| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| METEORA CAPITAL, LLC | 0 | 1,999,794 | +1,999,794 | 0.00 | 1.68 | +1.68 | buy |
| Harraden Circle Investments, LLC | 1,993,190 | 1,993,190 | 0 | 0.08 | 0.10 | +0.02 | hold |
| Magnetar Financial LLC | 0 | 1,850,000 | +1,850,000 | 0.00 | 0.18 | +0.18 | buy |
| First Trust Capital Management L.P. | 1,850,000 | 1,850,000 | 0 | 1.18 | 1.12 | -0.06 | hold |
| METEORA CAPITAL, LLC | 250,000 | 1,437,308 | +1,187,308 | 0.01 | 0.03 | +0.02 | buy |
| GLAZER CAPITAL, LLC | 1,273,889 | 1,271,449 | -2,440 | 0.42 | 0.34 | -0.09 | sell |
| D. E. Shaw & Co., Inc. | 950,800 | 989,142 | +38,342 | 0.01 | 0.01 | -0.00 | buy |
| ARISTEIA CAPITAL, L.L.C. | 925,000 | 925,000 | 0 | 0.28 | 0.26 | -0.02 | hold |
| Magnetar Financial LLC | 0 | 925,000 | +925,000 | 0.00 | 0.00 | +0.00 | buy |
| Centiva Capital, LP | 832,010 | 832,010 | 0 | 0.77 | 0.51 | -0.26 | hold |
| AQR Arbitrage LLC | 999,998 | 764,302 | -235,696 | 0.25 | 0.16 | -0.09 | sell |
| TWO SIGMA INVESTMENTS, LP | 725,000 | 725,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Karpus Management, Inc. | 400,023 | 639,753 | +239,730 | 0.13 | 0.17 | +0.05 | buy |
| Westchester Capital Management, LLC | 500,000 | 500,000 | 0 | 0.26 | 0.24 | -0.02 | hold |
| Shaolin Capital Management LLC | 590,907 | 500,000 | -90,907 | 0.28 | 0.19 | -0.09 | sell |
| LINDEN ADVISORS LP | 475,000 | 475,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| Calamos Advisors LLC | 467,706 | 467,706 | 0 | 0.02 | 0.02 | +0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 462,500 | 462,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| D. E. Shaw & Co., Inc. | 450,000 | 450,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MANGROVE PARTNERS IM, LLC | 450,000 | 450,000 | 0 | 0.33 | 0.37 | +0.04 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 0 | 450,000 | +450,000 | 0.00 | 0.05 | +0.05 | buy |
| Virtu Financial LLC | 435,286 | 394,826 | -40,460 | 0.24 | 0.15 | -0.09 | sell |
| AQR Arbitrage LLC | 499,998 | 382,150 | -117,848 | 0.00 | 0.00 | -0.00 | sell |
| Crossingbridge Advisors, LLC | 475,000 | 375,000 | -100,000 | 2.41 | 1.06 | -1.36 | sell |
| Radcliffe Capital Management, L.P. | 365,419 | 365,419 | 0 | 0.23 | 0.20 | -0.03 | hold |
| Context Capital Management, LLC | 300,000 | 300,000 | 0 | 0.09 | 0.08 | -0.01 | hold |
| PERISCOPE CAPITAL INC. | 250,000 | 294,500 | +44,500 | 0.60 | 0.57 | -0.03 | buy |
| Shaolin Capital Management LLC | 287,498 | 287,498 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Hudson Bay Capital Management LP | 275,000 | 275,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| LINDEN ADVISORS LP | 237,499 | 237,499 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 235,696 | +235,696 | 0.00 | 0.00 | +0.00 | buy |
| Alberta Investment Management Corp | 0 | 230,000 | +230,000 | 0.00 | 0.01 | +0.01 | buy |
| PICTON MAHONEY ASSET MANAGEMENT | 0 | 225,000 | +225,000 | 0.00 | 0.00 | +0.00 | buy |
| Bulldog Investors, LLP | 112,402 | 211,434 | +99,032 | 0.26 | 0.47 | +0.21 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 120,992 | 208,492 | +87,500 | 0.07 | 0.10 | +0.03 | buy |
| Radcliffe Capital Management, L.P. | 187,500 | 187,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TORONTO DOMINION BANK | 0 | 185,334 | +185,334 | 0.00 | 0.00 | +0.00 | buy |
| Mint Tower Capital Management B.V. | 0 | 175,000 | +175,000 | 0.00 | 0.21 | +0.21 | buy |
| Context Capital Management, LLC | 150,000 | 150,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GLAZER CAPITAL, LLC | 150,000 | 149,467 | -533 | 0.00 | 0.00 | -0.00 | sell |
| Warberg Asset Management LLC | 138,500 | 138,500 | 0 | 0.39 | 0.42 | +0.03 | hold |
| Verition Fund Management LLC | 137,500 | 137,500 | 0 | 0.01 | 0.01 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 117,848 | +117,848 | 0.00 | 0.00 | +0.00 | buy |
| TORONTO DOMINION BANK | 65,256 | 115,256 | +50,000 | 0.00 | 0.00 | +0.00 | buy |
| Alberta Investment Management Corp | 0 | 115,000 | +115,000 | 0.00 | 0.00 | +0.00 | buy |
| Bulldog Investors, LLP | 56,201 | 105,717 | +49,516 | 0.00 | 0.01 | +0.00 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 60,496 | 104,246 | +43,750 | 0.00 | 0.00 | +0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 106,895 | 101,636 | -5,259 | 0.02 | 0.01 | -0.00 | sell |
| TORONTO DOMINION BANK | 0 | 95,045 | +95,045 | 0.00 | 0.00 | +0.00 | buy |
| Hudson Bay Capital Management LP | 137,500 | 87,500 | -50,000 | 0.00 | 0.00 | -0.00 | sell |
| Mint Tower Capital Management B.V. | 0 | 87,500 | +87,500 | 0.00 | 0.11 | +0.11 | buy |
| OMERS ADMINISTRATION Corp | 59,550 | 83,404 | +23,854 | 0.00 | 0.01 | +0.00 | buy |
| PERISCOPE CAPITAL INC. | 74,900 | 74,900 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Verition Fund Management LLC | 43,750 | 52,708 | +8,958 | 0.00 | 0.00 | +0.00 | buy |
| MIZUHO SECURITIES USA LLC | 44,500 | 46,207 | +1,707 | 0.01 | 0.01 | -0.00 | buy |
| BlueCrest Capital Management Ltd | 41,594 | 41,594 | 0 | 0.03 | 0.02 | -0.01 | hold |
| HRT FINANCIAL LP | 40,773 | 40,001 | -772 | 0.00 | 0.00 | -0.00 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 0 | 30,340 | +30,340 | 0.00 | 0.12 | +0.12 | buy |
| ABC ARBITRAGE SA | 0 | 30,000 | +30,000 | 0.00 | 0.03 | +0.03 | buy |
| Wellspring Financial Advisors, LLC | 0 | 28,000 | +28,000 | 0.00 | 0.02 | +0.02 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 27,648 | 27,648 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Bulldog Investors, LLP | 127,859 | 26,603 | -101,256 | 0.30 | 0.06 | -0.23 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 25,000 | 25,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| JPMORGAN CHASE & CO | 25,000 | 25,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Dakota Wealth Management | 0 | 17,625 | +17,625 | 0.00 | 0.00 | +0.00 | buy |
| HEIGHTS CAPITAL MANAGEMENT, INC | 0 | 15,170 | +15,170 | 0.00 | 0.00 | +0.00 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 99,001 | 11,500 | -87,501 | 0.06 | 0.01 | -0.05 | sell |
| GLAZER CAPITAL, LLC | 63,042 | 0 | -63,042 | 0.02 | 0.02 | -0.00 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 30,340 | 0 | -30,340 | 0.10 | 0.00 | -0.10 | sell |
| WHITEBOX ADVISORS LLC | 825,000 | 0 | -825,000 | 0.15 | 0.00 | -0.15 | sell |
| WHITEBOX ADVISORS LLC | 412,500 | 0 | -412,500 | 0.00 | 0.00 | -0.00 | sell |
| Magnetar Financial LLC | 1,850,000 | 0 | -1,850,000 | 0.11 | 0.00 | -0.11 | sell |
| Alberta Investment Management Corp | 230,000 | 0 | -230,000 | 0.02 | 0.00 | -0.02 | sell |
| Virtu Financial LLC | 76,330 | 0 | -76,330 | 0.00 | 0.00 | -0.00 | sell |
| PICTON MAHONEY ASSET MANAGEMENT | 450,000 | 0 | -450,000 | 0.06 | 0.00 | -0.06 | sell |
| Mint Tower Capital Management B.V. | 175,000 | 0 | -175,000 | 0.22 | 0.00 | -0.22 | sell |
| METEORA CAPITAL, LLC | 1,999,800 | 0 | -1,999,800 | 2.11 | 0.00 | -2.11 | sell |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 0 | 0 | 0.01 | 0.01 | +0.00 | hold |
| TORONTO DOMINION BANK | 185,335 | 0 | -185,335 | 0.00 | 0.00 | -0.00 | sell |