| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Karpus Management, Inc. | 0 | 767,290 | +767,290 | 0.00 | 0.21 | +0.21 | buy |
| HEIGHTS CAPITAL MANAGEMENT, INC | 0 | 450,000 | +450,000 | 0.00 | 1.71 | +1.71 | buy |
| HEIGHTS CAPITAL MANAGEMENT, INC | 0 | 449,875 | +449,875 | 0.00 | 0.03 | +0.03 | buy |
| Radcliffe Capital Management, L.P. | 75,000 | 375,000 | +300,000 | 0.05 | 0.00 | -0.04 | buy |
| GABELLI & Co INVESTMENT ADVISERS, INC. | 0 | 220,600 | +220,600 | 0.00 | 0.33 | +0.33 | buy |
| GABELLI & Co INVESTMENT ADVISERS, INC. | 0 | 220,600 | +220,600 | 0.00 | 0.01 | +0.01 | buy |
| OMERS ADMINISTRATION Corp | 0 | 200,000 | +200,000 | 0.00 | 0.01 | +0.01 | buy |
| OMERS ADMINISTRATION Corp | 0 | 200,000 | +200,000 | 0.00 | 0.00 | +0.00 | buy |
| Harraden Circle Investments, LLC | 2,032,570 | 2,225,732 | +193,162 | 0.08 | 0.08 | -0.00 | buy |
| GABELLI FUNDS LLC | 0 | 179,400 | +179,400 | 0.00 | 0.01 | +0.01 | buy |
| GABELLI FUNDS LLC | 0 | 179,400 | +179,400 | 0.00 | 0.00 | +0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 752,862 | 859,598 | +106,736 | 0.11 | 0.12 | +0.01 | buy |
| MIZUHO SECURITIES USA LLC | 1,018,598 | 1,092,300 | +73,702 | 0.15 | 0.18 | +0.03 | buy |
| Dakota Wealth Management | 0 | 49,600 | +49,600 | 0.00 | 0.01 | +0.01 | buy |
| ABC ARBITRAGE SA | 0 | 25,000 | +25,000 | 0.00 | 0.02 | +0.02 | buy |
| Verition Fund Management LLC | 0 | 17,000 | +17,000 | 0.00 | 0.00 | +0.00 | buy |
| Shaolin Capital Management LLC | 750,000 | 766,000 | +16,000 | 0.01 | 0.01 | -0.00 | buy |
| Schonfeld Strategic Advisors LLC | 70,000 | 79,998 | +9,998 | 0.00 | 0.00 | -0.00 | buy |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 730,780 | 731,280 | +500 | 0.01 | 0.01 | -0.00 | buy |
| D. E. Shaw & Co., Inc. | 562,420 | 562,420 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BERKLEY W R CORP | 445,304 | 445,304 | 0 | 0.29 | 0.25 | -0.04 | hold |
| BERKLEY W R CORP | 85,484 | 85,484 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 198,093 | 198,093 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 198,093 | 198,093 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AQR Arbitrage LLC | 626,907 | 626,907 | 0 | 0.16 | 0.13 | -0.03 | hold |
| AQR Arbitrage LLC | 626,907 | 626,907 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 332,291 | 332,291 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 374,900 | 374,900 | 0 | 0.23 | 0.20 | -0.03 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 521,162 | 521,162 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 825,000 | 825,000 | 0 | 0.17 | 0.16 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 825,000 | 825,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 511,346 | 511,346 | 0 | 0.29 | 0.24 | -0.05 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 511,346 | 511,346 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Westchester Capital Management, LLC | 500,000 | 500,000 | 0 | 0.26 | 0.24 | -0.02 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 75,000 | 75,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PERISCOPE CAPITAL INC. | 223,985 | 223,985 | 0 | 0.54 | 0.44 | -0.11 | hold |
| PERISCOPE CAPITAL INC. | 173,985 | 173,985 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Crossingbridge Advisors, LLC | 495,000 | 495,000 | 0 | 2.51 | 1.40 | -1.12 | hold |
| JPMORGAN CHASE & CO | 50,000 | 50,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TORONTO DOMINION BANK | 50,000 | 50,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TORONTO DOMINION BANK | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TORONTO DOMINION BANK | 270,200 | 270,200 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GEODE CAPITAL MANAGEMENT, LLC | 82,854 | 82,479 | -375 | 0.00 | 0.00 | -0.00 | sell |
| Schonfeld Strategic Advisors LLC | 64,400 | 63,460 | -940 | 0.00 | 0.00 | -0.00 | sell |
| GLAZER CAPITAL, LLC | 253,039 | 251,787 | -1,252 | 0.08 | 0.07 | -0.02 | sell |
| CITADEL ADVISORS LLC | 54,341 | 41,788 | -12,553 | 0.00 | 0.00 | -0.00 | sell |
| MIZUHO SECURITIES USA LLC | 48,760 | 34,114 | -14,646 | 0.00 | 0.00 | +0.00 | sell |
| Virtu Financial LLC | 73,850 | 0 | -73,850 | 0.04 | 0.00 | -0.04 | sell |
| Shaolin Capital Management LLC | 650,000 | 575,000 | -75,000 | 0.31 | 0.22 | -0.09 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 75,089 | 0 | -75,089 | 0.02 | 0.00 | -0.02 | sell |
| BCK CAPITAL MANAGEMENT LP | 86,094 | 0 | -86,094 | 0.93 | 0.00 | -0.93 | sell |
| Crossingbridge Advisors, LLC | 150,000 | 0 | -150,000 | 0.08 | 0.00 | -0.08 | sell |
| GABELLI FUNDS LLC | 179,400 | 0 | -179,400 | 0.01 | 0.00 | -0.01 | sell |
| OMERS ADMINISTRATION Corp | 200,000 | 0 | -200,000 | 0.01 | 0.00 | -0.01 | sell |
| GABELLI & Co INVESTMENT ADVISERS, INC. | 220,600 | 0 | -220,600 | 0.36 | 0.00 | -0.36 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 450,000 | 0 | -450,000 | 1.45 | 0.00 | -1.45 | sell |