| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Radcliffe Capital Management, L.P. | 16,252 | 130,016 | +113,764 | 0.01 | 0.00 | -0.01 | buy |
| Shaolin Capital Management LLC | 352,753 | 425,000 | +72,247 | 0.17 | 0.16 | -0.01 | buy |
| K2 PRINCIPAL FUND, L.P. | 0 | 57,800 | +57,800 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 28,178 | +28,178 | 0.00 | 0.00 | +0.00 | buy |
| ABC ARBITRAGE SA | 0 | 25,000 | +25,000 | 0.00 | 0.02 | +0.02 | buy |
| BERKLEY W R CORP | 296,504 | 314,346 | +17,842 | 0.19 | 0.18 | -0.01 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 436,398 | 445,792 | +9,394 | 0.06 | 0.06 | +0.00 | buy |
| Westchester Capital Management, LLC | 250,000 | 254,058 | +4,058 | 0.13 | 0.12 | -0.01 | buy |
| Westchester Capital Management, LLC | 0 | 4,058 | +4,058 | 0.00 | 0.00 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| D. E. Shaw & Co., Inc. | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 60,000 | 60,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 60,000 | 60,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 100,000 | 100,000 | 0 | 0.32 | 0.39 | +0.07 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 28,178 | 28,178 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AQR Arbitrage LLC | 85,203 | 85,203 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 99,016 | 99,016 | 0 | 0.06 | 0.05 | -0.01 | hold |
| LINDEN ADVISORS LP | 400,000 | 400,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| LINDEN ADVISORS LP | 400,000 | 400,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Context Capital Management, LLC | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Context Capital Management, LLC | 100,000 | 100,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| Calamos Advisors LLC | 49,244 | 49,244 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Polar Asset Management Partners Inc. | 75,000 | 75,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 75,000 | 75,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Hudson Bay Capital Management LP | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Hudson Bay Capital Management LP | 100,000 | 100,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 37,187 | 37,187 | 0 | 0.02 | 0.02 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 37,187 | 37,187 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MANGROVE PARTNERS IM, LLC | 200,000 | 200,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MANGROVE PARTNERS IM, LLC | 288,800 | 288,800 | 0 | 0.21 | 0.24 | +0.03 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 50,000 | 50,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 50,000 | 50,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Yakira Capital Management, Inc. | 33,400 | 33,400 | 0 | 0.13 | 0.12 | -0.01 | hold |
| Warberg Asset Management LLC | 23,964 | 23,964 | 0 | 0.07 | 0.07 | +0.01 | hold |
| PERISCOPE CAPITAL INC. | 75,000 | 75,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PERISCOPE CAPITAL INC. | 75,000 | 75,000 | 0 | 0.18 | 0.15 | -0.04 | hold |
| Cable Car Capital, LP | 75,000 | 75,000 | 0 | 0.32 | 0.05 | -0.28 | hold |
| Cable Car Capital, LP | 75,000 | 75,000 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Shaolin Capital Management LLC | 353,053 | 353,053 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Harraden Circle Investments, LLC | 489,200 | 489,200 | 0 | 0.02 | 0.01 | -0.00 | hold |
| JPMORGAN CHASE & CO | 50,000 | 50,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MIZUHO SECURITIES USA LLC | 635,500 | 635,500 | 0 | 0.13 | 0.11 | -0.02 | hold |
| TORONTO DOMINION BANK | 46,353 | 46,353 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 262,736 | 259,076 | -3,660 | 0.00 | 0.00 | -0.00 | sell |
| Westchester Capital Management, LLC | 4,382 | 324 | -4,058 | 0.00 | 0.00 | -0.00 | sell |
| Virtu Financial LLC | 15,029 | 0 | -15,029 | 0.01 | 0.00 | -0.01 | sell |
| GLAZER CAPITAL, LLC | 273,454 | 255,753 | -17,701 | 0.09 | 0.07 | -0.02 | sell |
| AQR Arbitrage LLC | 113,381 | 85,203 | -28,178 | 0.00 | 0.00 | -0.00 | sell |
| BlueCrest Capital Management Ltd | 45,320 | 0 | -45,320 | 0.03 | 0.00 | -0.03 | sell |
| TORONTO DOMINION BANK | 637,900 | 586,200 | -51,700 | 0.00 | 0.00 | -0.00 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 86,387 | 27,836 | -58,551 | 0.00 | 0.00 | -0.00 | sell |
| GLAZER CAPITAL, LLC | 99,977 | 0 | -99,977 | 0.00 | 0.00 | -0.00 | sell |
| MIZUHO SECURITIES USA LLC | 100,000 | 0 | -100,000 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 423,019 | 296,252 | -126,767 | 0.00 | 0.00 | -0.00 | sell |
| WHITEBOX ADVISORS LLC | 150,000 | 0 | -150,000 | 0.03 | 0.00 | -0.03 | sell |
| WHITEBOX ADVISORS LLC | 150,000 | 0 | -150,000 | 0.00 | 0.00 | -0.00 | sell |