| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| METEORA CAPITAL, LLC | 2,970,000 | 2,966,937 | -3,063 | 2.52 | 2.24 | -0.28 | sell |
| Harraden Circle Investments, LLC | 2,575,964 | 2,725,964 | +150,000 | 0.27 | 0.24 | -0.03 | buy |
| MMCAP International Inc. SPC | 1,565,000 | 1,565,000 | 0 | 1.58 | 1.38 | -0.20 | hold |
| Saba Capital Management, L.P. | 1,645,960 | 1,395,960 | -250,000 | 0.56 | 0.46 | -0.10 | sell |
| LINDEN ADVISORS LP | 1,325,023 | 1,325,023 | 0 | 0.08 | 0.08 | -0.01 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 1,000,000 | 1,000,000 | 0 | 0.14 | 0.16 | +0.01 | hold |
| Magnetar Financial LLC | 1,000,000 | 1,000,000 | 0 | 0.10 | 0.10 | +0.00 | hold |
| Governors Lane LP | 997,199 | 997,199 | 0 | 0.93 | 1.27 | +0.34 | hold |
| LMR Partners LLP | 997,100 | 997,100 | 0 | 0.10 | 0.09 | -0.00 | hold |
| Saba Capital Management, L.P. | 949,999 | 949,999 | 0 | 0.02 | 0.01 | -0.01 | hold |
| TWO SIGMA INVESTMENTS, LP | 949,630 | 949,630 | 0 | 0.01 | 0.01 | -0.01 | hold |
| Crossingbridge Advisors, LLC | 0 | 887,311 | +887,311 | 0.00 | 1.64 | +1.64 | buy |
| METEORA CAPITAL, LLC | 1,134,346 | 859,745 | -274,601 | 0.06 | 0.03 | -0.03 | sell |
| Westchester Capital Management, LLC | 0 | 825,000 | +825,000 | 0.00 | 0.41 | +0.41 | buy |
| Wealthspring Capital LLC | 796,939 | 790,039 | -6,900 | 1.91 | 1.92 | +0.01 | sell |
| D. E. Shaw & Co., Inc. | 788,501 | 788,501 | 0 | 0.01 | 0.01 | +0.00 | hold |
| MMCAP International Inc. SPC | 782,500 | 782,500 | 0 | 0.05 | 0.03 | -0.02 | hold |
| Verition Fund Management LLC | 596,695 | 757,287 | +160,592 | 0.03 | 0.08 | +0.04 | buy |
| Parallax Volatility Advisers, L.P. | 0 | 735,477 | +735,477 | 0.00 | 0.33 | +0.33 | buy |
| AQR Arbitrage LLC | 734,626 | 692,862 | -41,764 | 0.16 | 0.12 | -0.04 | sell |
| GLAZER CAPITAL, LLC | 583,682 | 664,464 | +80,782 | 0.16 | 0.14 | -0.01 | buy |
| LINDEN ADVISORS LP | 662,511 | 662,511 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HGC Investment Management Inc. | 602,741 | 646,675 | +43,934 | 1.29 | 1.47 | +0.17 | buy |
| ARISTEIA CAPITAL, L.L.C. | 400,000 | 600,000 | +200,000 | 0.12 | 0.14 | +0.03 | buy |
| LMR Partners LLP | 600,000 | 600,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CSS LLC/IL | 521,141 | 521,141 | 0 | 0.02 | 0.01 | -0.00 | hold |
| Context Capital Management, LLC | 500,000 | 500,000 | 0 | 0.13 | 0.12 | -0.01 | hold |
| Polar Asset Management Partners Inc. | 500,000 | 500,000 | 0 | 0.10 | 0.12 | +0.02 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 500,000 | 500,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Magnetar Financial LLC | 500,000 | 500,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 500,000 | 500,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 500,000 | 500,000 | 0 | 0.06 | 0.05 | -0.00 | hold |
| TORONTO DOMINION BANK | 241,500 | 475,000 | +233,500 | 0.00 | 0.01 | +0.01 | buy |
| SONA ASSET MANAGEMENT (US) LLC | 0 | 444,102 | +444,102 | 0.00 | 0.17 | +0.17 | buy |
| Wealthspring Capital LLC | 424,250 | 421,800 | -2,450 | 0.06 | 0.04 | -0.01 | sell |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 400,000 | 400,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| AQR Arbitrage LLC | 369,313 | 361,272 | -8,041 | 0.00 | 0.00 | -0.00 | sell |
| First Trust Capital Management L.P. | 359,998 | 353,998 | -6,000 | 0.22 | 0.19 | -0.03 | sell |
| Alberta Investment Management Corp | 350,000 | 350,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| CSS LLC/IL | 345,952 | 345,952 | 0 | 0.20 | 0.20 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 266,602 | 315,760 | +49,158 | 0.15 | 0.24 | +0.10 | buy |
| PERISCOPE CAPITAL INC. | 311,200 | 311,200 | 0 | 0.61 | 0.55 | -0.06 | hold |
| PEAK6 LLC | 306,066 | 306,066 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 200,000 | 300,000 | +100,000 | 0.00 | 0.00 | -0.00 | buy |
| WHITEBOX ADVISORS LLC | 0 | 300,000 | +300,000 | 0.00 | 0.04 | +0.04 | buy |
| Governors Lane LP | 300,000 | 300,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| BERKLEY W R CORP | 297,570 | 297,570 | 0 | 0.17 | 0.16 | -0.01 | hold |
| Shaolin Capital Management LLC | 190,000 | 290,000 | +100,000 | 0.07 | 0.12 | +0.05 | buy |
| GOLDMAN SACHS GROUP INC | 261,370 | 261,370 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Context Capital Management, LLC | 250,000 | 250,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 250,000 | 250,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 250,000 | 250,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TORONTO DOMINION BANK | 241,500 | 241,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TORONTO DOMINION BANK | 100,966 | 225,966 | +125,000 | 0.00 | 0.00 | +0.00 | buy |
| HGC Investment Management Inc. | 0 | 221,967 | +221,967 | 0.00 | 0.02 | +0.02 | buy |
| MILLENNIUM MANAGEMENT LLC | 220,000 | 220,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 198,750 | 198,750 | 0 | 0.10 | 0.10 | +0.01 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 178,000 | 178,000 | 0 | 0.68 | 0.51 | -0.17 | hold |
| Alberta Investment Management Corp | 175,000 | 175,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Verition Fund Management LLC | 161,059 | 168,901 | +7,842 | 0.00 | 0.00 | +0.00 | buy |
| DLD Asset Management, LP | 166,667 | 166,667 | 0 | 0.18 | 0.17 | -0.00 | hold |
| Shaolin Capital Management LLC | 151,661 | 151,649 | -12 | 0.00 | 0.00 | -0.00 | sell |
| D. E. Shaw & Co., Inc. | 150,000 | 150,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GLAZER CAPITAL, LLC | 150,000 | 150,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WHITEBOX ADVISORS LLC | 0 | 150,000 | +150,000 | 0.00 | 0.00 | +0.00 | buy |
| PERISCOPE CAPITAL INC. | 149,900 | 149,900 | 0 | 0.02 | 0.01 | -0.01 | hold |
| Hudson Bay Capital Management LP | 146,580 | 146,580 | 0 | 0.01 | 0.01 | +0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 130,685 | 130,685 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 19,391 | 130,419 | +111,028 | 0.00 | 0.02 | +0.02 | buy |
| K2 PRINCIPAL FUND, L.P. | 121,067 | 121,067 | 0 | 0.01 | 0.01 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 100,000 | 100,000 | 0 | 0.02 | 0.04 | +0.02 | hold |
| K2 PRINCIPAL FUND, L.P. | 120,799 | 100,000 | -20,799 | 0.13 | 0.11 | -0.02 | sell |
| Schonfeld Strategic Advisors LLC | 50,766 | 100,000 | +49,234 | 0.00 | 0.01 | +0.01 | buy |
| SkyView Investment Advisors, LLC | 0 | 100,000 | +100,000 | 0.00 | 0.14 | +0.14 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 99,968 | 99,968 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CITADEL ADVISORS LLC | 302,039 | 99,147 | -202,892 | 0.00 | 0.00 | -0.00 | sell |
| GRITSTONE ASSET MANAGEMENT LLC | 98,850 | 98,850 | 0 | 0.95 | 1.08 | +0.12 | hold |
| Yakira Capital Management, Inc. | 100,000 | 97,938 | -2,062 | 0.35 | 0.30 | -0.05 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 89,000 | 89,000 | 0 | 0.02 | 0.01 | -0.01 | hold |
| DLD Asset Management, LP | 62,500 | 62,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DELTEC ASSET MANAGEMENT LLC | 50,000 | 50,000 | 0 | 0.08 | 0.09 | +0.01 | hold |
| Hudson Bay Capital Management LP | 50,000 | 50,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 50,000 | 50,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| JPMORGAN CHASE & CO | 50,000 | 50,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Quarry LP | 49,992 | 49,992 | 0 | 0.08 | 0.10 | +0.02 | hold |
| JPMORGAN CHASE & CO | 49,840 | 49,894 | +54 | 0.00 | 0.00 | +0.00 | buy |
| GRITSTONE ASSET MANAGEMENT LLC | 49,425 | 49,425 | 0 | 0.03 | 0.02 | -0.00 | hold |
| Bulldog Investors, LLP | 48,000 | 47,364 | -636 | 0.11 | 0.11 | +0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 45,776 | 45,776 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 40,000 | 40,087 | +87 | 0.01 | 0.01 | -0.00 | buy |
| Schonfeld Strategic Advisors LLC | 40,000 | 40,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BERKLEY W R CORP | 38,313 | 38,313 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Westchester Capital Management, LLC | 0 | 37,499 | +37,499 | 0.00 | 0.00 | +0.00 | buy |
| Parallax Volatility Advisers, L.P. | 30,000 | 30,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 29,682 | +29,682 | 0.00 | 0.00 | +0.00 | buy |
| CANTOR FITZGERALD, L. P. | 54,540 | 29,540 | -25,000 | 0.02 | 0.01 | -0.01 | sell |
| READYSTATE ASSET MANAGEMENT LP | 25,000 | 25,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Quarry LP | 24,996 | 24,996 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Bulldog Investors, LLP | 23,996 | 23,678 | -318 | 0.00 | 0.00 | -0.00 | sell |
| Kepos Capital LP | 0 | 22,500 | +22,500 | 0.00 | 0.02 | +0.02 | buy |