| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| JPMORGAN CHASE & CO | 0 | 731,280 | +731,280 | 0.00 | 0.00 | +0.00 | buy |
| JPMORGAN CHASE & CO | 0 | 232,398 | +232,398 | 0.00 | 0.00 | +0.00 | buy |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 232,398 | +232,398 | 0.00 | 0.15 | +0.15 | buy |
| SONA ASSET MANAGEMENT (US) LLC | 0 | 111,700 | +111,700 | 0.00 | 0.04 | +0.04 | buy |
| Karpus Management, Inc. | 767,290 | 867,790 | +100,500 | 0.21 | 0.28 | +0.07 | buy |
| MANGROVE PARTNERS IM, LLC | 0 | 36,017 | +36,017 | 0.00 | 0.03 | +0.03 | buy |
| MANGROVE PARTNERS IM, LLC | 0 | 36,017 | +36,017 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 198,093 | 223,738 | +25,645 | 0.00 | 0.00 | +0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 859,598 | 874,872 | +15,274 | 0.12 | 0.14 | +0.02 | buy |
| AQR Arbitrage LLC | 626,907 | 627,807 | +900 | 0.00 | 0.00 | -0.00 | buy |
| Verition Fund Management LLC | 17,000 | 17,040 | +40 | 0.00 | 0.00 | +0.00 | buy |
| GLAZER CAPITAL, LLC | 251,787 | 251,788 | +1 | 0.07 | 0.05 | -0.01 | buy |
| D. E. Shaw & Co., Inc. | 562,420 | 562,420 | 0 | 0.00 | 0.00 | +0.00 | hold |
| OMERS ADMINISTRATION Corp | 200,000 | 200,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| OMERS ADMINISTRATION Corp | 200,000 | 200,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GABELLI FUNDS LLC | 179,400 | 179,400 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 450,000 | 450,000 | 0 | 1.71 | 1.28 | -0.43 | hold |
| BERKLEY W R CORP | 445,304 | 445,304 | 0 | 0.25 | 0.24 | -0.01 | hold |
| BERKLEY W R CORP | 85,484 | 85,484 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 198,093 | 198,093 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 332,291 | 332,291 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 374,900 | 374,900 | 0 | 0.20 | 0.29 | +0.08 | hold |
| Radcliffe Capital Management, L.P. | 375,000 | 375,000 | 0 | 0.00 | 0.01 | +0.00 | hold |
| Polar Asset Management Partners Inc. | 825,000 | 825,000 | 0 | 0.16 | 0.20 | +0.03 | hold |
| Polar Asset Management Partners Inc. | 825,000 | 825,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 511,346 | 511,346 | 0 | 0.24 | 0.26 | +0.02 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 511,346 | 511,346 | 0 | 0.00 | 0.01 | +0.00 | hold |
| Westchester Capital Management, LLC | 500,000 | 500,000 | 0 | 0.24 | 0.25 | +0.01 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 75,000 | 75,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Schonfeld Strategic Advisors LLC | 63,460 | 63,460 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PERISCOPE CAPITAL INC. | 223,985 | 223,985 | 0 | 0.44 | 0.40 | -0.04 | hold |
| PERISCOPE CAPITAL INC. | 173,985 | 173,985 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Crossingbridge Advisors, LLC | 495,000 | 495,000 | 0 | 1.40 | 0.91 | -0.49 | hold |
| Harraden Circle Investments, LLC | 2,225,732 | 2,225,732 | 0 | 0.08 | 0.09 | +0.01 | hold |
| ABC ARBITRAGE SA | 25,000 | 25,000 | 0 | 0.02 | 0.03 | +0.01 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 731,280 | 731,280 | 0 | 0.01 | 0.01 | +0.00 | hold |
| GABELLI & Co INVESTMENT ADVISERS, INC. | 220,600 | 220,600 | 0 | 0.33 | 0.33 | +0.00 | hold |
| GABELLI & Co INVESTMENT ADVISERS, INC. | 220,600 | 220,600 | 0 | 0.01 | 0.01 | -0.00 | hold |
| TORONTO DOMINION BANK | 50,000 | 50,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TORONTO DOMINION BANK | 100,000 | 100,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TORONTO DOMINION BANK | 270,200 | 270,100 | -100 | 0.00 | 0.00 | +0.00 | sell |
| Shaolin Capital Management LLC | 766,000 | 765,700 | -300 | 0.01 | 0.01 | +0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 521,162 | 520,743 | -419 | 0.00 | 0.00 | +0.00 | sell |
| GEODE CAPITAL MANAGEMENT, LLC | 82,479 | 80,955 | -1,524 | 0.00 | 0.00 | +0.00 | sell |
| Dakota Wealth Management | 49,600 | 46,900 | -2,700 | 0.01 | 0.01 | +0.00 | sell |
| Schonfeld Strategic Advisors LLC | 79,998 | 70,000 | -9,998 | 0.00 | 0.01 | +0.00 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 449,875 | 439,562 | -10,313 | 0.03 | 0.02 | -0.01 | sell |
| AQR Arbitrage LLC | 626,907 | 602,656 | -24,251 | 0.13 | 0.10 | -0.03 | sell |
| MIZUHO SECURITIES USA LLC | 34,114 | 0 | -34,114 | 0.00 | 0.00 | -0.00 | sell |
| CITADEL ADVISORS LLC | 41,788 | 0 | -41,788 | 0.00 | 0.00 | -0.00 | sell |
| JPMORGAN CHASE & CO | 50,000 | 0 | -50,000 | 0.00 | 0.00 | -0.00 | sell |
| MIZUHO SECURITIES USA LLC | 1,092,300 | 1,000,589 | -91,711 | 0.18 | 0.24 | +0.06 | sell |
| Shaolin Capital Management LLC | 575,000 | 475,000 | -100,000 | 0.22 | 0.20 | -0.02 | sell |
| GABELLI FUNDS LLC | 179,400 | 0 | -179,400 | 0.01 | 0.00 | -0.01 | sell |