| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| METEORA CAPITAL, LLC | 0 | 1,961,501 | +1,961,501 | 0.00 | 1.66 | +1.66 | buy |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 1,100 | 311,380 | +310,280 | 0.00 | 0.11 | +0.11 | buy |
| Karpus Management, Inc. | 1,085,053 | 1,247,903 | +162,850 | 0.34 | 0.37 | +0.02 | buy |
| Crossingbridge Advisors, LLC | 888,735 | 993,758 | +105,023 | 1.62 | 1.79 | +0.17 | buy |
| Logan Stone Capital, LLC | 0 | 31,443 | +31,443 | 0.00 | 0.07 | +0.07 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 464,493 | 484,334 | +19,841 | 0.07 | 0.06 | -0.01 | buy |
| GLAZER CAPITAL, LLC | 63,042 | 74,192 | +11,150 | 0.01 | 0.02 | +0.01 | buy |
| Lepercq De Neuflize Asset Management LLC | 18,018 | 25,918 | +7,900 | 0.00 | 0.00 | +0.00 | buy |
| AQR Arbitrage LLC | 382,442 | 388,112 | +5,670 | 0.00 | 0.00 | +0.00 | buy |
| Shaolin Capital Management LLC | 286,711 | 290,216 | +3,505 | 0.00 | 0.00 | +0.00 | buy |
| AQR Arbitrage LLC | 738,078 | 741,178 | +3,100 | 0.12 | 0.11 | -0.01 | buy |
| JPMORGAN CHASE & CO | 25,000 | 25,424 | +424 | 0.00 | 0.00 | -0.00 | buy |
| D. E. Shaw & Co., Inc. | 989,142 | 989,142 | 0 | 0.01 | 0.01 | -0.00 | hold |
| D. E. Shaw & Co., Inc. | 450,000 | 450,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| OMERS ADMINISTRATION Corp | 167,482 | 167,482 | 0 | 0.01 | 0.01 | -0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 925,000 | 925,000 | 0 | 0.21 | 0.15 | -0.07 | hold |
| ARISTEIA CAPITAL, L.L.C. | 462,500 | 462,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 30,340 | 30,340 | 0 | 0.09 | 0.07 | -0.01 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 266,760 | 266,760 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 117,848 | 117,848 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 725,000 | 725,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| GEODE CAPITAL MANAGEMENT, LLC | 47,203 | 47,203 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 187,500 | 187,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| WHITEBOX ADVISORS LLC | 825,000 | 825,000 | 0 | 0.12 | 0.14 | +0.02 | hold |
| WHITEBOX ADVISORS LLC | 412,500 | 412,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LINDEN ADVISORS LP | 475,000 | 475,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| LINDEN ADVISORS LP | 237,499 | 237,499 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Context Capital Management, LLC | 300,000 | 300,000 | 0 | 0.07 | 0.06 | -0.01 | hold |
| Context Capital Management, LLC | 150,000 | 150,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Calamos Advisors LLC | 467,706 | 467,706 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Magnetar Financial LLC | 925,000 | 925,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Magnetar Financial LLC | 1,850,000 | 1,850,000 | 0 | 0.19 | 0.17 | -0.02 | hold |
| Hudson Bay Capital Management LP | 87,500 | 87,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 208,492 | 208,492 | 0 | 0.11 | 0.10 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 104,246 | 104,246 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 11,500 | 11,500 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Verition Fund Management LLC | 87,500 | 87,500 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Verition Fund Management LLC | 52,708 | 52,708 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Alberta Investment Management Corp | 230,000 | 230,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Alberta Investment Management Corp | 115,000 | 115,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HRT FINANCIAL LP | 40,000 | 40,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Westchester Capital Management, LLC | 500,000 | 500,000 | 0 | 0.25 | 0.26 | +0.01 | hold |
| MANGROVE PARTNERS IM, LLC | 450,000 | 450,000 | 0 | 0.37 | 0.30 | -0.07 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 450,000 | 450,000 | 0 | 0.05 | 0.04 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 225,000 | 225,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| First Trust Capital Management L.P. | 1,092,788 | 1,092,788 | 0 | 0.58 | 0.65 | +0.07 | hold |
| Dakota Wealth Management | 14,825 | 14,825 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Mint Tower Capital Management B.V. | 87,500 | 87,500 | 0 | 0.08 | 0.00 | -0.08 | hold |
| Mint Tower Capital Management B.V. | 175,000 | 175,000 | 0 | 0.16 | 0.21 | +0.05 | hold |
| Centiva Capital, LP | 832,010 | 832,010 | 0 | 0.39 | 0.29 | -0.11 | hold |
| PERISCOPE CAPITAL INC. | 74,900 | 74,900 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PERISCOPE CAPITAL INC. | 200,000 | 200,000 | 0 | 0.35 | 0.32 | -0.03 | hold |
| Wellspring Financial Advisors, LLC | 28,000 | 28,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| SONA ASSET MANAGEMENT (US) LLC | 100,000 | 100,000 | 0 | 0.04 | 0.04 | -0.00 | hold |
| Harraden Circle Investments, LLC | 1,993,190 | 1,993,190 | 0 | 0.10 | 0.07 | -0.03 | hold |
| ABC ARBITRAGE SA | 30,000 | 30,000 | 0 | 0.04 | 0.03 | -0.01 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 0 | 0 | 0.01 | 0.01 | -0.01 | hold |
| Radcliffe Capital Management, L.P. | 365,419 | 365,418 | -1 | 0.28 | 0.28 | +0.01 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 25,070 | 25,069 | -1 | 0.01 | 0.00 | -0.00 | sell |
| GLAZER CAPITAL, LLC | 125,000 | 124,800 | -200 | 0.00 | 0.00 | +0.00 | sell |
| Bulldog Investors, LLP | 118,733 | 117,763 | -970 | 0.01 | 0.01 | +0.00 | sell |
| MIZUHO SECURITIES USA LLC | 21,740 | 20,000 | -1,740 | 0.01 | 0.00 | -0.00 | sell |
| Bulldog Investors, LLP | 237,392 | 235,640 | -1,752 | 0.54 | 0.53 | -0.01 | sell |
| Warberg Asset Management LLC | 118,983 | 111,183 | -7,800 | 0.35 | 0.34 | -0.02 | sell |
| TORONTO DOMINION BANK | 142,540 | 127,540 | -15,000 | 0.00 | 0.00 | -0.00 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 15,170 | 0 | -15,170 | 0.00 | 0.00 | -0.00 | sell |
| GLAZER CAPITAL, LLC | 1,000,100 | 963,103 | -36,997 | 0.21 | 0.24 | +0.03 | sell |
| BlueCrest Capital Management Ltd | 41,594 | 0 | -41,594 | 0.04 | 0.00 | -0.04 | sell |
| Virtu Financial LLC | 285,206 | 235,353 | -49,853 | 0.12 | 0.08 | -0.04 | sell |
| METEORA CAPITAL, LLC | 1,437,307 | 1,386,279 | -51,028 | 0.03 | 0.03 | +0.01 | sell |
| TORONTO DOMINION BANK | 185,334 | 131,027 | -54,307 | 0.00 | 0.00 | -0.00 | sell |
| Hudson Bay Capital Management LP | 275,000 | 150,000 | -125,000 | 0.02 | 0.01 | -0.01 | sell |
| Shaolin Capital Management LLC | 400,000 | 267,393 | -132,607 | 0.17 | 0.15 | -0.01 | sell |