| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| METEORA CAPITAL, LLC | 2,352,663 | 2,970,000 | +617,337 | 2.55 | 2.52 | -0.03 | buy |
| METEORA CAPITAL, LLC | 602,091 | 1,134,346 | +532,255 | 0.04 | 0.06 | +0.01 | buy |
| D. E. Shaw & Co., Inc. | 300,000 | 788,501 | +488,501 | 0.00 | 0.01 | +0.00 | buy |
| Radcliffe Capital Management, L.P. | 144,024 | 266,602 | +122,578 | 0.09 | 0.15 | +0.06 | buy |
| TORONTO DOMINION BANK | 127,817 | 241,500 | +113,683 | 0.00 | 0.00 | +0.00 | buy |
| GLAZER CAPITAL, LLC | 475,000 | 583,682 | +108,682 | 0.16 | 0.16 | -0.01 | buy |
| StoneX Group Inc. | 0 | 73,886 | +73,886 | 0.00 | 0.03 | +0.03 | buy |
| Virtu Financial LLC | 0 | 66,008 | +66,008 | 0.00 | 0.03 | +0.03 | buy |
| TORONTO DOMINION BANK | 38,000 | 100,966 | +62,966 | 0.00 | 0.00 | +0.00 | buy |
| DLD Asset Management, LP | 0 | 62,500 | +62,500 | 0.00 | 0.00 | +0.00 | buy |
| TORONTO DOMINION BANK | 127,817 | 182,100 | +54,283 | 0.00 | 0.00 | +0.00 | buy |
| Shaolin Capital Management LLC | 99,999 | 151,661 | +51,662 | 0.00 | 0.00 | +0.00 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 148,750 | 198,750 | +50,000 | 0.09 | 0.10 | +0.01 | buy |
| Quarry LP | 0 | 49,992 | +49,992 | 0.00 | 0.08 | +0.08 | buy |
| Bulldog Investors, LLP | 0 | 48,000 | +48,000 | 0.00 | 0.11 | +0.11 | buy |
| Verition Fund Management LLC | 550,463 | 596,695 | +46,232 | 0.03 | 0.03 | +0.00 | buy |
| DLD Asset Management, LP | 125,000 | 166,667 | +41,667 | 0.16 | 0.18 | +0.01 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 74,375 | 99,968 | +25,593 | 0.00 | 0.00 | -0.00 | buy |
| Quarry LP | 0 | 24,996 | +24,996 | 0.00 | 0.00 | +0.00 | buy |
| Bulldog Investors, LLP | 0 | 23,996 | +23,996 | 0.00 | 0.00 | +0.00 | buy |
| ABC ARBITRAGE SA | 0 | 20,000 | +20,000 | 0.00 | 0.02 | +0.02 | buy |
| PERISCOPE CAPITAL INC. | 299,800 | 311,200 | +11,400 | 0.74 | 0.61 | -0.13 | buy |
| PenderFund Capital Management Ltd. | 0 | 10,600 | +10,600 | 0.00 | 0.02 | +0.02 | buy |
| CANTOR FITZGERALD, L. P. | 46,184 | 54,540 | +8,356 | 0.01 | 0.02 | +0.01 | buy |
| Verition Fund Management LLC | 156,159 | 161,059 | +4,900 | 0.00 | 0.00 | -0.00 | buy |
| PenderFund Capital Management Ltd. | 0 | 2,500 | +2,500 | 0.00 | 0.00 | +0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 17,229 | 19,391 | +2,162 | 0.00 | 0.00 | +0.00 | buy |
| Rangeley Capital, LLC | 20,000 | 20,188 | +188 | 0.19 | 0.18 | -0.02 | buy |
| D. E. Shaw & Co., Inc. | 150,000 | 150,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 400,000 | 400,000 | 0 | 0.13 | 0.12 | -0.01 | hold |
| ARISTEIA CAPITAL, L.L.C. | 200,000 | 200,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 178,000 | 178,000 | 0 | 0.58 | 0.68 | +0.10 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 89,000 | 89,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 400,000 | 400,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| CSS LLC/IL | 521,141 | 521,141 | 0 | 0.02 | 0.02 | -0.00 | hold |
| BERKLEY W R CORP | 297,570 | 297,570 | 0 | 0.20 | 0.17 | -0.03 | hold |
| BERKLEY W R CORP | 38,313 | 38,313 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 130,685 | 130,685 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AQR Arbitrage LLC | 369,313 | 369,313 | 0 | 0.01 | 0.00 | -0.00 | hold |
| AQR Arbitrage LLC | 734,626 | 734,626 | 0 | 0.19 | 0.16 | -0.03 | hold |
| DELTEC ASSET MANAGEMENT LLC | 50,000 | 50,000 | 0 | 0.08 | 0.08 | -0.00 | hold |
| MILLENNIUM MANAGEMENT LLC | 220,000 | 220,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LINDEN ADVISORS LP | 662,511 | 662,511 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LINDEN ADVISORS LP | 1,325,023 | 1,325,023 | 0 | 0.09 | 0.08 | -0.01 | hold |
| Context Capital Management, LLC | 250,000 | 250,000 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Context Capital Management, LLC | 500,000 | 500,000 | 0 | 0.16 | 0.13 | -0.03 | hold |
| MMCAP International Inc. SPC | 1,565,000 | 1,565,000 | 0 | 1.86 | 1.58 | -0.27 | hold |
| MMCAP International Inc. SPC | 782,500 | 782,500 | 0 | 0.06 | 0.05 | -0.01 | hold |
| Polar Asset Management Partners Inc. | 500,000 | 500,000 | 0 | 0.10 | 0.10 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 250,000 | 250,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 1,000,000 | 1,000,000 | 0 | 0.13 | 0.14 | +0.01 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 500,000 | 500,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Magnetar Financial LLC | 500,000 | 500,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Magnetar Financial LLC | 1,000,000 | 1,000,000 | 0 | 0.06 | 0.10 | +0.04 | hold |
| PEAK6 LLC | 306,066 | 306,066 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Hudson Bay Capital Management LP | 146,580 | 146,580 | 0 | 0.01 | 0.01 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 50,000 | 50,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 100,000 | 100,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| K2 PRINCIPAL FUND, L.P. | 121,067 | 121,067 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Alberta Investment Management Corp | 350,000 | 350,000 | 0 | 0.03 | 0.02 | -0.00 | hold |
| Alberta Investment Management Corp | 175,000 | 175,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Saba Capital Management, L.P. | 949,999 | 949,999 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Westchester Capital Management, LLC | 75,000 | 75,000 | 0 | 0.04 | 0.04 | -0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 1,000,000 | 1,000,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 500,000 | 500,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 500,000 | 500,000 | 0 | 0.07 | 0.06 | -0.01 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 250,000 | 250,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 51,307 | 51,307 | 0 | 0.01 | 0.01 | +0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 40,000 | 40,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| LMR Partners LLP | 600,000 | 600,000 | 0 | 0.01 | 0.00 | -0.00 | hold |
| LMR Partners LLP | 997,100 | 997,100 | 0 | 0.13 | 0.10 | -0.03 | hold |
| Yakira Capital Management, Inc. | 100,000 | 100,000 | 0 | 0.39 | 0.35 | -0.04 | hold |
| First Trust Capital Management L.P. | 359,998 | 359,998 | 0 | 0.24 | 0.22 | -0.02 | hold |
| Governors Lane LP | 300,000 | 300,000 | 0 | 0.03 | 0.02 | -0.01 | hold |
| PERISCOPE CAPITAL INC. | 149,900 | 149,900 | 0 | 0.02 | 0.02 | -0.01 | hold |
| HGC Investment Management Inc. | 602,741 | 602,741 | 0 | 1.50 | 1.29 | -0.21 | hold |
| HGC Investment Management Inc. | 443,934 | 443,934 | 0 | 1.14 | 0.98 | -0.16 | hold |
| Wealthspring Capital LLC | 424,250 | 424,250 | 0 | 0.07 | 0.06 | -0.01 | hold |
| READYSTATE ASSET MANAGEMENT LP | 25,000 | 25,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Harraden Circle Investments, LLC | 2,575,964 | 2,575,964 | 0 | 0.33 | 0.27 | -0.05 | hold |
| JPMORGAN CHASE & CO | 50,000 | 50,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 49,425 | 49,425 | 0 | 0.03 | 0.03 | -0.01 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 98,850 | 98,850 | 0 | 1.04 | 0.95 | -0.08 | hold |
| GOLDMAN SACHS GROUP INC | 261,370 | 261,370 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TORONTO DOMINION BANK | 5 | 0 | -5 | 0.00 | 0.00 | -0.00 | sell |
| Schonfeld Strategic Advisors LLC | 50,827 | 50,766 | -61 | 0.00 | 0.00 | -0.00 | sell |
| Governors Lane LP | 1,000,000 | 997,199 | -2,801 | 1.41 | 0.93 | -0.48 | sell |
| Saba Capital Management, L.P. | 1,650,000 | 1,645,960 | -4,040 | 0.56 | 0.56 | +0.00 | sell |
| SCOGGIN MANAGEMENT LP | 25,000 | 20,000 | -5,000 | 0.10 | 0.08 | -0.02 | sell |
| Schonfeld Strategic Advisors LLC | 45,000 | 40,000 | -5,000 | 0.00 | 0.00 | -0.00 | sell |
| PenderFund Capital Management Ltd. | 5,000 | 0 | -5,000 | 0.01 | 0.00 | -0.01 | sell |
| TWO SIGMA INVESTMENTS, LP | 956,999 | 949,630 | -7,369 | 0.01 | 0.01 | -0.00 | sell |
| Shaolin Capital Management LLC | 200,000 | 190,000 | -10,000 | 0.10 | 0.07 | -0.02 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 61,467 | 45,776 | -15,691 | 0.00 | 0.00 | -0.00 | sell |
| Parallax Volatility Advisers, L.P. | 49,989 | 30,000 | -19,989 | 0.00 | 0.00 | -0.00 | sell |
| Hudson Bay Capital Management LP | 73,290 | 50,000 | -23,290 | 0.00 | 0.00 | -0.00 | sell |
| CSS LLC/IL | 388,581 | 345,952 | -42,629 | 0.24 | 0.20 | -0.04 | sell |
| JPMORGAN CHASE & CO | 99,722 | 49,840 | -49,882 | 0.00 | 0.00 | -0.00 | sell |
| Quarry LP | 49,992 | 0 | -49,992 | 0.13 | 0.00 | -0.13 | sell |
| Bulldog Investors, LLP | 50,000 | 0 | -50,000 | 0.12 | 0.00 | -0.12 | sell |