| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Harraden Circle Investments, LLC | 2,291,633 | 2,291,633 | 0 | 0.13 | 0.16 | +0.03 | hold |
| Crossingbridge Advisors, LLC | 0 | 1,475,694 | +1,475,694 | 0.00 | 2.72 | +2.72 | buy |
| D. E. Shaw & Co., Inc. | 1,384,342 | 1,384,342 | 0 | 0.01 | 0.01 | +0.00 | hold |
| METEORA CAPITAL, LLC | 1,231,370 | 1,225,670 | -5,700 | 1.04 | 0.92 | -0.12 | sell |
| MMCAP International Inc. SPC | 1,200,000 | 1,200,000 | 0 | 1.21 | 1.05 | -0.16 | hold |
| LMR Partners LLP | 1,200,000 | 1,200,000 | 0 | 0.12 | 0.11 | -0.00 | hold |
| Verition Fund Management LLC | 1,029,331 | 1,189,759 | +160,428 | 0.06 | 0.12 | +0.06 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 414,028 | 1,114,333 | +700,305 | 0.06 | 0.18 | +0.12 | buy |
| LINDEN ADVISORS LP | 1,100,000 | 1,100,000 | 0 | 0.07 | 0.06 | -0.01 | hold |
| Saba Capital Management, L.P. | 1,563,222 | 1,063,222 | -500,000 | 0.53 | 0.35 | -0.18 | sell |
| Saba Capital Management, L.P. | 981,614 | 981,614 | 0 | 0.01 | 0.01 | +0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 833,694 | 833,694 | 0 | 0.01 | 0.01 | -0.01 | hold |
| Parallax Volatility Advisers, L.P. | 152,038 | 828,897 | +676,859 | 0.05 | 0.37 | +0.33 | buy |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 800,000 | 800,000 | 0 | 0.11 | 0.13 | +0.01 | hold |
| CSS LLC/IL | 761,739 | 761,739 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Magnetar Financial LLC | 750,000 | 750,000 | 0 | 0.07 | 0.08 | +0.00 | hold |
| Radcliffe Capital Management, L.P. | 691,263 | 736,239 | +44,976 | 0.38 | 0.56 | +0.18 | buy |
| Governors Lane LP | 730,000 | 730,000 | 0 | 0.68 | 0.93 | +0.25 | hold |
| GLAZER CAPITAL, LLC | 200,100 | 725,000 | +524,900 | 0.05 | 0.16 | +0.10 | buy |
| Westchester Capital Management, LLC | 52,529 | 671,583 | +619,054 | 0.02 | 0.33 | +0.31 | buy |
| CSS LLC/IL | 647,631 | 647,631 | 0 | 0.37 | 0.37 | -0.00 | hold |
| AQR Arbitrage LLC | 671,326 | 637,270 | -34,056 | 0.14 | 0.11 | -0.04 | sell |
| WHITEBOX ADVISORS LLC | 0 | 600,000 | +600,000 | 0.00 | 0.09 | +0.09 | buy |
| MMCAP International Inc. SPC | 600,000 | 600,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| LMR Partners LLP | 600,000 | 600,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HGC Investment Management Inc. | 550,000 | 550,000 | 0 | 1.18 | 1.24 | +0.06 | hold |
| First Trust Capital Management L.P. | 589,658 | 538,461 | -51,197 | 0.36 | 0.29 | -0.07 | sell |
| Karpus Management, Inc. | 0 | 519,000 | +519,000 | 0.00 | 0.16 | +0.16 | buy |
| LINDEN ADVISORS LP | 511,206 | 511,206 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Context Capital Management, LLC | 483,500 | 483,500 | 0 | 0.13 | 0.11 | -0.01 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 450,000 | 450,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Centiva Capital, LP | 350,000 | 450,000 | +100,000 | 0.21 | 0.21 | -0.00 | buy |
| SONA ASSET MANAGEMENT (US) LLC | 0 | 450,000 | +450,000 | 0.00 | 0.18 | +0.18 | buy |
| Wealthspring Capital LLC | 443,980 | 443,980 | 0 | 1.06 | 1.07 | +0.01 | hold |
| Verition Fund Management LLC | 688,100 | 413,100 | -275,000 | 0.00 | 0.00 | +0.00 | sell |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 400,000 | 400,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Shaolin Capital Management LLC | 375,000 | 400,000 | +25,000 | 0.14 | 0.17 | +0.03 | buy |
| Magnetar Financial LLC | 375,000 | 375,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| DLD Asset Management, LP | 333,341 | 333,341 | 0 | 0.35 | 0.34 | -0.01 | hold |
| AQR Arbitrage LLC | 335,663 | 331,272 | -4,391 | 0.00 | 0.00 | -0.00 | sell |
| TORONTO DOMINION BANK | 221,256 | 322,210 | +100,954 | 0.00 | 0.01 | +0.00 | buy |
| ARISTEIA CAPITAL, L.L.C. | 319,907 | 319,907 | 0 | 0.09 | 0.07 | -0.02 | hold |
| WHITEBOX ADVISORS LLC | 0 | 300,000 | +300,000 | 0.00 | 0.00 | +0.00 | buy |
| Mint Tower Capital Management B.V. | 286,642 | 286,642 | 0 | 0.35 | 0.27 | -0.08 | hold |
| Walleye Capital LLC | 260,447 | 260,447 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BERKLEY W R CORP | 259,931 | 259,931 | 0 | 0.15 | 0.14 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 250,000 | 250,000 | 0 | 0.05 | 0.06 | +0.01 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 250,000 | 250,000 | 0 | 0.05 | 0.09 | +0.04 | hold |
| Alberta Investment Management Corp | 250,000 | 250,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 250,000 | 250,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| Wealthspring Capital LLC | 250,000 | 250,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| TORONTO DOMINION BANK | 254,427 | 245,970 | -8,457 | 0.00 | 0.00 | +0.00 | sell |
| Context Capital Management, LLC | 241,750 | 241,750 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Governors Lane LP | 239,531 | 239,531 | 0 | 0.01 | 0.01 | +0.00 | hold |
| PERISCOPE CAPITAL INC. | 202,229 | 235,000 | +32,771 | 0.40 | 0.42 | +0.02 | buy |
| MILLENNIUM MANAGEMENT LLC | 217,460 | 230,460 | +13,000 | 0.00 | 0.00 | +0.00 | buy |
| OMERS ADMINISTRATION Corp | 25,000 | 227,931 | +202,931 | 0.00 | 0.02 | +0.01 | buy |
| HGC Investment Management Inc. | 225,000 | 225,000 | 0 | 0.01 | 0.02 | +0.00 | hold |
| Shaolin Capital Management LLC | 307,701 | 225,000 | -82,701 | 0.00 | 0.00 | -0.00 | sell |
| GOLDMAN SACHS GROUP INC | 221,170 | 221,170 | 0 | 0.00 | 0.00 | -0.00 | hold |
| UBS Group AG | 271,839 | 218,771 | -53,068 | 0.00 | 0.00 | -0.00 | sell |
| Bulldog Investors, LLP | 218,562 | 218,562 | 0 | 0.49 | 0.50 | +0.01 | hold |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 200,000 | 200,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Ghisallo Capital Management LLC | 200,000 | 200,000 | 0 | 0.09 | 0.06 | -0.03 | hold |
| Westchester Capital Management, LLC | 0 | 192,324 | +192,324 | 0.00 | 0.00 | +0.00 | buy |
| Schonfeld Strategic Advisors LLC | 78,900 | 166,793 | +87,893 | 0.00 | 0.01 | +0.01 | buy |
| DLD Asset Management, LP | 166,499 | 166,499 | 0 | 0.01 | 0.01 | +0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 159,953 | 159,953 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Mint Tower Capital Management B.V. | 143,321 | 143,321 | 0 | 0.17 | 0.13 | -0.04 | hold |
| Yakira Capital Management, Inc. | 133,016 | 130,272 | -2,744 | 0.46 | 0.39 | -0.07 | sell |
| Parallax Volatility Advisers, L.P. | 117,511 | 126,816 | +9,305 | 0.00 | 0.00 | +0.00 | buy |
| Polar Asset Management Partners Inc. | 125,000 | 125,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 125,000 | 125,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Alberta Investment Management Corp | 125,000 | 125,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 125,000 | 125,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 113,810 | 113,810 | 0 | 0.00 | 0.00 | +0.00 | hold |
| K2 PRINCIPAL FUND, L.P. | 113,158 | 113,158 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 110,585 | 110,585 | 0 | 0.00 | 0.00 | +0.00 | hold |
| K2 PRINCIPAL FUND, L.P. | 252,663 | 100,000 | -152,663 | 0.26 | 0.11 | -0.16 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 99,374 | 99,374 | 0 | 0.05 | 0.05 | +0.00 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 98,857 | 98,857 | 0 | 0.95 | 1.07 | +0.12 | hold |
| Rangeley Capital, LLC | 62,530 | 85,000 | +22,470 | 0.54 | 0.93 | +0.39 | buy |
| Centiva Capital, LP | 75,000 | 75,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 73,599 | 69,499 | -4,100 | 0.00 | 0.00 | +0.00 | sell |
| GLAZER CAPITAL, LLC | 0 | 69,334 | +69,334 | 0.00 | 0.00 | -0.00 | buy |
| TORONTO DOMINION BANK | 594,600 | 65,000 | -529,600 | 0.01 | 0.00 | -0.01 | sell |
| READYSTATE ASSET MANAGEMENT LP | 55,100 | 55,100 | 0 | 0.02 | 0.03 | +0.01 | hold |
| D. E. Shaw & Co., Inc. | 50,000 | 50,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| JPMORGAN CHASE & CO | 50,000 | 50,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PERISCOPE CAPITAL INC. | 49,700 | 49,700 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 49,687 | 49,687 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 49,429 | 49,429 | 0 | 0.01 | 0.02 | +0.00 | hold |
| CITADEL ADVISORS LLC | 199,358 | 49,358 | -150,000 | 0.00 | 0.00 | -0.00 | sell |
| CITADEL ADVISORS LLC | 50,387 | 48,718 | -1,669 | 0.00 | 0.00 | +0.00 | sell |
| ABC ARBITRAGE SA | 40,000 | 40,000 | 0 | 0.04 | 0.05 | +0.02 | hold |
| JPMORGAN CHASE & CO | 39,840 | 39,894 | +54 | 0.00 | 0.00 | +0.00 | buy |
| Virtu Financial LLC | 107,910 | 38,932 | -68,978 | 0.04 | 0.02 | -0.03 | sell |
| J. Goldman & Co LP | 192,498 | 35,000 | -157,498 | 0.08 | 0.02 | -0.06 | sell |
| Bulldog Investors, LLP | 35,000 | 35,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Walleye Capital LLC | 31,124 | 31,124 | 0 | 0.00 | 0.00 | +0.00 | hold |