| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| METEORA CAPITAL, LLC | 5,755,598 | 5,682,665 | -72,933 | 0.16 | 0.09 | -0.06 | sell |
| METEORA CAPITAL, LLC | 2,276,418 | 2,266,418 | -10,000 | 1.93 | 1.70 | -0.23 | sell |
| Verition Fund Management LLC | 1,187,208 | 1,240,192 | +52,984 | 0.00 | 0.00 | +0.00 | buy |
| GLAZER CAPITAL, LLC | 1,140,891 | 1,231,237 | +90,346 | 0.30 | 0.27 | -0.04 | buy |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 1,200,000 | 1,200,000 | 0 | 0.17 | 0.19 | +0.02 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 1,200,000 | 1,200,000 | 0 | 0.01 | 0.00 | -0.00 | hold |
| TORONTO DOMINION BANK | 1,170,600 | 1,170,600 | 0 | 0.02 | 0.02 | +0.00 | hold |
| AQR Arbitrage LLC | 1,050,125 | 1,026,050 | -24,075 | 0.01 | 0.00 | -0.00 | sell |
| Westchester Capital Management, LLC | 650,000 | 1,000,000 | +350,000 | 0.31 | 0.49 | +0.18 | buy |
| AQR Arbitrage LLC | 1,040,125 | 989,233 | -50,892 | 0.22 | 0.16 | -0.06 | sell |
| Verition Fund Management LLC | 978,322 | 914,998 | -63,324 | 0.05 | 0.09 | +0.04 | sell |
| MILLENNIUM MANAGEMENT LLC | 808,737 | 893,247 | +84,510 | 0.01 | 0.01 | +0.00 | buy |
| LINDEN ADVISORS LP | 846,325 | 846,325 | 0 | 0.00 | 0.00 | -0.00 | hold |
| D. E. Shaw & Co., Inc. | 633,957 | 842,761 | +208,804 | 0.00 | 0.01 | +0.00 | buy |
| Magnetar Financial LLC | 730,033 | 730,033 | 0 | 0.07 | 0.08 | +0.00 | hold |
| Magnetar Financial LLC | 730,033 | 730,033 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 725,000 | 725,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| LINDEN ADVISORS LP | 700,000 | 700,000 | 0 | 0.04 | 0.04 | -0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 700,000 | 700,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 650,000 | 650,000 | 0 | 0.07 | 0.07 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 650,000 | 650,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MILLENNIUM MANAGEMENT LLC | 602,600 | 646,192 | +43,592 | 0.00 | 0.00 | -0.00 | buy |
| TORONTO DOMINION BANK | 610,015 | 622,010 | +11,995 | 0.00 | 0.00 | -0.00 | buy |
| Polar Asset Management Partners Inc. | 600,000 | 600,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LMR Partners LLP | 600,000 | 600,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LMR Partners LLP | 600,000 | 600,000 | 0 | 0.06 | 0.06 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 545,628 | 545,628 | 0 | 0.30 | 0.42 | +0.12 | hold |
| Radcliffe Capital Management, L.P. | 503,394 | 503,394 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Harraden Circle Investments, LLC | 455,131 | 455,131 | 0 | 0.03 | 0.02 | -0.01 | hold |
| Wealthspring Capital LLC | 443,770 | 432,870 | -10,900 | 0.03 | 0.02 | -0.01 | sell |
| Wealthspring Capital LLC | 441,520 | 430,620 | -10,900 | 1.05 | 1.04 | -0.01 | sell |
| K2 PRINCIPAL FUND, L.P. | 328,278 | 401,693 | +73,415 | 0.01 | 0.01 | -0.00 | buy |
| Polar Asset Management Partners Inc. | 600,000 | 400,000 | -200,000 | 0.12 | 0.10 | -0.02 | sell |
| Alberta Investment Management Corp | 400,000 | 400,000 | 0 | 0.02 | 0.03 | +0.00 | hold |
| Alberta Investment Management Corp | 400,000 | 400,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 399,872 | 399,872 | 0 | 0.01 | 0.00 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 397,500 | 397,500 | 0 | 0.19 | 0.20 | +0.01 | hold |
| First Trust Capital Management L.P. | 400,000 | 392,300 | -7,700 | 0.25 | 0.21 | -0.04 | sell |
| Shaolin Capital Management LLC | 368,716 | 368,716 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Hudson Bay Capital Management LP | 368,363 | 368,363 | 0 | 0.02 | 0.02 | +0.00 | hold |
| Hudson Bay Capital Management LP | 368,363 | 368,363 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Karpus Management, Inc. | 346,940 | 346,940 | 0 | 0.09 | 0.11 | +0.02 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 318,798 | 318,798 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GOLDMAN SACHS GROUP INC | 318,798 | 318,798 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Schonfeld Strategic Advisors LLC | 295,000 | 304,773 | +9,773 | 0.02 | 0.03 | +0.01 | buy |
| SONA ASSET MANAGEMENT (US) LLC | 0 | 304,000 | +304,000 | 0.00 | 0.12 | +0.12 | buy |
| ARISTEIA CAPITAL, L.L.C. | 300,000 | 300,000 | 0 | 0.09 | 0.07 | -0.02 | hold |
| ARISTEIA CAPITAL, L.L.C. | 300,000 | 300,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Context Capital Management, LLC | 300,000 | 300,000 | 0 | 0.08 | 0.07 | -0.01 | hold |
| Context Capital Management, LLC | 300,000 | 300,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PERISCOPE CAPITAL INC. | 350,951 | 300,000 | -50,951 | 0.69 | 0.53 | -0.16 | sell |
| DLD Asset Management, LP | 288,333 | 288,333 | 0 | 0.01 | 0.01 | -0.00 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 297,593 | 280,317 | -17,276 | 0.04 | 0.04 | +0.00 | sell |
| PERISCOPE CAPITAL INC. | 271,251 | 271,251 | 0 | 0.02 | 0.01 | -0.01 | hold |
| Mint Tower Capital Management B.V. | 250,000 | 250,000 | 0 | 0.31 | 0.23 | -0.07 | hold |
| Mint Tower Capital Management B.V. | 250,000 | 250,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Crossingbridge Advisors, LLC | 0 | 250,000 | +250,000 | 0.00 | 0.46 | +0.46 | buy |
| READYSTATE ASSET MANAGEMENT LP | 250,000 | 250,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| READYSTATE ASSET MANAGEMENT LP | 230,000 | 230,000 | 0 | 0.10 | 0.14 | +0.03 | hold |
| K2 PRINCIPAL FUND, L.P. | 215,031 | 215,031 | 0 | 0.22 | 0.23 | +0.01 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 700,000 | 200,000 | -500,000 | 0.01 | 0.00 | -0.01 | sell |
| Shaolin Capital Management LLC | 200,000 | 200,000 | 0 | 0.08 | 0.08 | +0.01 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 200,000 | 200,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GLAZER CAPITAL, LLC | 193,684 | 193,684 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Schonfeld Strategic Advisors LLC | 185,000 | 185,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TORONTO DOMINION BANK | 1,170,600 | 150,951 | -1,019,649 | 0.02 | 0.00 | -0.02 | sell |
| WHITEBOX ADVISORS LLC | 0 | 150,000 | +150,000 | 0.00 | 0.02 | +0.02 | buy |
| WHITEBOX ADVISORS LLC | 0 | 150,000 | +150,000 | 0.00 | 0.00 | +0.00 | buy |
| MOORE CAPITAL MANAGEMENT, LP | 150,000 | 150,000 | 0 | 0.03 | 0.06 | +0.02 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 150,000 | 150,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Westchester Capital Management, LLC | 0 | 150,000 | +150,000 | 0.00 | 0.00 | +0.00 | buy |
| DLD Asset Management, LP | 200,200 | 150,000 | -50,200 | 0.21 | 0.15 | -0.06 | sell |
| HGC Investment Management Inc. | 150,000 | 150,000 | 0 | 0.33 | 0.34 | +0.01 | hold |
| Bulldog Investors, LLP | 100,000 | 100,000 | 0 | 0.22 | 0.23 | +0.00 | hold |
| Bulldog Investors, LLP | 100,000 | 100,000 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Governors Lane LP | 100,000 | 100,000 | 0 | 0.09 | 0.13 | +0.03 | hold |
| Governors Lane LP | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Centiva Capital, LP | 100,000 | 100,000 | 0 | 0.06 | 0.05 | -0.01 | hold |
| Centiva Capital, LP | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Jain Global LLC | 100,000 | 100,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 82,500 | 82,640 | +140 | 0.00 | 0.00 | -0.00 | buy |
| HGC Investment Management Inc. | 66,869 | 66,869 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 50,000 | 50,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Warberg Asset Management LLC | 49,900 | 49,900 | 0 | 0.15 | 0.15 | -0.00 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 49,430 | 49,430 | 0 | 0.02 | 0.01 | -0.00 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 49,429 | 49,429 | 0 | 0.48 | 0.54 | +0.06 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 36,817 | +36,817 | 0.00 | 0.00 | +0.00 | buy |
| ABC ARBITRAGE SA | 30,000 | 30,000 | 0 | 0.03 | 0.04 | +0.01 | hold |
| MIZUHO SECURITIES USA LLC | 212,668 | 28,231 | -184,437 | 0.04 | 0.01 | -0.03 | sell |
| StoneX Group Inc. | 29,201 | 27,400 | -1,801 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 19,554 | 9,554 | -10,000 | 0.00 | 0.00 | -0.00 | sell |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 1,201 | +1,201 | 0.00 | 0.00 | +0.00 | buy |
| CSS LLC/IL | 57,100 | 0 | -57,100 | 0.03 | 0.00 | -0.03 | sell |
| STEADFAST CAPITAL MANAGEMENT LP | 100,000 | 0 | -100,000 | 0.02 | 0.00 | -0.02 | sell |
| Westchester Capital Management, LLC | 150,000 | 0 | -150,000 | 0.07 | 0.00 | -0.07 | sell |
| Virtu Financial LLC | 47,181 | 0 | -47,181 | 0.02 | 0.00 | -0.02 | sell |