| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Harraden Circle Investments, LLC | 2,225,732 | 2,225,732 | 0 | 0.09 | 0.05 | -0.04 | hold |
| MIZUHO SECURITIES USA LLC | 1,000,589 | 1,025,889 | +25,300 | 0.24 | 0.17 | -0.07 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 874,872 | 876,172 | +1,300 | 0.14 | 0.12 | -0.02 | buy |
| Karpus Management, Inc. | 867,790 | 849,065 | -18,725 | 0.28 | 0.25 | -0.02 | sell |
| Polar Asset Management Partners Inc. | 825,000 | 825,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 825,000 | 824,900 | -100 | 0.20 | 0.15 | -0.04 | sell |
| Shaolin Capital Management LLC | 765,700 | 769,977 | +4,277 | 0.01 | 0.01 | +0.00 | buy |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 731,280 | 731,280 | 0 | 0.01 | 0.01 | -0.00 | hold |
| AQR Arbitrage LLC | 627,807 | 634,107 | +6,300 | 0.00 | 0.00 | -0.00 | buy |
| AQR Arbitrage LLC | 602,656 | 602,656 | 0 | 0.10 | 0.09 | -0.01 | hold |
| D. E. Shaw & Co., Inc. | 562,420 | 562,420 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 511,346 | 511,346 | 0 | 0.26 | 0.25 | -0.01 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 511,346 | 511,346 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Westchester Capital Management, LLC | 500,000 | 500,000 | 0 | 0.25 | 0.26 | +0.01 | hold |
| Crossingbridge Advisors, LLC | 495,000 | 495,000 | 0 | 0.91 | 0.90 | -0.01 | hold |
| BERKLEY W R CORP | 445,304 | 470,664 | +25,360 | 0.24 | 0.24 | -0.01 | buy |
| HEIGHTS CAPITAL MANAGEMENT, INC | 450,000 | 450,000 | 0 | 1.28 | 1.07 | -0.21 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 439,562 | 427,354 | -12,208 | 0.02 | 0.02 | -0.01 | sell |
| Shaolin Capital Management LLC | 475,000 | 400,907 | -74,093 | 0.20 | 0.23 | +0.03 | sell |
| Radcliffe Capital Management, L.P. | 375,000 | 375,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Radcliffe Capital Management, L.P. | 374,900 | 374,900 | 0 | 0.29 | 0.29 | +0.01 | hold |
| TWO SIGMA INVESTMENTS, LP | 332,291 | 332,291 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 520,743 | 329,343 | -191,400 | 0.00 | 0.00 | -0.00 | sell |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 232,398 | 303,215 | +70,817 | 0.15 | 0.11 | -0.04 | buy |
| GLAZER CAPITAL, LLC | 251,788 | 238,038 | -13,750 | 0.05 | 0.06 | +0.01 | sell |
| PERISCOPE CAPITAL INC. | 223,985 | 223,985 | 0 | 0.40 | 0.37 | -0.03 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 223,738 | 223,738 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GABELLI & Co INVESTMENT ADVISERS, INC. | 220,600 | 220,600 | 0 | 0.33 | 0.33 | -0.00 | hold |
| GABELLI & Co INVESTMENT ADVISERS, INC. | 220,600 | 220,600 | 0 | 0.01 | 0.01 | -0.00 | hold |
| TORONTO DOMINION BANK | 270,100 | 213,600 | -56,500 | 0.00 | 0.00 | -0.00 | sell |
| OMERS ADMINISTRATION Corp | 200,000 | 200,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| OMERS ADMINISTRATION Corp | 200,000 | 200,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 198,093 | 198,093 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GABELLI FUNDS LLC | 179,400 | 179,400 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PERISCOPE CAPITAL INC. | 173,985 | 173,985 | 0 | 0.01 | 0.01 | -0.00 | hold |
| SONA ASSET MANAGEMENT (US) LLC | 111,700 | 111,700 | 0 | 0.04 | 0.04 | -0.00 | hold |
| TORONTO DOMINION BANK | 100,000 | 99,000 | -1,000 | 0.00 | 0.00 | -0.00 | sell |
| BERKLEY W R CORP | 85,484 | 85,484 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GEODE CAPITAL MANAGEMENT, LLC | 80,955 | 82,066 | +1,111 | 0.00 | 0.00 | -0.00 | buy |
| BOOTHBAY FUND MANAGEMENT, LLC | 75,000 | 75,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Schonfeld Strategic Advisors LLC | 70,000 | 69,516 | -484 | 0.01 | 0.00 | -0.00 | sell |
| Schonfeld Strategic Advisors LLC | 63,460 | 63,427 | -33 | 0.00 | 0.00 | -0.00 | sell |
| Dakota Wealth Management | 46,900 | 46,900 | 0 | 0.01 | 0.01 | -0.00 | hold |
| MANGROVE PARTNERS IM, LLC | 36,017 | 36,017 | 0 | 0.03 | 0.02 | -0.01 | hold |
| MANGROVE PARTNERS IM, LLC | 36,017 | 36,017 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TORONTO DOMINION BANK | 50,000 | 30,000 | -20,000 | 0.00 | 0.00 | -0.00 | sell |
| ABC ARBITRAGE SA | 25,000 | 25,000 | 0 | 0.03 | 0.03 | -0.01 | hold |
| Verition Fund Management LLC | 17,040 | 17,040 | 0 | 0.00 | 0.00 | -0.00 | hold |
| JPMORGAN CHASE & CO | 232,398 | 0 | -232,398 | 0.00 | 0.00 | -0.00 | sell |
| JPMORGAN CHASE & CO | 731,280 | 0 | -731,280 | 0.00 | 0.00 | -0.00 | sell |