| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 1,201 | 213,715 | +212,514 | 0.00 | 0.07 | +0.07 | buy |
| Harraden Circle Investments, LLC | 455,131 | 612,804 | +157,673 | 0.02 | 0.02 | -0.00 | buy |
| Alpine Global Management, LLC | 0 | 120,417 | +120,417 | 0.00 | 0.00 | +0.00 | buy |
| K2 PRINCIPAL FUND, L.P. | 401,693 | 454,535 | +52,842 | 0.01 | 0.01 | +0.00 | buy |
| Crossingbridge Advisors, LLC | 250,000 | 300,000 | +50,000 | 0.46 | 0.54 | +0.08 | buy |
| K2 PRINCIPAL FUND, L.P. | 215,031 | 243,140 | +28,109 | 0.23 | 0.23 | -0.00 | buy |
| StoneX Group Inc. | 27,400 | 54,800 | +27,400 | 0.00 | 0.00 | +0.00 | buy |
| Polar Asset Management Partners Inc. | 600,000 | 625,000 | +25,000 | 0.00 | 0.00 | -0.00 | buy |
| D. E. Shaw & Co., Inc. | 842,761 | 867,120 | +24,359 | 0.01 | 0.01 | -0.00 | buy |
| Schonfeld Strategic Advisors LLC | 304,773 | 325,000 | +20,227 | 0.03 | 0.02 | -0.01 | buy |
| Arax Advisory Partners | 0 | 9,980 | +9,980 | 0.00 | 0.00 | +0.00 | buy |
| Arax Advisory Partners | 0 | 9,980 | +9,980 | 0.00 | 0.00 | +0.00 | buy |
| AQR Arbitrage LLC | 1,026,050 | 1,034,867 | +8,817 | 0.00 | 0.00 | +0.00 | buy |
| AQR Arbitrage LLC | 989,233 | 992,433 | +3,200 | 0.16 | 0.15 | -0.02 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 280,317 | 282,093 | +1,776 | 0.04 | 0.04 | -0.01 | buy |
| BOOTHBAY FUND MANAGEMENT, LLC | 82,640 | 83,400 | +760 | 0.00 | 0.00 | +0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 893,247 | 893,250 | +3 | 0.01 | 0.01 | -0.00 | buy |
| Karpus Management, Inc. | 346,940 | 346,940 | 0 | 0.11 | 0.10 | -0.01 | hold |
| GLAZER CAPITAL, LLC | 193,684 | 193,684 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 300,000 | 300,000 | 0 | 0.07 | 0.05 | -0.02 | hold |
| ARISTEIA CAPITAL, L.L.C. | 300,000 | 300,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 36,817 | 36,817 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 318,798 | 318,798 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 725,000 | 725,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 503,394 | 503,394 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Radcliffe Capital Management, L.P. | 545,628 | 545,628 | 0 | 0.42 | 0.43 | +0.01 | hold |
| WHITEBOX ADVISORS LLC | 150,000 | 150,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| WHITEBOX ADVISORS LLC | 150,000 | 150,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MILLENNIUM MANAGEMENT LLC | 646,192 | 646,192 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LINDEN ADVISORS LP | 700,000 | 700,000 | 0 | 0.04 | 0.04 | -0.00 | hold |
| LINDEN ADVISORS LP | 846,325 | 846,325 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Context Capital Management, LLC | 300,000 | 300,000 | 0 | 0.07 | 0.06 | -0.01 | hold |
| Context Capital Management, LLC | 300,000 | 300,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 400,000 | 400,000 | 0 | 0.10 | 0.08 | -0.02 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 1,200,000 | 1,200,000 | 0 | 0.19 | 0.17 | -0.01 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 1,200,000 | 1,200,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Magnetar Financial LLC | 730,033 | 730,033 | 0 | 0.08 | 0.07 | -0.01 | hold |
| Magnetar Financial LLC | 730,033 | 730,033 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Hudson Bay Capital Management LP | 368,363 | 368,363 | 0 | 0.02 | 0.02 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 397,500 | 397,500 | 0 | 0.20 | 0.20 | -0.01 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 399,872 | 399,872 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 150,000 | 150,000 | 0 | 0.06 | 0.04 | -0.02 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 150,000 | 150,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Verition Fund Management LLC | 914,998 | 914,998 | 0 | 0.09 | 0.07 | -0.02 | hold |
| Verition Fund Management LLC | 1,240,192 | 1,240,192 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Alberta Investment Management Corp | 400,000 | 400,000 | 0 | 0.03 | 0.02 | -0.00 | hold |
| Alberta Investment Management Corp | 400,000 | 400,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Bulldog Investors, LLP | 100,000 | 100,000 | 0 | 0.23 | 0.23 | -0.00 | hold |
| Bulldog Investors, LLP | 100,000 | 100,000 | 0 | 0.00 | 0.01 | +0.00 | hold |
| Westchester Capital Management, LLC | 1,000,000 | 1,000,000 | 0 | 0.49 | 0.52 | +0.03 | hold |
| Westchester Capital Management, LLC | 150,000 | 150,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 200,000 | 200,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 700,000 | 700,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 650,000 | 650,000 | 0 | 0.07 | 0.06 | -0.01 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 650,000 | 650,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 50,000 | 50,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| DLD Asset Management, LP | 150,000 | 150,000 | 0 | 0.15 | 0.13 | -0.03 | hold |
| DLD Asset Management, LP | 288,333 | 288,333 | 0 | 0.01 | 0.01 | -0.00 | hold |
| LMR Partners LLP | 600,000 | 600,000 | 0 | 0.06 | 0.05 | -0.01 | hold |
| LMR Partners LLP | 600,000 | 600,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Warberg Asset Management LLC | 49,900 | 49,900 | 0 | 0.15 | 0.15 | +0.00 | hold |
| First Trust Capital Management L.P. | 392,300 | 392,300 | 0 | 0.21 | 0.24 | +0.03 | hold |
| Governors Lane LP | 100,000 | 100,000 | 0 | 0.13 | 0.10 | -0.02 | hold |
| Governors Lane LP | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Mint Tower Capital Management B.V. | 250,000 | 250,000 | 0 | 0.23 | 0.30 | +0.07 | hold |
| Mint Tower Capital Management B.V. | 250,000 | 250,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Centiva Capital, LP | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Centiva Capital, LP | 100,000 | 100,000 | 0 | 0.05 | 0.03 | -0.01 | hold |
| PERISCOPE CAPITAL INC. | 300,000 | 300,000 | 0 | 0.53 | 0.49 | -0.04 | hold |
| PERISCOPE CAPITAL INC. | 271,251 | 271,251 | 0 | 0.01 | 0.01 | +0.00 | hold |
| HGC Investment Management Inc. | 150,000 | 150,000 | 0 | 0.34 | 0.31 | -0.03 | hold |
| HGC Investment Management Inc. | 66,869 | 66,869 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Wealthspring Capital LLC | 432,870 | 432,870 | 0 | 0.02 | 0.02 | -0.00 | hold |
| SONA ASSET MANAGEMENT (US) LLC | 304,000 | 304,000 | 0 | 0.12 | 0.12 | -0.00 | hold |
| READYSTATE ASSET MANAGEMENT LP | 230,000 | 230,000 | 0 | 0.14 | 0.10 | -0.04 | hold |
| READYSTATE ASSET MANAGEMENT LP | 250,000 | 250,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 49,429 | 49,429 | 0 | 0.54 | 0.49 | -0.05 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 49,430 | 49,430 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Jain Global LLC | 100,000 | 100,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| ABC ARBITRAGE SA | 30,000 | 30,000 | 0 | 0.04 | 0.03 | -0.01 | hold |
| GOLDMAN SACHS GROUP INC | 318,798 | 318,798 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 200,000 | 200,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GLAZER CAPITAL, LLC | 1,231,237 | 1,231,229 | -8 | 0.27 | 0.31 | +0.05 | sell |
| METEORA CAPITAL, LLC | 2,266,418 | 2,266,407 | -11 | 1.70 | 1.94 | +0.24 | sell |
| Wealthspring Capital LLC | 430,620 | 429,620 | -1,000 | 1.04 | 0.99 | -0.05 | sell |
| MIZUHO SECURITIES USA LLC | 28,231 | 25,003 | -3,228 | 0.01 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 9,554 | 1,159 | -8,395 | 0.00 | 0.00 | -0.00 | sell |
| Schonfeld Strategic Advisors LLC | 185,000 | 175,000 | -10,000 | 0.00 | 0.00 | -0.00 | sell |
| Hudson Bay Capital Management LP | 368,363 | 340,363 | -28,000 | 0.00 | 0.00 | -0.00 | sell |
| TORONTO DOMINION BANK | 622,010 | 550,000 | -72,010 | 0.00 | 0.00 | -0.00 | sell |
| Shaolin Capital Management LLC | 368,716 | 287,051 | -81,665 | 0.00 | 0.00 | +0.00 | sell |
| Shaolin Capital Management LLC | 200,000 | 114,599 | -85,401 | 0.08 | 0.07 | -0.02 | sell |
| METEORA CAPITAL, LLC | 5,682,665 | 5,532,951 | -149,714 | 0.09 | 0.11 | +0.01 | sell |
| TORONTO DOMINION BANK | 1,170,600 | 851,478 | -319,122 | 0.02 | 0.01 | -0.01 | sell |
| TORONTO DOMINION BANK | 1,170,600 | 226,962 | -943,638 | 0.02 | 0.00 | -0.02 | sell |