| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| WHITEBOX ADVISORS LLC | 0 | 825,000 | +825,000 | 0.00 | 0.12 | +0.12 | buy |
| Crossingbridge Advisors, LLC | 375,000 | 888,735 | +513,735 | 1.06 | 1.62 | +0.56 | buy |
| Karpus Management, Inc. | 639,753 | 1,085,053 | +445,300 | 0.17 | 0.34 | +0.17 | buy |
| WHITEBOX ADVISORS LLC | 0 | 412,500 | +412,500 | 0.00 | 0.00 | +0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 101,636 | 464,493 | +362,857 | 0.01 | 0.07 | +0.06 | buy |
| SONA ASSET MANAGEMENT (US) LLC | 0 | 100,000 | +100,000 | 0.00 | 0.04 | +0.04 | buy |
| OMERS ADMINISTRATION Corp | 83,404 | 167,482 | +84,078 | 0.01 | 0.01 | +0.00 | buy |
| GLAZER CAPITAL, LLC | 0 | 63,042 | +63,042 | 0.02 | 0.01 | -0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 235,696 | 266,760 | +31,064 | 0.00 | 0.00 | +0.00 | buy |
| TORONTO DOMINION BANK | 115,256 | 142,540 | +27,284 | 0.00 | 0.00 | +0.00 | buy |
| Bulldog Investors, LLP | 211,434 | 237,392 | +25,958 | 0.47 | 0.54 | +0.07 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 27,648 | 47,203 | +19,555 | 0.00 | 0.00 | +0.00 | buy |
| Lepercq De Neuflize Asset Management LLC | 0 | 18,018 | +18,018 | 0.00 | 0.00 | +0.00 | buy |
| Bulldog Investors, LLP | 105,717 | 118,733 | +13,016 | 0.01 | 0.01 | +0.00 | buy |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 1,100 | +1,100 | 0.00 | 0.00 | +0.00 | buy |
| AQR Arbitrage LLC | 382,150 | 382,442 | +292 | 0.00 | 0.00 | -0.00 | buy |
| BOOTHBAY FUND MANAGEMENT, LLC | 25,000 | 25,070 | +70 | 0.01 | 0.01 | -0.00 | buy |
| D. E. Shaw & Co., Inc. | 989,142 | 989,142 | 0 | 0.01 | 0.01 | +0.00 | hold |
| D. E. Shaw & Co., Inc. | 450,000 | 450,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 925,000 | 925,000 | 0 | 0.26 | 0.21 | -0.05 | hold |
| ARISTEIA CAPITAL, L.L.C. | 462,500 | 462,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 30,340 | 30,340 | 0 | 0.12 | 0.09 | -0.03 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 15,170 | 15,170 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 117,848 | 117,848 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 725,000 | 725,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 187,500 | 187,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Radcliffe Capital Management, L.P. | 365,419 | 365,419 | 0 | 0.20 | 0.28 | +0.08 | hold |
| LINDEN ADVISORS LP | 475,000 | 475,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| LINDEN ADVISORS LP | 237,499 | 237,499 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Context Capital Management, LLC | 300,000 | 300,000 | 0 | 0.08 | 0.07 | -0.01 | hold |
| Context Capital Management, LLC | 150,000 | 150,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Calamos Advisors LLC | 467,706 | 467,706 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Magnetar Financial LLC | 1,850,000 | 1,850,000 | 0 | 0.18 | 0.19 | +0.01 | hold |
| Magnetar Financial LLC | 925,000 | 925,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Hudson Bay Capital Management LP | 275,000 | 275,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| Hudson Bay Capital Management LP | 87,500 | 87,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 208,492 | 208,492 | 0 | 0.10 | 0.11 | +0.01 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 104,246 | 104,246 | 0 | 0.00 | 0.00 | +0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 11,500 | 11,500 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Verition Fund Management LLC | 52,708 | 52,708 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Alberta Investment Management Corp | 230,000 | 230,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Alberta Investment Management Corp | 115,000 | 115,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Westchester Capital Management, LLC | 500,000 | 500,000 | 0 | 0.24 | 0.25 | +0.01 | hold |
| MANGROVE PARTNERS IM, LLC | 450,000 | 450,000 | 0 | 0.37 | 0.37 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 450,000 | 450,000 | 0 | 0.05 | 0.05 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 225,000 | 225,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BlueCrest Capital Management Ltd | 41,594 | 41,594 | 0 | 0.02 | 0.04 | +0.02 | hold |
| Mint Tower Capital Management B.V. | 175,000 | 175,000 | 0 | 0.21 | 0.16 | -0.05 | hold |
| Mint Tower Capital Management B.V. | 87,500 | 87,500 | 0 | 0.11 | 0.08 | -0.02 | hold |
| Centiva Capital, LP | 832,010 | 832,010 | 0 | 0.51 | 0.39 | -0.11 | hold |
| PERISCOPE CAPITAL INC. | 74,900 | 74,900 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Wellspring Financial Advisors, LLC | 28,000 | 28,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Harraden Circle Investments, LLC | 1,993,190 | 1,993,190 | 0 | 0.10 | 0.10 | -0.00 | hold |
| JPMORGAN CHASE & CO | 25,000 | 25,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| JPMORGAN CHASE & CO | 0 | 0 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ABC ARBITRAGE SA | 30,000 | 30,000 | 0 | 0.03 | 0.04 | +0.01 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 0 | 0 | 0.01 | 0.01 | +0.01 | hold |
| TORONTO DOMINION BANK | 185,334 | 185,334 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HRT FINANCIAL LP | 40,001 | 40,000 | -1 | 0.00 | 0.00 | -0.00 | sell |
| METEORA CAPITAL, LLC | 1,437,308 | 1,437,307 | -1 | 0.03 | 0.03 | -0.00 | sell |
| Shaolin Capital Management LLC | 287,498 | 286,711 | -787 | 0.00 | 0.00 | +0.00 | sell |
| Dakota Wealth Management | 17,625 | 14,825 | -2,800 | 0.00 | 0.00 | +0.00 | sell |
| Warberg Asset Management LLC | 138,500 | 118,983 | -19,517 | 0.42 | 0.35 | -0.07 | sell |
| GLAZER CAPITAL, LLC | 149,467 | 125,000 | -24,467 | 0.00 | 0.00 | -0.00 | sell |
| MIZUHO SECURITIES USA LLC | 46,207 | 21,740 | -24,467 | 0.01 | 0.01 | -0.00 | sell |
| AQR Arbitrage LLC | 764,302 | 738,078 | -26,224 | 0.16 | 0.12 | -0.04 | sell |
| Bulldog Investors, LLP | 26,603 | 0 | -26,603 | 0.06 | 0.00 | -0.06 | sell |
| Verition Fund Management LLC | 137,500 | 87,500 | -50,000 | 0.01 | 0.01 | +0.00 | sell |
| TORONTO DOMINION BANK | 185,334 | 95,045 | -90,289 | 0.00 | 0.00 | -0.00 | sell |
| PERISCOPE CAPITAL INC. | 294,500 | 200,000 | -94,500 | 0.57 | 0.35 | -0.22 | sell |
| Shaolin Capital Management LLC | 500,000 | 400,000 | -100,000 | 0.19 | 0.17 | -0.02 | sell |
| Virtu Financial LLC | 394,826 | 285,206 | -109,620 | 0.15 | 0.12 | -0.03 | sell |
| GLAZER CAPITAL, LLC | 1,271,449 | 1,000,100 | -271,349 | 0.34 | 0.21 | -0.12 | sell |
| First Trust Capital Management L.P. | 1,850,000 | 1,092,788 | -757,212 | 1.12 | 0.58 | -0.54 | sell |
| METEORA CAPITAL, LLC | 1,999,794 | 0 | -1,999,794 | 1.68 | 0.00 | -1.68 | sell |