold |
| WHITEBOX ADVISORS LLC | 150,000 | 150,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LINDEN ADVISORS LP | 400,000 | 400,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| LINDEN ADVISORS LP | 400,000 | 400,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Context Capital Management, LLC | 100,000 | 100,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Context Capital Management, LLC | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Calamos Advisors LLC | 49,244 | 49,244 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 75,000 | 75,000 | 0 | 0.02 | 0.01 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 75,000 | 75,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Hudson Bay Capital Management LP | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Hudson Bay Capital Management LP | 100,000 | 100,000 | 0 | 0.01 | 0.00 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 37,187 | 37,187 | 0 | 0.02 | 0.02 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 37,187 | 37,187 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Westchester Capital Management, LLC | 254,058 | 254,058 | 0 | 0.13 | 0.13 | +0.01 | hold |
| Westchester Capital Management, LLC | 324 | 324 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MANGROVE PARTNERS IM, LLC | 200,000 | 200,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MANGROVE PARTNERS IM, LLC | 288,800 | 288,800 | 0 | 0.24 | 0.20 | -0.04 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 50,000 | 50,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 50,000 | 50,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Yakira Capital Management, Inc. | 32,711 | 32,711 | 0 | 0.11 | 0.10 | -0.00 | hold |
| PERISCOPE CAPITAL INC. | 75,000 | 75,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PERISCOPE CAPITAL INC. | 75,000 | 75,000 | 0 | 0.13 | 0.12 | -0.01 | hold |
| Cable Car Capital, LP | 75,000 | 75,000 | 0 | 0.27 | 0.02 | -0.25 | hold |
| Cable Car Capital, LP | 75,000 | 75,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Harraden Circle Investments, LLC | 489,200 | 489,200 | 0 | 0.01 | 0.01 | -0.01 | hold |
| JPMORGAN CHASE & CO | 50,000 | 50,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 296,252 | 296,145 | -107 | 0.00 | 0.00 | -0.00 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 27,543 | 26,463 | -1,080 | 0.00 | 0.00 | -0.00 | sell |
| Westchester Capital Management, LLC | 4,058 | 0 | -4,058 | 0.00 | 0.00 | -0.00 | sell |
| GLAZER CAPITAL, LLC | 254,546 | 239,990 | -14,556 | 0.06 | 0.06 | +0.01 | sell |
| Shaolin Capital Management LLC | 350,000 | 330,000 | -20,000 | 0.15 | 0.19 | +0.04 | sell |
| TORONTO DOMINION BANK | 46,353 | 25,000 | -21,353 | 0.00 | 0.00 | -0.00 | sell |
| TORONTO DOMINION BANK | 586,200 | 562,683 | -23,517 | 0.00 | 0.00 | -0.00 | sell |
| ABC ARBITRAGE SA | 25,000 | 0 | -25,000 | 0.03 | 0.00 | -0.03 | sell |