| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| SONA ASSET MANAGEMENT (US) LLC | 0 | 323,751 | +323,751 | 0.00 | 0.13 | +0.13 | buy |
| Parallax Volatility Advisers, L.P. | 0 | 311,114 | +311,114 | 0.00 | 0.14 | +0.14 | buy |
| Schonfeld Strategic Advisors LLC | 80,000 | 250,000 | +170,000 | 0.00 | 0.02 | +0.02 | buy |
| D. E. Shaw & Co., Inc. | 610,731 | 759,156 | +148,425 | 0.00 | 0.01 | +0.00 | buy |
| Calamos Advisors LLC | 0 | 128,835 | +128,835 | 0.00 | 0.01 | +0.01 | buy |
| OMERS ADMINISTRATION Corp | 0 | 108,076 | +108,076 | 0.00 | 0.01 | +0.01 | buy |
| WHITEBOX ADVISORS LLC | 0 | 70,281 | +70,281 | 0.00 | 0.01 | +0.01 | buy |
| CSS LLC/IL | 41,811 | 107,779 | +65,968 | 0.02 | 0.06 | +0.04 | buy |
| Decagon Asset Management LLP | 160,638 | 225,358 | +64,720 | 0.03 | 0.02 | -0.01 | buy |
| DLD Asset Management, LP | 0 | 52,272 | +52,272 | 0.00 | 0.00 | +0.00 | buy |
| Radcliffe Capital Management, L.P. | 493,841 | 533,362 | +39,521 | 0.27 | 0.41 | +0.14 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 101,491 | 136,552 | +35,061 | 0.00 | 0.00 | +0.00 | buy |
| PERISCOPE CAPITAL INC. | 209,200 | 234,200 | +25,000 | 0.41 | 0.42 | +0.00 | buy |
| WHITEBOX ADVISORS LLC | 0 | 23,427 | +23,427 | 0.00 | 0.00 | +0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 190,500 | 198,300 | +7,800 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 10,445 | 13,789 | +3,344 | 0.00 | 0.00 | +0.00 | buy |
| CSS LLC/IL | 80,613 | 82,885 | +2,272 | 0.00 | 0.00 | -0.00 | buy |
| TORONTO DOMINION BANK | 195,100 | 196,003 | +903 | 0.00 | 0.00 | +0.00 | buy |
| FNY Investment Advisers, LLC | 72,004 | 72,113 | +109 | 0.21 | 0.32 | +0.11 | buy |
| Verition Fund Management LLC | 211,110 | 211,210 | +100 | 0.00 | 0.00 | +0.00 | buy |
| JPMORGAN CHASE & CO | 66,535 | 66,581 | +46 | 0.00 | 0.00 | +0.00 | buy |
| Magnetar Financial LLC | 0 | 8 | +8 | 0.00 | 0.00 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 116,666 | 116,666 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HBK INVESTMENTS L P | 33,334 | 33,334 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HBK INVESTMENTS L P | 100,002 | 100,002 | 0 | 0.01 | 0.01 | +0.00 | hold |
| CANTOR FITZGERALD, L. P. | 72,968 | 72,968 | 0 | 0.02 | 0.03 | +0.00 | hold |
| GLAZER CAPITAL, LLC | 10,000 | 10,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GLAZER CAPITAL, LLC | 800,081 | 800,081 | 0 | 0.21 | 0.17 | -0.04 | hold |
| ARISTEIA CAPITAL, L.L.C. | 63,600 | 63,600 | 0 | 0.02 | 0.01 | -0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 21,200 | 21,200 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BERKLEY W R CORP | 427,737 | 427,737 | 0 | 0.24 | 0.23 | -0.01 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 101,797 | 101,797 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 30,432 | 30,432 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BALYASNY ASSET MANAGEMENT L.P. | 189,473 | 189,473 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MILLENNIUM MANAGEMENT LLC | 55,556 | 55,556 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LINDEN ADVISORS LP | 316,666 | 316,666 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LINDEN ADVISORS LP | 950,000 | 950,000 | 0 | 0.06 | 0.05 | -0.01 | hold |
| Context Capital Management, LLC | 100,000 | 100,000 | 0 | 0.03 | 0.02 | -0.00 | hold |
| Context Capital Management, LLC | 33,333 | 33,333 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MMCAP International Inc. SPC | 100,000 | 100,000 | 0 | 0.10 | 0.09 | -0.01 | hold |
| MMCAP International Inc. SPC | 33,333 | 33,333 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Kamunting Street Capital Management, L.P. | 20,000 | 20,000 | 0 | 0.14 | 0.11 | -0.03 | hold |
| Polar Asset Management Partners Inc. | 83,333 | 83,333 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 600,000 | 600,000 | 0 | 0.09 | 0.09 | +0.01 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 200,000 | 200,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Magnetar Financial LLC | 896,892 | 896,892 | 0 | 0.09 | 0.09 | +0.00 | hold |
| Magnetar Financial LLC | 298,964 | 298,964 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LEVIN CAPITAL STRATEGIES, L.P. | 31,053 | 31,053 | 0 | 0.03 | 0.02 | -0.00 | hold |
| Hudson Bay Capital Management LP | 223,039 | 223,039 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Hudson Bay Capital Management LP | 103,652 | 103,652 | 0 | 0.00 | 0.00 | +0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 198,999 | 198,999 | 0 | 0.10 | 0.10 | +0.01 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 66,649 | 66,649 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 150,000 | 150,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 450,000 | 450,000 | 0 | 0.09 | 0.17 | +0.07 | hold |
| K2 PRINCIPAL FUND, L.P. | 77,017 | 77,017 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Alberta Investment Management Corp | 400,000 | 400,000 | 0 | 0.02 | 0.03 | +0.00 | hold |
| Alberta Investment Management Corp | 133,333 | 133,333 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Saba Capital Management, L.P. | 333,332 | 333,332 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Westchester Capital Management, LLC | 260,814 | 260,814 | 0 | 0.12 | 0.13 | +0.00 | hold |
| Westchester Capital Management, LLC | 69,110 | 69,110 | 0 | 0.03 | 0.03 | +0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 149,994 | 149,994 | 0 | 0.02 | 0.02 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 49,998 | 49,998 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DLD Asset Management, LP | 156,815 | 156,815 | 0 | 0.17 | 0.16 | -0.00 | hold |
| LMR Partners LLP | 333,333 | 333,333 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LMR Partners LLP | 998,177 | 998,177 | 0 | 0.10 | 0.09 | -0.00 | hold |
| MYDA Advisors LLC | 900,000 | 900,000 | 0 | 2.57 | 2.17 | -0.40 | hold |
| MYDA Advisors LLC | 311,666 | 311,666 | 0 | 0.03 | 0.02 | -0.01 | hold |
| DAVIDSON KEMPNER CAPITAL MANAGEMENT LP | 993,432 | 993,432 | 0 | 0.15 | 0.18 | +0.03 | hold |
| DAVIDSON KEMPNER CAPITAL MANAGEMENT LP | 331,144 | 331,144 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Governors Lane LP | 316,967 | 316,967 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Governors Lane LP | 1,063,797 | 1,063,797 | 0 | 0.99 | 1.35 | +0.36 | hold |
| Schonfeld Strategic Advisors LLC | 25,000 | 25,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Mint Tower Capital Management B.V. | 50,000 | 50,000 | 0 | 0.06 | 0.05 | -0.01 | hold |
| Mint Tower Capital Management B.V. | 16,666 | 16,666 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Fort Baker Capital Management LP | 303,781 | 303,781 | 0 | 0.34 | 0.27 | -0.07 | hold |
| Fort Baker Capital Management LP | 101,260 | 101,260 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Centiva Capital, LP | 473,333 | 473,333 | 0 | 0.02 | 0.01 | -0.02 | hold |
| PERISCOPE CAPITAL INC. | 58,200 | 58,200 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PERRY CREEK CAPITAL LP | 125,000 | 125,000 | 0 | 0.77 | 0.80 | +0.03 | hold |
| Ghisallo Capital Management LLC | 100,000 | 100,000 | 0 | 0.05 | 0.03 | -0.02 | hold |
| READYSTATE ASSET MANAGEMENT LP | 154,271 | 154,271 | 0 | 0.07 | 0.09 | +0.02 | hold |
| Harraden Circle Investments, LLC | 324,382 | 324,382 | 0 | 0.02 | 0.02 | -0.00 | hold |
| ADAR1 Capital Management, LLC | 26,940 | 26,940 | 0 | 0.02 | 0.02 | -0.00 | hold |
| ABC ARBITRAGE SA | 20,000 | 20,000 | 0 | 0.02 | 0.03 | +0.01 | hold |
| GOLDMAN SACHS GROUP INC | 203,900 | 203,900 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 0 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Shaolin Capital Management LLC | 222,583 | 222,310 | -273 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 205,560 | 202,517 | -3,043 | 0.03 | 0.03 | +0.00 | sell |
| AQR Arbitrage LLC | 309,868 | 305,981 | -3,887 | 0.00 | 0.00 | -0.00 | sell |
| Permanent Capital Management, LP | 14,038 | 0 | -14,038 | 0.03 | 0.00 | -0.03 | sell |
| K2 PRINCIPAL FUND, L.P. | 198,332 | 179,990 | -18,342 | 0.21 | 0.19 | -0.01 | sell |
| SCOGGIN MANAGEMENT LP | 20,000 | 0 | -20,000 | 0.08 | 0.00 | -0.08 | sell |
| GRITSTONE ASSET MANAGEMENT LLC | 32,953 | 0 | -32,953 | 0.01 | 0.00 | -0.01 | sell |
| J. Goldman & Co LP | 1,445,321 | 1,409,073 | -36,248 | 0.57 | 0.66 | +0.10 | sell |
| Virtu Financial LLC | 69,887 | 32,820 | -37,067 | 0.03 | 0.01 | -0.01 | sell |
| FNY Investment Advisers, LLC | 186,430 | 149,030 | -37,400 | 0.54 | 0.67 | +0.13 | sell |
| AQR Arbitrage LLC | 929,604 | 886,687 | -42,917 | 0.20 | 0.15 | -0.05 | sell |
| Rangeley Capital, LLC | 47,304 | 0 | -47,304 | 0.41 | 0.00 | -0.41 | sell |
| JPMORGAN CHASE & CO | 100,000 | 50,000 | -50,000 | 0.00 | 0.00 | -0.00 | sell |
| DLD Asset Management, LP | 52,272 | 0 | -52,272 | 0.00 | 0.00 | -0.00 | sell |