| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Crossingbridge Advisors, LLC | 0 | 644,096 | +644,096 | 0.00 | 1.17 | +1.17 | buy |
| MIZUHO SECURITIES USA LLC | 0 | 525,000 | +525,000 | 0.00 | 0.09 | +0.09 | buy |
| D. E. Shaw & Co., Inc. | 759,156 | 1,237,500 | +478,344 | 0.01 | 0.01 | +0.00 | buy |
| Parallax Volatility Advisers, L.P. | 311,114 | 622,676 | +311,562 | 0.14 | 0.24 | +0.10 | buy |
| BERKLEY W R CORP | 427,737 | 700,182 | +272,445 | 0.23 | 0.35 | +0.12 | buy |
| METEORA CAPITAL, LLC | 222,719 | 472,718 | +249,999 | 0.00 | 0.01 | +0.01 | buy |
| GLAZER CAPITAL, LLC | 800,081 | 1,000,000 | +199,919 | 0.17 | 0.25 | +0.08 | buy |
| Schonfeld Strategic Advisors LLC | 250,000 | 435,000 | +185,000 | 0.02 | 0.02 | +0.00 | buy |
| BOOTHBAY FUND MANAGEMENT, LLC | 0 | 174,170 | +174,170 | 0.00 | 0.03 | +0.03 | buy |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 0 | 152,330 | +152,330 | 0.00 | 0.01 | +0.01 | buy |
| Quarry LP | 0 | 150,000 | +150,000 | 0.00 | 0.24 | +0.24 | buy |
| CRCM LP | 0 | 102,735 | +102,735 | 0.00 | 0.02 | +0.02 | buy |
| Westchester Capital Management, LLC | 260,814 | 329,924 | +69,110 | 0.13 | 0.17 | +0.04 | buy |
| FNY Investment Advisers, LLC | 149,030 | 208,930 | +59,900 | 0.67 | 0.78 | +0.11 | buy |
| TORONTO DOMINION BANK | 196,003 | 251,859 | +55,856 | 0.00 | 0.00 | +0.00 | buy |
| Radcliffe Capital Management, L.P. | 533,362 | 586,055 | +52,693 | 0.41 | 0.46 | +0.05 | buy |
| DLD Asset Management, LP | 0 | 52,272 | +52,272 | 0.00 | 0.00 | +0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 202,517 | 245,347 | +42,830 | 0.03 | 0.03 | +0.00 | buy |
| Westchester Capital Management, LLC | 0 | 23,033 | +23,033 | 0.00 | 0.00 | +0.00 | buy |
| Decagon Asset Management LLP | 225,358 | 245,643 | +20,285 | 0.02 | 0.02 | -0.00 | buy |
| AQR Arbitrage LLC | 886,687 | 895,097 | +8,410 | 0.15 | 0.13 | -0.02 | buy |
| CRCM LP | 152,367 | 160,656 | +8,289 | 1.10 | 1.09 | -0.01 | buy |
| Polar Asset Management Partners Inc. | 83,333 | 89,433 | +6,100 | 0.00 | 0.00 | -0.00 | buy |
| AQR Arbitrage LLC | 305,981 | 310,052 | +4,071 | 0.00 | 0.00 | -0.00 | buy |
| Radcliffe Capital Management, L.P. | 30,432 | 33,446 | +3,014 | 0.00 | 0.00 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 116,666 | 116,666 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HBK INVESTMENTS L P | 33,334 | 33,334 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HBK INVESTMENTS L P | 100,002 | 100,002 | 0 | 0.01 | 0.01 | -0.00 | hold |
| CANTOR FITZGERALD, L. P. | 72,968 | 72,968 | 0 | 0.03 | 0.01 | -0.01 | hold |
| OMERS ADMINISTRATION Corp | 108,076 | 108,076 | 0 | 0.01 | 0.01 | -0.00 | hold |
| GLAZER CAPITAL, LLC | 10,000 | 10,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 63,600 | 63,600 | 0 | 0.01 | 0.01 | -0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 21,200 | 21,200 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CSS LLC/IL | 82,885 | 82,885 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CSS LLC/IL | 107,779 | 107,779 | 0 | 0.06 | 0.05 | -0.01 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 136,552 | 136,552 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 101,797 | 101,797 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WHITEBOX ADVISORS LLC | 70,281 | 70,281 | 0 | 0.01 | 0.01 | +0.00 | hold |
| WHITEBOX ADVISORS LLC | 23,427 | 23,427 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MILLENNIUM MANAGEMENT LLC | 198,300 | 198,300 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LINDEN ADVISORS LP | 316,666 | 316,666 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LINDEN ADVISORS LP | 950,000 | 950,000 | 0 | 0.05 | 0.05 | -0.00 | hold |
| Context Capital Management, LLC | 33,333 | 33,333 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Context Capital Management, LLC | 100,000 | 100,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| MMCAP International Inc. SPC | 100,000 | 100,000 | 0 | 0.09 | 0.09 | -0.00 | hold |
| MMCAP International Inc. SPC | 33,333 | 33,333 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Calamos Advisors LLC | 128,835 | 128,835 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Kamunting Street Capital Management, L.P. | 20,000 | 20,000 | 0 | 0.11 | 0.12 | +0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 600,000 | 600,000 | 0 | 0.09 | 0.09 | -0.01 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 200,000 | 200,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Magnetar Financial LLC | 298,964 | 298,964 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Magnetar Financial LLC | 896,892 | 896,892 | 0 | 0.09 | 0.08 | -0.01 | hold |
| Hudson Bay Capital Management LP | 223,039 | 223,039 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Hudson Bay Capital Management LP | 103,652 | 103,652 | 0 | 0.00 | 0.00 | -0.00 | hold |
| J. Goldman & Co LP | 1,409,073 | 1,409,073 | 0 | 0.66 | 0.51 | -0.15 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 198,999 | 198,999 | 0 | 0.10 | 0.10 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 66,649 | 66,649 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 150,000 | 150,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 450,000 | 450,000 | 0 | 0.17 | 0.11 | -0.06 | hold |
| Verition Fund Management LLC | 211,210 | 211,210 | 0 | 0.00 | 0.00 | -0.00 | hold |
| K2 PRINCIPAL FUND, L.P. | 77,017 | 77,017 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Alberta Investment Management Corp | 400,000 | 400,000 | 0 | 0.03 | 0.02 | -0.00 | hold |
| Alberta Investment Management Corp | 133,333 | 133,333 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Saba Capital Management, L.P. | 333,332 | 333,332 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Parallax Volatility Advisers, L.P. | 38,921 | 38,921 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 149,994 | 149,994 | 0 | 0.02 | 0.01 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 49,998 | 49,998 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LMR Partners LLP | 998,177 | 998,177 | 0 | 0.09 | 0.08 | -0.02 | hold |
| LMR Partners LLP | 333,333 | 333,333 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MYDA Advisors LLC | 311,666 | 311,666 | 0 | 0.02 | 0.02 | +0.00 | hold |
| DAVIDSON KEMPNER CAPITAL MANAGEMENT LP | 993,432 | 993,432 | 0 | 0.18 | 0.16 | -0.02 | hold |
| DAVIDSON KEMPNER CAPITAL MANAGEMENT LP | 331,144 | 331,144 | 0 | 0.00 | 0.00 | -0.00 | hold |
| First Trust Capital Management L.P. | 260,704 | 260,704 | 0 | 0.14 | 0.16 | +0.02 | hold |
| Governors Lane LP | 316,967 | 316,967 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Governors Lane LP | 1,063,797 | 1,063,797 | 0 | 1.35 | 1.10 | -0.26 | hold |
| Schonfeld Strategic Advisors LLC | 25,000 | 25,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Mint Tower Capital Management B.V. | 50,000 | 50,000 | 0 | 0.05 | 0.06 | +0.01 | hold |
| Mint Tower Capital Management B.V. | 16,666 | 16,666 | 0 | 0.02 | 0.00 | -0.02 | hold |
| Fort Baker Capital Management LP | 303,781 | 303,781 | 0 | 0.27 | 0.25 | -0.03 | hold |
| Fort Baker Capital Management LP | 101,260 | 101,260 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PERISCOPE CAPITAL INC. | 58,200 | 58,200 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PERISCOPE CAPITAL INC. | 234,200 | 234,200 | 0 | 0.42 | 0.38 | -0.03 | hold |
| PERRY CREEK CAPITAL LP | 125,000 | 125,000 | 0 | 0.80 | 0.59 | -0.20 | hold |
| Ghisallo Capital Management LLC | 100,000 | 100,000 | 0 | 0.03 | 0.02 | -0.01 | hold |
| SONA ASSET MANAGEMENT (US) LLC | 323,751 | 323,751 | 0 | 0.13 | 0.12 | -0.00 | hold |
| READYSTATE ASSET MANAGEMENT LP | 154,271 | 154,271 | 0 | 0.09 | 0.06 | -0.03 | hold |
| Harraden Circle Investments, LLC | 324,382 | 324,382 | 0 | 0.02 | 0.01 | -0.01 | hold |
| ADAR1 Capital Management, LLC | 26,940 | 26,940 | 0 | 0.02 | 0.01 | -0.00 | hold |
| JPMORGAN CHASE & CO | 50,000 | 50,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ABC ARBITRAGE SA | 20,000 | 20,000 | 0 | 0.03 | 0.02 | -0.00 | hold |
| GOLDMAN SACHS GROUP INC | 203,900 | 203,900 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 0 | 0 | 0.00 | 0.01 | +0.00 | hold |
| BALYASNY ASSET MANAGEMENT L.P. | 189,473 | 189,472 | -1 | 0.00 | 0.00 | -0.00 | sell |
| Magnetar Financial LLC | 8 | 0 | -8 | 0.00 | 0.00 | -0.00 | sell |
| JPMORGAN CHASE & CO | 66,581 | 66,554 | -27 | 0.00 | 0.00 | -0.00 | sell |
| GEODE CAPITAL MANAGEMENT, LLC | 13,789 | 11,512 | -2,277 | 0.00 | 0.00 | -0.00 | sell |
| Virtu Financial LLC | 32,820 | 29,482 | -3,338 | 0.01 | 0.01 | -0.00 | sell |
| TORONTO DOMINION BANK | 15,766 | 0 | -15,766 | 0.00 | 0.00 | -0.00 | sell |
| TORONTO DOMINION BANK | 132,538 | 112,553 | -19,985 | 0.00 | 0.00 | -0.00 | sell |
| LEVIN CAPITAL STRATEGIES, L.P. | 31,053 | 0 | -31,053 | 0.02 | 0.00 | -0.02 | sell |