| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Harraden Circle Investments, LLC | 2,544,632 | 2,999,466 | +454,834 | 6.76 | 5.96 | -0.80 | buy |
| CANTOR FITZGERALD, L. P. | 2,695,960 | 2,698,960 | +3,000 | 0.05 | 0.03 | -0.01 | buy |
| Harraden Circle Investments, LLC | 2,096,581 | 2,575,964 | +479,383 | 0.37 | 0.33 | -0.05 | buy |
| METEORA CAPITAL, LLC | 883,504 | 2,352,663 | +1,469,159 | 1.69 | 2.55 | +0.85 | buy |
| Saba Capital Management, L.P. | 1,900,000 | 1,650,000 | -250,000 | 0.53 | 0.56 | +0.03 | sell |
| MMCAP International Inc. SPC | 0 | 1,565,000 | +1,565,000 | 0.00 | 1.86 | +1.86 | buy |
| LINDEN ADVISORS LP | 1,325,023 | 1,325,023 | 0 | 0.08 | 0.09 | +0.01 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 1,000,000 | 1,000,000 | 0 | 0.14 | 0.13 | -0.00 | hold |
| Magnetar Financial LLC | 1,000,000 | 1,000,000 | 0 | 0.05 | 0.06 | +0.01 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 1,000,000 | 1,000,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Governors Lane LP | 1,000,000 | 1,000,000 | 0 | 1.40 | 1.41 | +0.01 | hold |
| LMR Partners LLP | 997,100 | 997,100 | 0 | 0.16 | 0.13 | -0.03 | hold |
| TWO SIGMA INVESTMENTS, LP | 956,999 | 956,999 | 0 | 0.02 | 0.01 | -0.00 | hold |
| Saba Capital Management, L.P. | 949,999 | 949,999 | 0 | 0.02 | 0.02 | +0.00 | hold |
| Wealthspring Capital LLC | 0 | 848,500 | +848,500 | 0.00 | 2.06 | +2.06 | buy |
| MMCAP International Inc. SPC | 0 | 782,500 | +782,500 | 0.00 | 0.06 | +0.06 | buy |
| AQR Arbitrage LLC | 0 | 734,626 | +734,626 | 0.00 | 0.19 | +0.19 | buy |
| LINDEN ADVISORS LP | 662,511 | 662,511 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HGC Investment Management Inc. | 100,000 | 602,741 | +502,741 | 0.29 | 1.50 | +1.21 | buy |
| METEORA CAPITAL, LLC | 505,024 | 602,091 | +97,067 | 0.07 | 0.04 | -0.02 | buy |
| LMR Partners LLP | 500,000 | 600,000 | +100,000 | 0.01 | 0.01 | -0.00 | buy |
| Verition Fund Management LLC | 674,991 | 550,463 | -124,528 | 0.04 | 0.03 | -0.01 | sell |
| CSS LLC/IL | 371,141 | 521,141 | +150,000 | 0.02 | 0.02 | +0.00 | buy |
| Context Capital Management, LLC | 500,000 | 500,000 | 0 | 0.17 | 0.16 | -0.02 | hold |
| Polar Asset Management Partners Inc. | 500,000 | 500,000 | 0 | 0.13 | 0.10 | -0.02 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 500,000 | 500,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Magnetar Financial LLC | 500,000 | 500,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 500,000 | 500,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 0 | 500,000 | +500,000 | 0.00 | 0.07 | +0.07 | buy |
| GLAZER CAPITAL, LLC | 810,141 | 475,000 | -335,141 | 0.30 | 0.16 | -0.13 | sell |
| HGC Investment Management Inc. | 943,934 | 443,934 | -500,000 | 2.81 | 1.14 | -1.67 | sell |
| Wealthspring Capital LLC | 0 | 424,250 | +424,250 | 0.00 | 0.07 | +0.07 | buy |
| CITADEL ADVISORS LLC | 671,169 | 407,939 | -263,230 | 0.01 | 0.00 | -0.00 | sell |
| ARISTEIA CAPITAL, L.L.C. | 400,000 | 400,000 | 0 | 0.12 | 0.13 | +0.01 | hold |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 0 | 400,000 | +400,000 | 0.00 | 0.02 | +0.02 | buy |
| CSS LLC/IL | 540,782 | 388,581 | -152,201 | 0.35 | 0.24 | -0.11 | sell |
| AQR Arbitrage LLC | 0 | 369,313 | +369,313 | 0.00 | 0.01 | +0.01 | buy |
| First Trust Capital Management L.P. | 359,998 | 359,998 | 0 | 0.25 | 0.24 | -0.01 | hold |
| Alberta Investment Management Corp | 350,000 | 350,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| PEAK6 LLC | 306,066 | 306,066 | 0 | 0.01 | 0.00 | -0.00 | hold |
| D. E. Shaw & Co., Inc. | 300,000 | 300,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WHITEBOX ADVISORS LLC | 300,000 | 300,000 | 0 | 0.08 | 0.06 | -0.03 | hold |
| Governors Lane LP | 375,000 | 300,000 | -75,000 | 0.04 | 0.03 | -0.01 | sell |
| PERISCOPE CAPITAL INC. | 290,800 | 299,800 | +9,000 | 1.13 | 0.74 | -0.38 | buy |
| BERKLEY W R CORP | 297,570 | 297,570 | 0 | 0.19 | 0.20 | +0.01 | hold |
| GOLDMAN SACHS GROUP INC | 0 | 261,370 | +261,370 | 0.00 | 0.00 | +0.00 | buy |
| CANTOR FITZGERALD, L. P. | 0 | 259,100 | +259,100 | 0.00 | 0.05 | +0.05 | buy |
| Context Capital Management, LLC | 250,000 | 250,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 250,000 | 250,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 0 | 250,000 | +250,000 | 0.00 | 0.00 | +0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 0 | 220,000 | +220,000 | 0.00 | 0.00 | +0.00 | buy |
| GLAZER CAPITAL, LLC | 399,451 | 215,100 | -184,351 | 0.01 | 0.00 | -0.00 | sell |
| ARISTEIA CAPITAL, L.L.C. | 200,000 | 200,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| K2 PRINCIPAL FUND, L.P. | 238,720 | 200,000 | -38,720 | 0.45 | 0.21 | -0.23 | sell |
| Shaolin Capital Management LLC | 150,000 | 200,000 | +50,000 | 0.07 | 0.10 | +0.03 | buy |
| FIFTH LANE CAPITAL, LP | 200,000 | 190,592 | -9,408 | 2.49 | 1.96 | -0.53 | sell |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 0 | 180,400 | +180,400 | 0.00 | 0.00 | +0.00 | buy |
| HEIGHTS CAPITAL MANAGEMENT, INC | 0 | 178,000 | +178,000 | 0.00 | 0.58 | +0.58 | buy |
| Alberta Investment Management Corp | 175,000 | 175,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Verition Fund Management LLC | 187,500 | 156,159 | -31,341 | 0.00 | 0.00 | -0.00 | sell |
| D. E. Shaw & Co., Inc. | 150,000 | 150,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WHITEBOX ADVISORS LLC | 150,000 | 150,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Potrero Capital Research LLC | 0 | 150,000 | +150,000 | 0.00 | 0.47 | +0.47 | buy |
| PERISCOPE CAPITAL INC. | 145,400 | 149,900 | +4,500 | 0.04 | 0.02 | -0.01 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 148,750 | +148,750 | 0.00 | 0.09 | +0.09 | buy |
| Hudson Bay Capital Management LP | 146,580 | 146,580 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 0 | 144,024 | +144,024 | 0.00 | 0.09 | +0.09 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 130,685 | +130,685 | 0.00 | 0.00 | +0.00 | buy |
| TORONTO DOMINION BANK | 193,691 | 127,817 | -65,874 | 0.00 | 0.00 | -0.00 | sell |
| DLD Asset Management, LP | 0 | 125,000 | +125,000 | 0.00 | 0.16 | +0.16 | buy |
| K2 PRINCIPAL FUND, L.P. | 121,067 | 121,067 | 0 | 0.01 | 0.01 | -0.01 | hold |
| MIZUHO SECURITIES USA LLC | 22,340 | 102,620 | +80,280 | 0.00 | 0.02 | +0.02 | buy |
| MOORE CAPITAL MANAGEMENT, LP | 0 | 100,000 | +100,000 | 0.00 | 0.02 | +0.02 | buy |
| Yakira Capital Management, Inc. | 100,000 | 100,000 | 0 | 0.39 | 0.39 | -0.00 | hold |
| Shaolin Capital Management LLC | 100,000 | 99,999 | -1 | 0.00 | 0.00 | -0.00 | sell |
| JPMORGAN CHASE & CO | 199,930 | 99,722 | -100,208 | 0.00 | 0.00 | -0.00 | sell |
| GRITSTONE ASSET MANAGEMENT LLC | 100,000 | 98,850 | -1,150 | 1.02 | 1.04 | +0.02 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 0 | 89,000 | +89,000 | 0.00 | 0.02 | +0.02 | buy |
| FIFTH LANE CAPITAL, LP | 0 | 84,208 | +84,208 | 0.00 | 0.05 | +0.05 | buy |
| Westchester Capital Management, LLC | 75,000 | 75,000 | 0 | 0.05 | 0.04 | -0.01 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 74,375 | +74,375 | 0.00 | 0.00 | +0.00 | buy |
| Hudson Bay Capital Management LP | 73,290 | 73,290 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 68,293 | 61,467 | -6,826 | 0.00 | 0.00 | -0.00 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 80,000 | 51,307 | -28,693 | 0.03 | 0.01 | -0.01 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 200,000 | 51,186 | -148,814 | 0.12 | 0.03 | -0.09 | sell |
| Schonfeld Strategic Advisors LLC | 0 | 50,827 | +50,827 | 0.00 | 0.00 | +0.00 | buy |
| DELTEC ASSET MANAGEMENT LLC | 50,000 | 50,000 | 0 | 0.09 | 0.08 | -0.01 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 0 | 50,000 | +50,000 | 0.00 | 0.00 | +0.00 | buy |
| Bulldog Investors, LLP | 50,000 | 50,000 | 0 | 0.14 | 0.12 | -0.01 | hold |
| JPMORGAN CHASE & CO | 50,000 | 50,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Quarry LP | 50,000 | 49,992 | -8 | 0.12 | 0.13 | +0.00 | sell |
| Parallax Volatility Advisers, L.P. | 0 | 49,989 | +49,989 | 0.00 | 0.00 | +0.00 | buy |
| GRITSTONE ASSET MANAGEMENT LLC | 50,000 | 49,425 | -575 | 0.04 | 0.03 | -0.00 | sell |
| ATW SPAC MANAGEMENT LLC | 80,000 | 48,200 | -31,800 | 1.26 | 0.62 | -0.64 | sell |
| CANTOR FITZGERALD, L. P. | 25,000 | 46,184 | +21,184 | 0.01 | 0.01 | +0.00 | buy |
| Schonfeld Strategic Advisors LLC | 0 | 45,000 | +45,000 | 0.00 | 0.00 | +0.00 | buy |
| BOOTHBAY FUND MANAGEMENT, LLC | 40,000 | 40,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| ATW SPAC MANAGEMENT LLC | 40,000 | 40,000 | 0 | 0.04 | 0.03 | -0.01 | hold |
| BERKLEY W R CORP | 38,313 | 38,313 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TORONTO DOMINION BANK | 38,000 | 38,000 | 0 | 0.00 | 0.00 | -0.00 | hold |