| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| METEORA CAPITAL, LLC | 2,966,937 | 2,941,298 | -25,639 | 2.24 | 2.52 | +0.28 | sell |
| Harraden Circle Investments, LLC | 2,725,964 | 2,725,964 | 0 | 0.24 | 0.13 | -0.11 | hold |
| MMCAP International Inc. SPC | 1,565,000 | 1,565,000 | 0 | 1.38 | 1.37 | -0.01 | hold |
| LINDEN ADVISORS LP | 1,325,023 | 1,325,023 | 0 | 0.08 | 0.07 | -0.00 | hold |
| Saba Capital Management, L.P. | 1,395,960 | 1,245,958 | -150,002 | 0.46 | 0.39 | -0.06 | sell |
| D. E. Shaw & Co., Inc. | 788,501 | 1,152,355 | +363,854 | 0.01 | 0.01 | +0.00 | buy |
| GLAZER CAPITAL, LLC | 664,464 | 1,014,041 | +349,577 | 0.14 | 0.26 | +0.11 | buy |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 1,000,000 | 1,000,000 | 0 | 0.16 | 0.15 | -0.01 | hold |
| Magnetar Financial LLC | 1,000,000 | 1,000,000 | 0 | 0.10 | 0.09 | -0.01 | hold |
| Governors Lane LP | 997,199 | 997,199 | 0 | 1.27 | 1.03 | -0.24 | hold |
| LMR Partners LLP | 997,100 | 997,100 | 0 | 0.09 | 0.08 | -0.02 | hold |
| Verition Fund Management LLC | 757,287 | 957,387 | +200,100 | 0.08 | 0.07 | -0.01 | buy |
| TWO SIGMA INVESTMENTS, LP | 949,630 | 949,630 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Saba Capital Management, L.P. | 949,999 | 916,230 | -33,769 | 0.01 | 0.01 | -0.00 | sell |
| Crossingbridge Advisors, LLC | 887,311 | 887,311 | 0 | 1.64 | 1.62 | -0.03 | hold |
| METEORA CAPITAL, LLC | 859,745 | 860,745 | +1,000 | 0.03 | 0.03 | -0.00 | buy |
| Westchester Capital Management, LLC | 825,000 | 825,000 | 0 | 0.41 | 0.43 | +0.02 | hold |
| MMCAP International Inc. SPC | 782,500 | 782,500 | 0 | 0.03 | 0.03 | -0.00 | hold |
| Wealthspring Capital LLC | 790,039 | 748,689 | -41,350 | 1.92 | 1.73 | -0.19 | sell |
| AQR Arbitrage LLC | 692,862 | 698,855 | +5,993 | 0.12 | 0.10 | -0.01 | buy |
| LINDEN ADVISORS LP | 662,511 | 662,511 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HGC Investment Management Inc. | 646,675 | 646,675 | 0 | 1.47 | 1.32 | -0.15 | hold |
| Parallax Volatility Advisers, L.P. | 735,477 | 609,202 | -126,275 | 0.33 | 0.23 | -0.10 | sell |
| ARISTEIA CAPITAL, L.L.C. | 600,000 | 600,000 | 0 | 0.14 | 0.10 | -0.04 | hold |
| LMR Partners LLP | 600,000 | 600,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 500,000 | 550,000 | +50,000 | 0.12 | 0.10 | -0.02 | buy |
| Radcliffe Capital Management, L.P. | 315,760 | 543,393 | +227,633 | 0.24 | 0.43 | +0.18 | buy |
| CSS LLC/IL | 521,141 | 521,041 | -100 | 0.01 | 0.01 | -0.00 | sell |
| Context Capital Management, LLC | 500,000 | 500,000 | 0 | 0.12 | 0.10 | -0.01 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 500,000 | 500,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Magnetar Financial LLC | 500,000 | 500,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 500,000 | 500,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 500,000 | 500,000 | 0 | 0.05 | 0.05 | -0.01 | hold |
| SONA ASSET MANAGEMENT (US) LLC | 444,102 | 444,102 | 0 | 0.17 | 0.17 | -0.00 | hold |
| Wealthspring Capital LLC | 421,800 | 421,800 | 0 | 0.04 | 0.03 | -0.01 | hold |
| AQR Arbitrage LLC | 361,272 | 364,268 | +2,996 | 0.00 | 0.00 | +0.00 | buy |
| First Trust Capital Management L.P. | 353,998 | 353,998 | 0 | 0.19 | 0.21 | +0.02 | hold |
| Alberta Investment Management Corp | 350,000 | 350,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 130,419 | 340,314 | +209,895 | 0.02 | 0.05 | +0.03 | buy |
| PEAK6 LLC | 306,066 | 306,066 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 300,000 | 300,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WHITEBOX ADVISORS LLC | 300,000 | 300,000 | 0 | 0.04 | 0.05 | +0.01 | hold |
| Governors Lane LP | 300,000 | 300,000 | 0 | 0.02 | 0.01 | -0.01 | hold |
| PERISCOPE CAPITAL INC. | 311,200 | 300,000 | -11,200 | 0.55 | 0.49 | -0.06 | sell |
| BERKLEY W R CORP | 297,570 | 297,570 | 0 | 0.16 | 0.15 | -0.01 | hold |
| Shaolin Capital Management LLC | 290,000 | 271,534 | -18,466 | 0.12 | 0.16 | +0.03 | sell |
| GOLDMAN SACHS GROUP INC | 261,370 | 261,370 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Context Capital Management, LLC | 250,000 | 250,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 250,000 | 250,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 250,000 | 250,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CSS LLC/IL | 345,952 | 240,764 | -105,188 | 0.20 | 0.11 | -0.09 | sell |
| TORONTO DOMINION BANK | 225,966 | 223,900 | -2,066 | 0.00 | 0.00 | -0.00 | sell |
| TORONTO DOMINION BANK | 241,500 | 223,507 | -17,993 | 0.00 | 0.00 | -0.00 | sell |
| HGC Investment Management Inc. | 221,967 | 221,967 | 0 | 0.02 | 0.02 | -0.00 | hold |
| MILLENNIUM MANAGEMENT LLC | 220,000 | 220,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Schonfeld Strategic Advisors LLC | 100,000 | 212,240 | +112,240 | 0.01 | 0.01 | +0.00 | buy |
| Shaolin Capital Management LLC | 151,649 | 199,110 | +47,461 | 0.00 | 0.00 | +0.00 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 198,750 | 198,750 | 0 | 0.10 | 0.10 | -0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 178,000 | 178,000 | 0 | 0.51 | 0.42 | -0.09 | hold |
| Alberta Investment Management Corp | 175,000 | 175,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TORONTO DOMINION BANK | 241,500 | 170,953 | -70,547 | 0.00 | 0.00 | -0.00 | sell |
| D. E. Shaw & Co., Inc. | 150,000 | 150,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GLAZER CAPITAL, LLC | 150,000 | 150,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WHITEBOX ADVISORS LLC | 150,000 | 150,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| DLD Asset Management, LP | 166,667 | 150,000 | -16,667 | 0.17 | 0.13 | -0.05 | sell |
| PERISCOPE CAPITAL INC. | 149,900 | 149,900 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Hudson Bay Capital Management LP | 146,580 | 146,579 | -1 | 0.01 | 0.01 | -0.00 | sell |
| Verition Fund Management LLC | 168,901 | 131,401 | -37,500 | 0.00 | 0.00 | -0.00 | sell |
| BNP PARIBAS FINANCIAL MARKETS | 130,685 | 130,685 | 0 | 0.00 | 0.00 | -0.00 | hold |
| K2 PRINCIPAL FUND, L.P. | 121,067 | 121,067 | 0 | 0.01 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 100,000 | 100,000 | 0 | 0.04 | 0.02 | -0.01 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 99,968 | 99,968 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 98,850 | 98,850 | 0 | 1.08 | 0.98 | -0.10 | hold |
| Yakira Capital Management, Inc. | 97,938 | 97,938 | 0 | 0.30 | 0.30 | +0.01 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 89,000 | 85,359 | -3,641 | 0.01 | 0.01 | -0.00 | sell |
| CANTOR FITZGERALD, L. P. | 29,540 | 73,540 | +44,000 | 0.01 | 0.01 | +0.00 | buy |
| DLD Asset Management, LP | 62,500 | 62,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Hudson Bay Capital Management LP | 50,000 | 50,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 50,000 | 50,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| JPMORGAN CHASE & CO | 50,000 | 50,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Quarry LP | 49,992 | 49,992 | 0 | 0.10 | 0.08 | -0.02 | hold |
| JPMORGAN CHASE & CO | 49,894 | 49,872 | -22 | 0.00 | 0.00 | -0.00 | sell |
| GRITSTONE ASSET MANAGEMENT LLC | 49,425 | 49,425 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Bulldog Investors, LLP | 47,364 | 46,318 | -1,046 | 0.11 | 0.11 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 45,776 | 44,656 | -1,120 | 0.00 | 0.00 | -0.00 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 40,087 | 40,777 | +690 | 0.01 | 0.01 | -0.00 | buy |
| Schonfeld Strategic Advisors LLC | 40,000 | 37,751 | -2,249 | 0.00 | 0.00 | -0.00 | sell |
| Westchester Capital Management, LLC | 37,499 | 37,499 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 33,714 | +33,714 | 0.00 | 0.01 | +0.01 | buy |
| Parallax Volatility Advisers, L.P. | 30,000 | 30,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 29,682 | 29,682 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Logan Stone Capital, LLC | 0 | 25,000 | +25,000 | 0.00 | 0.05 | +0.05 | buy |
| READYSTATE ASSET MANAGEMENT LP | 25,000 | 25,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Quarry LP | 24,996 | 24,996 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Bulldog Investors, LLP | 23,678 | 23,155 | -523 | 0.00 | 0.00 | -0.00 | sell |
| Kepos Capital LP | 22,500 | 22,500 | 0 | 0.02 | 0.01 | -0.01 | hold |
| Rangeley Capital, LLC | 20,188 | 20,188 | 0 | 0.22 | 0.19 | -0.03 | hold |
| SCOGGIN MANAGEMENT LP | 20,000 | 20,000 | 0 | 0.08 | 0.05 | -0.03 | hold |
| ABC ARBITRAGE SA | 20,000 | 20,000 | 0 | 0.03 | 0.02 | -0.00 | hold |
| PenderFund Capital Management Ltd. | 10,600 | 15,500 | +4,900 | 0.02 | 0.02 | +0.00 | buy |