| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| First Trust Capital Management L.P. | 260,158 | 589,658 | +329,500 | 0.17 | 0.36 | +0.19 | buy |
| Radcliffe Capital Management, L.P. | 427,777 | 691,263 | +263,486 | 0.27 | 0.38 | +0.11 | buy |
| LINDEN ADVISORS LP | 900,000 | 1,100,000 | +200,000 | 0.06 | 0.07 | +0.01 | buy |
| BERKLEY W R CORP | 99,140 | 259,931 | +160,791 | 0.06 | 0.12 | +0.07 | buy |
| Shaolin Capital Management LLC | 147,473 | 307,701 | +160,228 | 0.00 | 0.00 | -0.00 | buy |
| Bulldog Investors, LLP | 70,000 | 218,562 | +148,562 | 0.16 | 0.49 | +0.33 | buy |
| Harraden Circle Investments, LLC | 2,189,699 | 2,291,633 | +101,934 | 0.24 | 0.13 | -0.11 | buy |
| CSS LLC/IL | 547,631 | 647,631 | +100,000 | 0.25 | 0.29 | +0.04 | buy |
| METEORA CAPITAL, LLC | 1,137,298 | 1,231,370 | +94,072 | 1.22 | 1.04 | -0.18 | buy |
| DLD Asset Management, LP | 250,006 | 333,341 | +83,335 | 0.18 | 0.25 | +0.07 | buy |
| PERISCOPE CAPITAL INC. | 125,229 | 202,229 | +77,000 | 0.20 | 0.23 | +0.03 | buy |
| K2 PRINCIPAL FUND, L.P. | 202,663 | 252,663 | +50,000 | 0.17 | 0.21 | +0.04 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 37,187 | 49,687 | +12,500 | 0.00 | 0.00 | -0.00 | buy |
| Westchester Capital Management, LLC | 52,272 | 52,529 | +257 | 0.02 | 0.02 | -0.00 | buy |
| Governors Lane LP | 240,000 | 239,531 | -469 | 0.01 | 0.00 | -0.01 | sell |
| Rangeley Capital, LLC | 84,180 | 62,530 | -21,650 | 0.74 | 0.52 | -0.21 | sell |
| Shaolin Capital Management LLC | 400,000 | 375,000 | -25,000 | 0.19 | 0.14 | -0.05 | sell |
| METEORA CAPITAL, LLC | 76,708 | 49,600 | -27,108 | 0.00 | 0.00 | -0.00 | sell |
| Wealthspring Capital LLC | 475,740 | 443,980 | -31,760 | 1.15 | 1.06 | -0.09 | sell |
| GLAZER CAPITAL, LLC | 75,000 | 0 | -75,000 | 0.00 | 0.00 | -0.00 | sell |
| MIZUHO SECURITIES USA LLC | 102,503 | 11,093 | -91,410 | 0.02 | 0.00 | -0.02 | sell |
| Harraden Circle Investments, LLC | 2,999,949 | 1,820,449 | -1,179,500 | 5.91 | 3.37 | -2.54 | sell |