| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Harraden Circle Investments, LLC | 2,189,699 | 2,291,633 | +101,934 | 0.24 | 0.13 | -0.11 | buy |
| Harraden Circle Investments, LLC | 2,999,949 | 1,820,449 | -1,179,500 | 5.91 | 3.37 | -2.54 | sell |
| Saba Capital Management, L.P. | 1,563,222 | 1,563,222 | 0 | 0.52 | 0.53 | +0.01 | hold |
| D. E. Shaw & Co., Inc. | 668,767 | 1,384,342 | +715,575 | 0.01 | 0.01 | +0.01 | buy |
| METEORA CAPITAL, LLC | 1,137,298 | 1,231,370 | +94,072 | 1.22 | 1.04 | -0.18 | buy |
| MMCAP International Inc. SPC | 1,200,000 | 1,200,000 | 0 | 1.41 | 1.21 | -0.20 | hold |
| LMR Partners LLP | 1,200,000 | 1,200,000 | 0 | 0.16 | 0.12 | -0.04 | hold |
| LINDEN ADVISORS LP | 900,000 | 1,100,000 | +200,000 | 0.06 | 0.07 | +0.01 | buy |
| Verition Fund Management LLC | 607,749 | 1,029,331 | +421,582 | 0.04 | 0.06 | +0.02 | buy |
| Saba Capital Management, L.P. | 981,614 | 981,614 | 0 | 0.02 | 0.01 | -0.01 | hold |
| TWO SIGMA INVESTMENTS, LP | 833,694 | 833,694 | 0 | 0.01 | 0.01 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 800,000 | 800,000 | 0 | 0.11 | 0.11 | +0.01 | hold |
| CSS LLC/IL | 761,739 | 761,739 | 0 | 0.03 | 0.01 | -0.01 | hold |
| Magnetar Financial LLC | 750,000 | 750,000 | 0 | 0.05 | 0.07 | +0.03 | hold |
| Governors Lane LP | 730,000 | 730,000 | 0 | 1.02 | 0.68 | -0.34 | hold |
| Radcliffe Capital Management, L.P. | 427,777 | 691,263 | +263,486 | 0.27 | 0.38 | +0.11 | buy |
| Verition Fund Management LLC | 276,397 | 688,100 | +411,703 | 0.00 | 0.00 | +0.00 | buy |
| AQR Arbitrage LLC | 671,326 | 671,326 | 0 | 0.17 | 0.14 | -0.03 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 900,000 | 670,000 | -230,000 | 0.02 | 0.01 | -0.01 | sell |
| CSS LLC/IL | 547,631 | 647,631 | +100,000 | 0.33 | 0.37 | +0.04 | buy |
| MMCAP International Inc. SPC | 600,000 | 600,000 | 0 | 0.04 | 0.02 | -0.02 | hold |
| LMR Partners LLP | 600,000 | 600,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TORONTO DOMINION BANK | 560,000 | 594,600 | +34,600 | 0.01 | 0.01 | -0.00 | buy |
| First Trust Capital Management L.P. | 260,158 | 589,658 | +329,500 | 0.17 | 0.36 | +0.19 | buy |
| HGC Investment Management Inc. | 550,000 | 550,000 | 0 | 1.36 | 1.18 | -0.18 | hold |
| LINDEN ADVISORS LP | 511,206 | 511,206 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Context Capital Management, LLC | 483,500 | 483,500 | 0 | 0.15 | 0.13 | -0.03 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 450,000 | 450,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Wealthspring Capital LLC | 475,740 | 443,980 | -31,760 | 1.15 | 1.06 | -0.09 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 86,473 | 414,028 | +327,555 | 0.01 | 0.06 | +0.05 | buy |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 400,000 | 400,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Westchester Capital Management, LLC | 384,654 | 384,654 | 0 | 0.21 | 0.19 | -0.02 | hold |
| Magnetar Financial LLC | 375,000 | 375,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Shaolin Capital Management LLC | 400,000 | 375,000 | -25,000 | 0.19 | 0.14 | -0.05 | sell |
| Centiva Capital, LP | 0 | 350,000 | +350,000 | 0.00 | 0.21 | +0.21 | buy |
| AQR Arbitrage LLC | 335,663 | 335,663 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DLD Asset Management, LP | 250,006 | 333,341 | +83,335 | 0.33 | 0.35 | +0.02 | buy |
| ARISTEIA CAPITAL, L.L.C. | 319,907 | 319,907 | 0 | 0.10 | 0.09 | -0.01 | hold |
| Shaolin Capital Management LLC | 147,473 | 307,701 | +160,228 | 0.00 | 0.00 | -0.00 | buy |
| Shay Capital LLC | 305,250 | 305,250 | 0 | 0.03 | 0.02 | -0.02 | hold |
| Mint Tower Capital Management B.V. | 286,642 | 286,642 | 0 | 0.36 | 0.35 | -0.01 | hold |
| UBS Group AG | 122,231 | 271,839 | +149,608 | 0.00 | 0.00 | +0.00 | buy |
| Walleye Capital LLC | 260,447 | 260,447 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BERKLEY W R CORP | 99,140 | 259,931 | +160,791 | 0.06 | 0.15 | +0.08 | buy |
| TORONTO DOMINION BANK | 112,007 | 254,427 | +142,420 | 0.00 | 0.00 | +0.00 | buy |
| K2 PRINCIPAL FUND, L.P. | 202,663 | 252,663 | +50,000 | 0.22 | 0.26 | +0.05 | buy |
| Polar Asset Management Partners Inc. | 250,000 | 250,000 | 0 | 0.05 | 0.05 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 250,000 | 250,000 | 0 | 0.05 | 0.05 | +0.00 | hold |
| Alberta Investment Management Corp | 0 | 250,000 | +250,000 | 0.00 | 0.02 | +0.02 | buy |
| PICTON MAHONEY ASSET MANAGEMENT | 250,000 | 250,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| Wealthspring Capital LLC | 250,000 | 250,000 | 0 | 0.03 | 0.02 | -0.01 | hold |
| Context Capital Management, LLC | 241,750 | 241,750 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Governors Lane LP | 240,000 | 239,531 | -469 | 0.02 | 0.01 | -0.01 | sell |
| HGC Investment Management Inc. | 225,000 | 225,000 | 0 | 0.03 | 0.01 | -0.02 | hold |
| TORONTO DOMINION BANK | 96,156 | 221,256 | +125,100 | 0.00 | 0.00 | +0.00 | buy |
| GOLDMAN SACHS GROUP INC | 221,170 | 221,170 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Bulldog Investors, LLP | 70,000 | 218,562 | +148,562 | 0.16 | 0.49 | +0.33 | buy |
| MILLENNIUM MANAGEMENT LLC | 55,000 | 217,460 | +162,460 | 0.00 | 0.00 | +0.00 | buy |
| PERISCOPE CAPITAL INC. | 125,229 | 202,229 | +77,000 | 0.31 | 0.40 | +0.09 | buy |
| GLAZER CAPITAL, LLC | 200,100 | 200,100 | 0 | 0.07 | 0.05 | -0.01 | hold |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 200,000 | 200,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Ghisallo Capital Management LLC | 200,000 | 200,000 | 0 | 0.07 | 0.09 | +0.02 | hold |
| CITADEL ADVISORS LLC | 503,330 | 199,358 | -303,972 | 0.00 | 0.00 | -0.00 | sell |
| J. Goldman & Co LP | 192,498 | 192,498 | 0 | 0.07 | 0.08 | +0.00 | hold |
| DLD Asset Management, LP | 0 | 166,499 | +166,499 | 0.00 | 0.01 | +0.01 | buy |
| ARISTEIA CAPITAL, L.L.C. | 159,953 | 159,953 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Parallax Volatility Advisers, L.P. | 0 | 152,038 | +152,038 | 0.00 | 0.05 | +0.05 | buy |
| Mint Tower Capital Management B.V. | 143,321 | 143,321 | 0 | 0.18 | 0.17 | -0.01 | hold |
| Yakira Capital Management, Inc. | 133,016 | 133,016 | 0 | 0.52 | 0.46 | -0.06 | hold |
| Polar Asset Management Partners Inc. | 125,000 | 125,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 125,000 | 125,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Alberta Investment Management Corp | 0 | 125,000 | +125,000 | 0.00 | 0.00 | +0.00 | buy |
| PICTON MAHONEY ASSET MANAGEMENT | 125,000 | 125,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Parallax Volatility Advisers, L.P. | 86,201 | 117,511 | +31,310 | 0.00 | 0.00 | -0.00 | buy |
| Radcliffe Capital Management, L.P. | 113,810 | 113,810 | 0 | 0.00 | 0.00 | -0.00 | hold |
| K2 PRINCIPAL FUND, L.P. | 113,158 | 113,158 | 0 | 0.01 | 0.00 | -0.00 | hold |
| StoneX Group Inc. | 0 | 112,428 | +112,428 | 0.00 | 0.05 | +0.05 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 110,585 | 110,585 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Virtu Financial LLC | 17,658 | 107,910 | +90,252 | 0.01 | 0.04 | +0.03 | buy |
| MILLENNIUM MANAGEMENT LLC | 283,170 | 101,055 | -182,115 | 0.00 | 0.00 | -0.00 | sell |
| OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) | 100,000 | 100,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 74,374 | 99,374 | +25,000 | 0.04 | 0.05 | +0.00 | buy |
| GRITSTONE ASSET MANAGEMENT LLC | 98,857 | 98,857 | 0 | 1.03 | 0.95 | -0.08 | hold |
| Schonfeld Strategic Advisors LLC | 50,000 | 78,900 | +28,900 | 0.00 | 0.00 | +0.00 | buy |
| Centiva Capital, LP | 0 | 75,000 | +75,000 | 0.00 | 0.00 | +0.00 | buy |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 93,600 | 73,599 | -20,001 | 0.00 | 0.00 | -0.00 | sell |
| Rangeley Capital, LLC | 84,180 | 62,530 | -21,650 | 0.80 | 0.54 | -0.26 | sell |
| READYSTATE ASSET MANAGEMENT LP | 55,100 | 55,100 | 0 | 0.03 | 0.02 | -0.00 | hold |
| Westchester Capital Management, LLC | 52,272 | 52,529 | +257 | 0.03 | 0.02 | -0.00 | buy |
| CITADEL ADVISORS LLC | 53,489 | 50,387 | -3,102 | 0.00 | 0.00 | -0.00 | sell |
| D. E. Shaw & Co., Inc. | 50,000 | 50,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| JPMORGAN CHASE & CO | 50,000 | 50,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PERISCOPE CAPITAL INC. | 49,300 | 49,700 | +400 | 0.01 | 0.00 | -0.00 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 37,187 | 49,687 | +12,500 | 0.00 | 0.00 | -0.00 | buy |
| METEORA CAPITAL, LLC | 76,708 | 49,600 | -27,108 | 0.00 | 0.00 | -0.00 | sell |
| GRITSTONE ASSET MANAGEMENT LLC | 49,429 | 49,429 | 0 | 0.03 | 0.01 | -0.01 | hold |
| Quarry LP | 40,000 | 40,000 | 0 | 0.10 | 0.07 | -0.03 | hold |
| ABC ARBITRAGE SA | 0 | 40,000 | +40,000 | 0.00 | 0.04 | +0.04 | buy |
| JPMORGAN CHASE & CO | 46,722 | 39,840 | -6,882 | 0.00 | 0.00 | -0.00 | sell |
| Bulldog Investors, LLP | 35,000 | 35,000 | 0 | 0.00 | 0.00 | +0.00 | hold |