| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Polar Asset Management Partners Inc. | 0 | 500,000 | +500,000 | 0.00 | 0.09 | +0.09 | buy |
| Verition Fund Management LLC | 345,235 | 529,358 | +184,123 | 0.03 | 0.04 | +0.00 | buy |
| Polar Asset Management Partners Inc. | 0 | 129,300 | +129,300 | 0.00 | 0.00 | +0.00 | buy |
| Schonfeld Strategic Advisors LLC | 20,000 | 110,107 | +90,107 | 0.00 | 0.01 | +0.00 | buy |
| GLAZER CAPITAL, LLC | 75,000 | 163,000 | +88,000 | 0.02 | 0.04 | +0.03 | buy |
| Radcliffe Capital Management, L.P. | 385,436 | 425,732 | +40,296 | 0.29 | 0.33 | +0.04 | buy |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 10,000 | 47,737 | +37,737 | 0.00 | 0.00 | +0.00 | buy |
| Shaolin Capital Management LLC | 56,804 | 79,140 | +22,336 | 0.00 | 0.00 | +0.00 | buy |
| TORONTO DOMINION BANK | 21,500 | 36,668 | +15,168 | 0.00 | 0.00 | +0.00 | buy |
| Bulldog Investors, LLP | 0 | 10,000 | +10,000 | 0.00 | 0.02 | +0.02 | buy |
| CITADEL ADVISORS LLC | 169,701 | 172,678 | +2,977 | 0.00 | 0.00 | -0.00 | buy |
| HRT FINANCIAL LP | 46,701 | 48,842 | +2,141 | 0.00 | 0.00 | -0.00 | buy |
| PenderFund Capital Management Ltd. | 5,000 | 7,000 | +2,000 | 0.01 | 0.01 | +0.00 | buy |
| AQR Arbitrage LLC | 73,135 | 73,535 | +400 | 0.01 | 0.01 | -0.00 | buy |
| AQR Arbitrage LLC | 19,061 | 19,232 | +171 | 0.00 | 0.00 | +0.00 | buy |
| BOOTHBAY FUND MANAGEMENT, LLC | 13,397 | 13,446 | +49 | 0.00 | 0.00 | -0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 293,160 | 293,200 | +40 | 0.00 | 0.00 | -0.00 | buy |
| D. E. Shaw & Co., Inc. | 29,947 | 29,952 | +5 | 0.00 | 0.00 | -0.00 | buy |
| HBK INVESTMENTS L P | 62,501 | 62,501 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HBK INVESTMENTS L P | 249,304 | 249,304 | 0 | 0.03 | 0.03 | -0.00 | hold |
| OMERS ADMINISTRATION Corp | 49,991 | 49,991 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 100,000 | 100,000 | 0 | 0.02 | 0.02 | -0.01 | hold |
| ARISTEIA CAPITAL, L.L.C. | 24,998 | 24,998 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BERKLEY W R CORP | 74,416 | 74,416 | 0 | 0.04 | 0.04 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 27,168 | 27,168 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 6,015 | 6,015 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 150,624 | 150,624 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 14,830 | 14,830 | 0 | 0.00 | 0.00 | +0.00 | hold |
| WHITEBOX ADVISORS LLC | 260,000 | 260,000 | 0 | 0.04 | 0.04 | +0.01 | hold |
| WHITEBOX ADVISORS LLC | 65,000 | 65,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LINDEN ADVISORS LP | 1,010,100 | 1,010,100 | 0 | 0.06 | 0.05 | -0.00 | hold |
| LINDEN ADVISORS LP | 127,524 | 127,524 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Context Capital Management, LLC | 250,000 | 250,000 | 0 | 0.06 | 0.05 | -0.01 | hold |
| Context Capital Management, LLC | 62,500 | 62,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MMCAP International Inc. SPC | 600,000 | 600,000 | 0 | 0.53 | 0.52 | -0.00 | hold |
| MMCAP International Inc. SPC | 150,000 | 150,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Kamunting Street Capital Management, L.P. | 60,000 | 60,000 | 0 | 0.34 | 0.35 | +0.01 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 250,000 | 250,000 | 0 | 0.04 | 0.04 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 62,500 | 62,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Magnetar Financial LLC | 25,000 | 25,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Magnetar Financial LLC | 100,000 | 100,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| TIG Advisors, LLC | 10,000 | 10,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PEAK6 LLC | 75,000 | 75,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Hudson Bay Capital Management LP | 25,000 | 25,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| J. Goldman & Co LP | 700,000 | 700,000 | 0 | 0.33 | 0.25 | -0.08 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 88,032 | 88,032 | 0 | 0.04 | 0.04 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 22,008 | 22,008 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 62,500 | 62,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 250,000 | 250,000 | 0 | 0.09 | 0.06 | -0.03 | hold |
| Verition Fund Management LLC | 60,450 | 60,450 | 0 | 0.00 | 0.00 | -0.00 | hold |
| K2 PRINCIPAL FUND, L.P. | 25,000 | 25,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| K2 PRINCIPAL FUND, L.P. | 100,000 | 100,000 | 0 | 0.11 | 0.09 | -0.01 | hold |
| Alberta Investment Management Corp | 25,000 | 25,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Alberta Investment Management Corp | 6,250 | 6,250 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Kepos Capital LP | 5,875 | 5,875 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Westchester Capital Management, LLC | 30,820 | 30,820 | 0 | 0.02 | 0.02 | +0.00 | hold |
| Parallax Volatility Advisers, L.P. | 35,165 | 35,165 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 250,000 | 250,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 62,500 | 62,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 100,000 | 100,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 25,000 | 25,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| DLD Asset Management, LP | 27,209 | 27,209 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DLD Asset Management, LP | 109,331 | 109,331 | 0 | 0.11 | 0.09 | -0.02 | hold |
| LMR Partners LLP | 700,000 | 700,000 | 0 | 0.07 | 0.05 | -0.01 | hold |
| Yakira Capital Management, Inc. | 24,485 | 24,485 | 0 | 0.07 | 0.07 | +0.00 | hold |
| DAVIDSON KEMPNER CAPITAL MANAGEMENT LP | 25,000 | 25,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DAVIDSON KEMPNER CAPITAL MANAGEMENT LP | 6,249 | 6,249 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Point72 Asset Management, L.P. | 1,500,000 | 1,500,000 | 0 | 0.03 | 0.02 | -0.00 | hold |
| First Trust Capital Management L.P. | 299,996 | 299,996 | 0 | 0.16 | 0.18 | +0.02 | hold |
| Governors Lane LP | 750,000 | 750,000 | 0 | 0.95 | 0.77 | -0.18 | hold |
| Governors Lane LP | 78,927 | 78,927 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Mint Tower Capital Management B.V. | 200,000 | 200,000 | 0 | 0.19 | 0.24 | +0.05 | hold |
| Mint Tower Capital Management B.V. | 50,000 | 50,000 | 0 | 0.05 | 0.00 | -0.04 | hold |
| Centiva Capital, LP | 60,000 | 60,000 | 0 | 0.03 | 0.02 | -0.01 | hold |
| PERISCOPE CAPITAL INC. | 19,900 | 19,900 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PERISCOPE CAPITAL INC. | 153,962 | 153,962 | 0 | 0.27 | 0.25 | -0.02 | hold |
| Cable Car Capital, LP | 125,000 | 125,000 | 0 | 0.44 | 0.03 | -0.41 | hold |
| Cable Car Capital, LP | 31,250 | 31,250 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HGC Investment Management Inc. | 50,000 | 50,000 | 0 | 0.00 | 0.01 | +0.00 | hold |
| Walleye Capital LLC | 10,000 | 10,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Ghisallo Capital Management LLC | 250,000 | 250,000 | 0 | 0.07 | 0.05 | -0.02 | hold |
| SONA ASSET MANAGEMENT (US) LLC | 161,200 | 161,200 | 0 | 0.06 | 0.06 | -0.00 | hold |
| READYSTATE ASSET MANAGEMENT LP | 10,000 | 10,000 | 0 | 0.01 | 0.00 | -0.00 | hold |
| READYSTATE ASSET MANAGEMENT LP | 50,000 | 50,000 | 0 | 0.03 | 0.02 | -0.01 | hold |
| Harraden Circle Investments, LLC | 469,973 | 469,973 | 0 | 0.04 | 0.03 | -0.01 | hold |
| JPMORGAN CHASE & CO | 53,152 | 53,152 | 0 | 0.00 | 0.00 | -0.00 | hold |
| JPMORGAN CHASE & CO | 50,000 | 50,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 12,358 | 12,358 | 0 | 0.01 | 0.01 | +0.00 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 49,433 | 49,433 | 0 | 0.54 | 0.49 | -0.05 | hold |
| Quarry LP | 49,959 | 49,959 | 0 | 0.10 | 0.08 | -0.02 | hold |
| Jain Global LLC | 891,221 | 891,221 | 0 | 0.12 | 0.11 | -0.01 | hold |
| Jain Global LLC | 223,575 | 223,575 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TORONTO DOMINION BANK | 102,438 | 102,438 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Saba Capital Management, L.P. | 199,998 | 199,997 | -1 | 0.00 | 0.00 | +0.00 | sell |
| Parallax Volatility Advisers, L.P. | 12,188 | 12,187 | -1 | 0.01 | 0.00 | -0.00 | sell |
| PenderFund Capital Management Ltd. | 1,250 | 0 | -1,250 | 0.00 | 0.00 | -0.00 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 46,070 | 41,070 | -5,000 | 0.01 | 0.01 | -0.00 | sell |
| METEORA CAPITAL, LLC | 1,705,014 | 1,699,693 | -5,321 | 1.28 | 1.45 | +0.17 | sell |
| TORONTO DOMINION BANK | 20,536 | 15,035 | -5,501 | 0.00 | 0.00 | -0.00 | sell |
| Quarry LP | 12,500 | 0 | -12,500 | 0.00 | 0.00 | -0.00 | sell |