| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| METEORA CAPITAL, LLC | 1,028,121 | 2,220,025 | +1,191,904 | 1.12 | 1.88 | +0.76 | buy |
| MYDA Advisors LLC | 0 | 900,000 | +900,000 | 0.00 | 2.57 | +2.57 | buy |
| GLAZER CAPITAL, LLC | 183,722 | 800,081 | +616,359 | 0.06 | 0.21 | +0.15 | buy |
| Alberta Investment Management Corp | 0 | 400,000 | +400,000 | 0.00 | 0.02 | +0.02 | buy |
| MYDA Advisors LLC | 0 | 311,666 | +311,666 | 0.00 | 0.03 | +0.03 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 0 | 205,560 | +205,560 | 0.00 | 0.03 | +0.03 | buy |
| J. Goldman & Co LP | 1,266,264 | 1,445,321 | +179,057 | 0.49 | 0.57 | +0.08 | buy |
| METEORA CAPITAL, LLC | 179,021 | 348,840 | +169,819 | 0.01 | 0.01 | -0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 33,000 | 190,500 | +157,500 | 0.00 | 0.00 | +0.00 | buy |
| Radcliffe Capital Management, L.P. | 342,962 | 493,841 | +150,879 | 0.22 | 0.27 | +0.05 | buy |
| Shaolin Capital Management LLC | 400,000 | 550,000 | +150,000 | 0.20 | 0.21 | +0.01 | buy |
| Alberta Investment Management Corp | 0 | 133,333 | +133,333 | 0.00 | 0.00 | +0.00 | buy |
| Parallax Volatility Advisers, L.P. | 0 | 103,221 | +103,221 | 0.00 | 0.00 | +0.00 | buy |
| Shaolin Capital Management LLC | 139,262 | 222,583 | +83,321 | 0.00 | 0.00 | -0.00 | buy |
| CANTOR FITZGERALD, L. P. | 0 | 72,968 | +72,968 | 0.00 | 0.02 | +0.02 | buy |
| D. E. Shaw & Co., Inc. | 540,011 | 610,731 | +70,720 | 0.00 | 0.00 | +0.00 | buy |
| Virtu Financial LLC | 0 | 69,887 | +69,887 | 0.00 | 0.03 | +0.03 | buy |
| DLD Asset Management, LP | 0 | 52,272 | +52,272 | 0.00 | 0.00 | +0.00 | buy |
| Verition Fund Management LLC | 162,651 | 211,110 | +48,459 | 0.00 | 0.00 | -0.00 | buy |
| Schonfeld Strategic Advisors LLC | 35,000 | 80,000 | +45,000 | 0.00 | 0.00 | +0.00 | buy |
| TORONTO DOMINION BANK | 58,154 | 100,000 | +41,846 | 0.00 | 0.00 | +0.00 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 159,000 | 198,999 | +39,999 | 0.09 | 0.10 | +0.00 | buy |
| DLD Asset Management, LP | 117,612 | 156,815 | +39,203 | 0.16 | 0.17 | +0.01 | buy |
| PERISCOPE CAPITAL INC. | 174,600 | 209,200 | +34,600 | 0.44 | 0.41 | -0.03 | buy |
| StoneX Group Inc. | 21,700 | 52,280 | +30,580 | 0.01 | 0.02 | +0.01 | buy |
| Schonfeld Strategic Advisors LLC | 0 | 25,000 | +25,000 | 0.00 | 0.00 | +0.00 | buy |
| Verition Fund Management LLC | 233,734 | 254,507 | +20,773 | 0.01 | 0.01 | +0.00 | buy |
| ABC ARBITRAGE SA | 0 | 20,000 | +20,000 | 0.00 | 0.02 | +0.02 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 53,000 | 66,649 | +13,649 | 0.00 | 0.00 | -0.00 | buy |
| TORONTO DOMINION BANK | 186,500 | 197,258 | +10,758 | 0.00 | 0.00 | -0.00 | buy |
| Hudson Bay Capital Management LP | 95,729 | 103,652 | +7,923 | 0.00 | 0.00 | -0.00 | buy |
| GLAZER CAPITAL, LLC | 4,025 | 10,000 | +5,975 | 0.00 | 0.00 | +0.00 | buy |
| Decagon Asset Management LLP | 154,807 | 160,638 | +5,831 | 0.05 | 0.03 | -0.03 | buy |
| READYSTATE ASSET MANAGEMENT LP | 148,871 | 154,271 | +5,400 | 0.07 | 0.07 | -0.01 | buy |
| TORONTO DOMINION BANK | 194,700 | 195,100 | +400 | 0.00 | 0.00 | -0.00 | buy |
| FNY Investment Advisers, LLC | 186,200 | 186,430 | +230 | 0.62 | 0.54 | -0.08 | buy |
| D. E. Shaw & Co., Inc. | 116,666 | 116,666 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HBK INVESTMENTS L P | 33,334 | 33,334 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HBK INVESTMENTS L P | 100,002 | 100,002 | 0 | 0.02 | 0.01 | -0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 63,600 | 63,600 | 0 | 0.02 | 0.02 | -0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 21,200 | 21,200 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CSS LLC/IL | 80,613 | 80,613 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CSS LLC/IL | 41,811 | 41,811 | 0 | 0.03 | 0.02 | -0.00 | hold |
| BERKLEY W R CORP | 427,737 | 427,737 | 0 | 0.28 | 0.24 | -0.04 | hold |
| BERKLEY W R CORP | 90,880 | 90,880 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 101,491 | 101,491 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 101,797 | 101,797 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AQR Arbitrage LLC | 309,868 | 309,868 | 0 | 0.01 | 0.00 | -0.00 | hold |
| AQR Arbitrage LLC | 929,604 | 929,604 | 0 | 0.24 | 0.20 | -0.04 | hold |
| GEODE CAPITAL MANAGEMENT, LLC | 10,445 | 10,445 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 30,432 | 30,432 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LINDEN ADVISORS LP | 316,666 | 316,666 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LINDEN ADVISORS LP | 950,000 | 950,000 | 0 | 0.07 | 0.06 | -0.01 | hold |
| Context Capital Management, LLC | 33,333 | 33,333 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Context Capital Management, LLC | 100,000 | 100,000 | 0 | 0.03 | 0.03 | -0.01 | hold |
| MMCAP International Inc. SPC | 100,000 | 100,000 | 0 | 0.12 | 0.10 | -0.02 | hold |
| MMCAP International Inc. SPC | 33,333 | 33,333 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Kamunting Street Capital Management, L.P. | 20,000 | 20,000 | 0 | 0.15 | 0.14 | -0.01 | hold |
| Polar Asset Management Partners Inc. | 83,333 | 83,333 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 600,000 | 600,000 | 0 | 0.08 | 0.09 | +0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 200,000 | 200,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Magnetar Financial LLC | 896,892 | 896,892 | 0 | 0.06 | 0.09 | +0.03 | hold |
| Magnetar Financial LLC | 298,964 | 298,964 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LEVIN CAPITAL STRATEGIES, L.P. | 31,053 | 31,053 | 0 | 0.03 | 0.03 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 150,000 | 150,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 450,000 | 450,000 | 0 | 0.09 | 0.09 | +0.00 | hold |
| K2 PRINCIPAL FUND, L.P. | 77,017 | 77,017 | 0 | 0.01 | 0.00 | -0.00 | hold |
| CRCM LP | 306,519 | 306,519 | 0 | 0.91 | 1.05 | +0.14 | hold |
| Saba Capital Management, L.P. | 333,332 | 333,332 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Westchester Capital Management, LLC | 260,814 | 260,814 | 0 | 0.14 | 0.12 | -0.01 | hold |
| Westchester Capital Management, LLC | 69,110 | 69,110 | 0 | 0.04 | 0.03 | -0.00 | hold |
| Rangeley Capital, LLC | 47,304 | 47,304 | 0 | 0.46 | 0.41 | -0.04 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 149,994 | 149,994 | 0 | 0.02 | 0.02 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 49,998 | 49,998 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LMR Partners LLP | 998,177 | 998,177 | 0 | 0.13 | 0.10 | -0.04 | hold |
| LMR Partners LLP | 333,333 | 333,333 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DAVIDSON KEMPNER CAPITAL MANAGEMENT LP | 993,432 | 993,432 | 0 | 0.14 | 0.15 | +0.00 | hold |
| DAVIDSON KEMPNER CAPITAL MANAGEMENT LP | 331,144 | 331,144 | 0 | 0.00 | 0.00 | -0.00 | hold |
| First Trust Capital Management L.P. | 451,695 | 451,695 | 0 | 0.30 | 0.28 | -0.02 | hold |
| Governors Lane LP | 1,063,797 | 1,063,797 | 0 | 1.51 | 0.99 | -0.52 | hold |
| Mint Tower Capital Management B.V. | 50,000 | 50,000 | 0 | 0.06 | 0.06 | -0.00 | hold |
| Mint Tower Capital Management B.V. | 16,666 | 16,666 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Fort Baker Capital Management LP | 303,781 | 303,781 | 0 | 0.51 | 0.34 | -0.17 | hold |
| Fort Baker Capital Management LP | 101,260 | 101,260 | 0 | 0.01 | 0.00 | -0.01 | hold |
| Centiva Capital, LP | 473,333 | 473,333 | 0 | 0.04 | 0.02 | -0.01 | hold |
| Centiva Capital, LP | 1,420,000 | 1,420,000 | 0 | 1.36 | 0.87 | -0.49 | hold |
| PERISCOPE CAPITAL INC. | 58,200 | 58,200 | 0 | 0.01 | 0.00 | -0.01 | hold |
| PERRY CREEK CAPITAL LP | 125,000 | 125,000 | 0 | 0.76 | 0.77 | +0.01 | hold |
| Ghisallo Capital Management LLC | 100,000 | 100,000 | 0 | 0.03 | 0.05 | +0.01 | hold |
| Harraden Circle Investments, LLC | 324,382 | 324,382 | 0 | 0.04 | 0.02 | -0.02 | hold |
| ADAR1 Capital Management, LLC | 26,940 | 26,940 | 0 | 0.03 | 0.02 | -0.01 | hold |
| Stephens Consulting, LLC | 200 | 200 | 0 | 0.00 | 0.00 | -0.00 | hold |
| JPMORGAN CHASE & CO | 100,000 | 100,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 32,953 | 32,953 | 0 | 0.02 | 0.01 | -0.01 | hold |
| Permanent Capital Management, LP | 14,038 | 14,038 | 0 | 0.03 | 0.03 | +0.00 | hold |
| GOLDMAN SACHS GROUP INC | 203,900 | 203,900 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 1 | 0 | -1 | 0.00 | 0.00 | -0.00 | sell |
| PICTON MAHONEY ASSET MANAGEMENT | 6 | 0 | -6 | 0.00 | 0.00 | 0.00 | sell |
| Magnetar Financial LLC | 8 | 0 | -8 | 0.00 | 0.00 | -0.00 | sell |
| SCOGGIN MANAGEMENT LP | 25,000 | 20,000 | -5,000 | 0.10 | 0.08 | -0.02 | sell |