| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 813,601 | +813,601 | 0.00 | 0.29 | +0.29 | buy |
| MIZUHO SECURITIES USA LLC | 0 | 400,186 | +400,186 | 0.00 | 0.07 | +0.07 | buy |
| GLAZER CAPITAL, LLC | 725,000 | 986,079 | +261,079 | 0.16 | 0.25 | +0.09 | buy |
| Parallax Volatility Advisers, L.P. | 828,897 | 940,587 | +111,690 | 0.37 | 0.36 | -0.02 | buy |
| Logan Stone Capital, LLC | 0 | 67,744 | +67,744 | 0.00 | 0.15 | +0.15 | buy |
| Schonfeld Strategic Advisors LLC | 166,793 | 225,000 | +58,207 | 0.01 | 0.01 | -0.00 | buy |
| TORONTO DOMINION BANK | 322,210 | 372,200 | +49,990 | 0.01 | 0.01 | +0.00 | buy |
| TORONTO DOMINION BANK | 65,000 | 105,784 | +40,784 | 0.00 | 0.00 | +0.00 | buy |
| PenderFund Capital Management Ltd. | 17,600 | 55,480 | +37,880 | 0.03 | 0.07 | +0.05 | buy |
| K2 PRINCIPAL FUND, L.P. | 100,000 | 137,623 | +37,623 | 0.11 | 0.13 | +0.02 | buy |
| AQR Arbitrage LLC | 637,270 | 643,224 | +5,954 | 0.11 | 0.09 | -0.01 | buy |
| Radcliffe Capital Management, L.P. | 736,239 | 742,039 | +5,800 | 0.56 | 0.58 | +0.02 | buy |
| Shaolin Capital Management LLC | 225,000 | 230,310 | +5,310 | 0.00 | 0.00 | +0.00 | buy |
| Polar Asset Management Partners Inc. | 125,000 | 130,015 | +5,015 | 0.00 | 0.00 | -0.00 | buy |
| CITADEL ADVISORS LLC | 48,718 | 52,938 | +4,220 | 0.00 | 0.00 | -0.00 | buy |
| Rangeley Capital, LLC | 85,000 | 88,113 | +3,113 | 0.93 | 0.83 | -0.10 | buy |
| AQR Arbitrage LLC | 331,272 | 333,931 | +2,659 | 0.00 | 0.00 | -0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 230,460 | 230,500 | +40 | 0.00 | 0.00 | -0.00 | buy |
| D. E. Shaw & Co., Inc. | 1,384,342 | 1,384,342 | 0 | 0.01 | 0.01 | -0.00 | hold |
| D. E. Shaw & Co., Inc. | 50,000 | 50,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CANTOR FITZGERALD, L. P. | 25,000 | 25,000 | 0 | 0.01 | 0.00 | -0.00 | hold |
| OMERS ADMINISTRATION Corp | 227,931 | 227,931 | 0 | 0.02 | 0.01 | -0.00 | hold |
| GLAZER CAPITAL, LLC | 8,214 | 8,214 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GLAZER CAPITAL, LLC | 69,334 | 69,334 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 319,907 | 319,907 | 0 | 0.07 | 0.05 | -0.02 | hold |
| ARISTEIA CAPITAL, L.L.C. | 159,953 | 159,953 | 0 | 0.00 | 0.00 | -0.00 | hold |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 69,499 | 69,499 | 0 | 0.00 | 0.00 | -0.00 | hold |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 200,000 | 200,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| CSS LLC/IL | 761,739 | 761,739 | 0 | 0.01 | 0.01 | -0.00 | hold |
| CSS LLC/IL | 647,631 | 647,631 | 0 | 0.37 | 0.30 | -0.07 | hold |
| BERKLEY W R CORP | 259,931 | 259,931 | 0 | 0.14 | 0.13 | -0.01 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 25,274 | 25,274 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 110,585 | 110,585 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 833,694 | 833,694 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 113,810 | 113,810 | 0 | 0.00 | 0.00 | +0.00 | hold |
| WHITEBOX ADVISORS LLC | 600,000 | 600,000 | 0 | 0.09 | 0.10 | +0.01 | hold |
| WHITEBOX ADVISORS LLC | 300,000 | 300,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LINDEN ADVISORS LP | 1,100,000 | 1,100,000 | 0 | 0.06 | 0.06 | -0.00 | hold |
| LINDEN ADVISORS LP | 511,206 | 511,206 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 22,641 | 22,641 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Context Capital Management, LLC | 241,750 | 241,750 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Context Capital Management, LLC | 483,500 | 483,500 | 0 | 0.11 | 0.10 | -0.01 | hold |
| MMCAP International Inc. SPC | 1,200,000 | 1,200,000 | 0 | 1.05 | 1.05 | -0.01 | hold |
| MMCAP International Inc. SPC | 600,000 | 600,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| Polar Asset Management Partners Inc. | 250,000 | 250,000 | 0 | 0.06 | 0.05 | -0.01 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 800,000 | 800,000 | 0 | 0.13 | 0.12 | -0.01 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 400,000 | 400,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Magnetar Financial LLC | 375,000 | 375,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Magnetar Financial LLC | 750,000 | 750,000 | 0 | 0.08 | 0.07 | -0.01 | hold |
| J. Goldman & Co LP | 35,000 | 35,000 | 0 | 0.02 | 0.01 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 99,374 | 99,374 | 0 | 0.05 | 0.05 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 49,687 | 49,687 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 125,000 | 125,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 250,000 | 250,000 | 0 | 0.09 | 0.06 | -0.03 | hold |
| Verition Fund Management LLC | 1,189,759 | 1,189,759 | 0 | 0.12 | 0.09 | -0.03 | hold |
| Verition Fund Management LLC | 413,100 | 413,100 | 0 | 0.00 | 0.00 | -0.00 | hold |
| K2 PRINCIPAL FUND, L.P. | 113,158 | 113,158 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Alberta Investment Management Corp | 250,000 | 250,000 | 0 | 0.02 | 0.01 | -0.00 | hold |
| Alberta Investment Management Corp | 125,000 | 125,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Bulldog Investors, LLP | 218,562 | 218,562 | 0 | 0.50 | 0.49 | -0.01 | hold |
| Bulldog Investors, LLP | 35,000 | 35,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Westchester Capital Management, LLC | 671,583 | 671,583 | 0 | 0.33 | 0.35 | +0.02 | hold |
| Westchester Capital Management, LLC | 192,324 | 192,324 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Parallax Volatility Advisers, L.P. | 126,816 | 126,816 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 450,000 | 450,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 250,000 | 250,000 | 0 | 0.03 | 0.02 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 125,000 | 125,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DLD Asset Management, LP | 166,499 | 166,499 | 0 | 0.01 | 0.00 | -0.00 | hold |
| LMR Partners LLP | 600,000 | 600,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LMR Partners LLP | 1,200,000 | 1,200,000 | 0 | 0.11 | 0.09 | -0.02 | hold |
| Yakira Capital Management, Inc. | 130,272 | 130,272 | 0 | 0.39 | 0.40 | +0.01 | hold |
| First Trust Capital Management L.P. | 538,461 | 538,461 | 0 | 0.29 | 0.32 | +0.03 | hold |
| Governors Lane LP | 730,000 | 730,000 | 0 | 0.93 | 0.75 | -0.17 | hold |
| Governors Lane LP | 239,531 | 239,531 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Mint Tower Capital Management B.V. | 143,321 | 143,321 | 0 | 0.13 | 0.01 | -0.13 | hold |
| Mint Tower Capital Management B.V. | 286,642 | 286,642 | 0 | 0.27 | 0.35 | +0.08 | hold |
| Centiva Capital, LP | 450,000 | 450,000 | 0 | 0.21 | 0.16 | -0.06 | hold |
| Centiva Capital, LP | 75,000 | 75,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PERISCOPE CAPITAL INC. | 49,700 | 49,700 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PERISCOPE CAPITAL INC. | 235,000 | 235,000 | 0 | 0.42 | 0.38 | -0.03 | hold |
| HGC Investment Management Inc. | 550,000 | 550,000 | 0 | 1.24 | 1.12 | -0.12 | hold |
| HGC Investment Management Inc. | 225,000 | 225,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| FNY Investment Advisers, LLC | 20,000 | 20,000 | 0 | 0.09 | 0.07 | -0.01 | hold |
| Walleye Capital LLC | 260,447 | 260,447 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Walleye Capital LLC | 31,124 | 31,124 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Crossingbridge Advisors, LLC | 1,475,694 | 1,475,694 | 0 | 2.72 | 2.68 | -0.04 | hold |
| Ghisallo Capital Management LLC | 200,000 | 200,000 | 0 | 0.06 | 0.04 | -0.02 | hold |
| SONA ASSET MANAGEMENT (US) LLC | 450,000 | 450,000 | 0 | 0.18 | 0.17 | -0.00 | hold |
| READYSTATE ASSET MANAGEMENT LP | 55,100 | 55,100 | 0 | 0.03 | 0.02 | -0.01 | hold |
| Harraden Circle Investments, LLC | 2,291,633 | 2,291,633 | 0 | 0.16 | 0.10 | -0.05 | hold |
| JPMORGAN CHASE & CO | 50,000 | 50,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 49,429 | 49,429 | 0 | 0.02 | 0.02 | -0.00 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 98,857 | 98,857 | 0 | 1.07 | 0.98 | -0.10 | hold |
| Quarry LP | 20,000 | 20,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GOLDMAN SACHS GROUP INC | 221,170 | 221,170 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 0 | 0 | 0.01 | 0.01 | -0.00 | hold |
| JPMORGAN CHASE & CO | 39,894 | 39,866 | -28 | 0.00 | 0.00 | -0.00 | sell |
| Saba Capital Management, L.P. | 981,614 | 981,344 | -270 | 0.01 | 0.01 | -0.00 | sell |
| Karpus Management, Inc. | 519,000 | 518,500 | -500 | 0.16 | 0.15 | -0.01 | sell |
| GEODE CAPITAL MANAGEMENT, LLC | 20,206 | 19,241 | -965 | 0.00 | 0.00 | -0.00 | sell |