| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Radcliffe Capital Management, L.P. | 50,339 | 503,394 | +453,055 | 0.03 | 0.01 | -0.02 | buy |
| Alberta Investment Management Corp | 0 | 400,000 | +400,000 | 0.00 | 0.02 | +0.02 | buy |
| Alberta Investment Management Corp | 0 | 400,000 | +400,000 | 0.00 | 0.00 | +0.00 | buy |
| Wealthspring Capital LLC | 77,480 | 443,770 | +366,290 | 0.00 | 0.03 | +0.03 | buy |
| Wealthspring Capital LLC | 77,480 | 441,520 | +364,040 | 0.18 | 1.05 | +0.87 | buy |
| Harraden Circle Investments, LLC | 123,244 | 455,131 | +331,887 | 0.01 | 0.03 | +0.02 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 318,798 | +318,798 | 0.00 | 0.00 | +0.00 | buy |
| DLD Asset Management, LP | 0 | 288,333 | +288,333 | 0.00 | 0.01 | +0.01 | buy |
| METEORA CAPITAL, LLC | 5,501,707 | 5,755,598 | +253,891 | 0.13 | 0.16 | +0.03 | buy |
| READYSTATE ASSET MANAGEMENT LP | 0 | 230,000 | +230,000 | 0.00 | 0.10 | +0.10 | buy |
| READYSTATE ASSET MANAGEMENT LP | 25,000 | 250,000 | +225,000 | 0.00 | 0.00 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 474,100 | 633,957 | +159,857 | 0.00 | 0.00 | +0.00 | buy |
| Westchester Capital Management, LLC | 500,000 | 650,000 | +150,000 | 0.26 | 0.31 | +0.05 | buy |
| MILLENNIUM MANAGEMENT LLC | 700,000 | 808,737 | +108,737 | 0.01 | 0.01 | +0.00 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 297,500 | 399,872 | +102,372 | 0.00 | 0.01 | +0.00 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 297,500 | 397,500 | +100,000 | 0.17 | 0.19 | +0.02 | buy |
| Radcliffe Capital Management, L.P. | 469,046 | 545,628 | +76,582 | 0.29 | 0.30 | +0.01 | buy |
| Karpus Management, Inc. | 304,115 | 346,940 | +42,825 | 0.10 | 0.09 | -0.00 | buy |
| ABC ARBITRAGE SA | 0 | 30,000 | +30,000 | 0.00 | 0.03 | +0.03 | buy |
| Shaolin Capital Management LLC | 350,000 | 368,716 | +18,716 | 0.00 | 0.00 | +0.00 | buy |
| Verition Fund Management LLC | 963,057 | 978,322 | +15,265 | 0.05 | 0.05 | -0.00 | buy |
| StoneX Group Inc. | 20,890 | 29,201 | +8,311 | 0.00 | 0.00 | +0.00 | buy |
| K2 PRINCIPAL FUND, L.P. | 326,246 | 328,278 | +2,032 | 0.01 | 0.01 | +0.00 | buy |
| PERISCOPE CAPITAL INC. | 350,000 | 350,951 | +951 | 0.85 | 0.69 | -0.16 | buy |
| DLD Asset Management, LP | 200,000 | 200,200 | +200 | 0.26 | 0.21 | -0.05 | buy |
| ARISTEIA CAPITAL, L.L.C. | 300,000 | 300,000 | 0 | 0.09 | 0.09 | -0.01 | hold |
| ARISTEIA CAPITAL, L.L.C. | 300,000 | 300,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CSS LLC/IL | 57,100 | 57,100 | 0 | 0.03 | 0.03 | -0.00 | hold |
| OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) | 200,000 | 200,000 | 0 | 0.06 | 0.05 | -0.01 | hold |
| AQR Arbitrage LLC | 1,040,125 | 1,040,125 | 0 | 0.26 | 0.22 | -0.04 | hold |
| TWO SIGMA INVESTMENTS, LP | 725,000 | 725,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| STEADFAST CAPITAL MANAGEMENT LP | 100,000 | 100,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| LINDEN ADVISORS LP | 700,000 | 700,000 | 0 | 0.05 | 0.04 | -0.00 | hold |
| LINDEN ADVISORS LP | 846,325 | 846,325 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Context Capital Management, LLC | 300,000 | 300,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Context Capital Management, LLC | 300,000 | 300,000 | 0 | 0.09 | 0.08 | -0.01 | hold |
| Polar Asset Management Partners Inc. | 600,000 | 600,000 | 0 | 0.12 | 0.12 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 600,000 | 600,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 1,200,000 | 1,200,000 | 0 | 0.16 | 0.17 | +0.01 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 1,200,000 | 1,200,000 | 0 | 0.00 | 0.01 | +0.00 | hold |
| Magnetar Financial LLC | 730,033 | 730,033 | 0 | 0.04 | 0.07 | +0.03 | hold |
| Magnetar Financial LLC | 730,033 | 730,033 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Hudson Bay Capital Management LP | 368,363 | 368,363 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Hudson Bay Capital Management LP | 368,363 | 368,363 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 150,000 | 150,000 | 0 | 0.03 | 0.03 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 150,000 | 150,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| K2 PRINCIPAL FUND, L.P. | 215,031 | 215,031 | 0 | 0.23 | 0.22 | -0.00 | hold |
| Bulldog Investors, LLP | 100,000 | 100,000 | 0 | 0.23 | 0.22 | -0.01 | hold |
| Bulldog Investors, LLP | 100,000 | 100,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Westchester Capital Management, LLC | 150,000 | 150,000 | 0 | 0.08 | 0.07 | -0.01 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 700,000 | 700,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 700,000 | 700,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 650,000 | 650,000 | 0 | 0.08 | 0.07 | -0.01 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 650,000 | 650,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 50,000 | 50,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 82,500 | 82,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LMR Partners LLP | 600,000 | 600,000 | 0 | 0.08 | 0.06 | -0.02 | hold |
| LMR Partners LLP | 600,000 | 600,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Warberg Asset Management LLC | 49,900 | 49,900 | 0 | 0.14 | 0.15 | +0.01 | hold |
| First Trust Capital Management L.P. | 400,000 | 400,000 | 0 | 0.26 | 0.25 | -0.01 | hold |
| Governors Lane LP | 100,000 | 100,000 | 0 | 0.14 | 0.09 | -0.04 | hold |
| Governors Lane LP | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Mint Tower Capital Management B.V. | 250,000 | 250,000 | 0 | 0.31 | 0.31 | -0.01 | hold |
| Mint Tower Capital Management B.V. | 250,000 | 250,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Centiva Capital, LP | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Centiva Capital, LP | 100,000 | 100,000 | 0 | 0.09 | 0.06 | -0.03 | hold |
| PERISCOPE CAPITAL INC. | 271,251 | 271,251 | 0 | 0.01 | 0.02 | +0.00 | hold |
| HGC Investment Management Inc. | 150,000 | 150,000 | 0 | 0.37 | 0.33 | -0.04 | hold |
| HGC Investment Management Inc. | 66,869 | 66,869 | 0 | 0.00 | 0.00 | +0.00 | hold |
| METEORA CAPITAL, LLC | 2,276,418 | 2,276,418 | 0 | 2.41 | 1.93 | -0.49 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 49,429 | 49,429 | 0 | 0.51 | 0.48 | -0.03 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 49,430 | 49,430 | 0 | 0.01 | 0.02 | +0.00 | hold |
| Jain Global LLC | 100,000 | 100,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| GOLDMAN SACHS GROUP INC | 318,798 | 318,798 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 200,000 | 200,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 302,624 | 297,593 | -5,031 | 0.04 | 0.04 | -0.00 | sell |
| Verition Fund Management LLC | 1,195,308 | 1,187,208 | -8,100 | 0.00 | 0.00 | +0.00 | sell |
| GLAZER CAPITAL, LLC | 1,155,002 | 1,140,891 | -14,111 | 0.39 | 0.30 | -0.08 | sell |
| Parallax Volatility Advisers, L.P. | 29,503 | 0 | -29,503 | 0.01 | 0.00 | -0.01 | sell |
| HighTower Advisors, LLC | 30,000 | 0 | -30,000 | 0.00 | 0.00 | -0.00 | sell |
| Schonfeld Strategic Advisors LLC | 338,469 | 295,000 | -43,469 | 0.02 | 0.02 | -0.01 | sell |
| MILLENNIUM MANAGEMENT LLC | 647,500 | 602,600 | -44,900 | 0.00 | 0.00 | +0.00 | sell |
| TORONTO DOMINION BANK | 658,029 | 610,015 | -48,014 | 0.00 | 0.00 | +0.00 | sell |
| StoneX Group Inc. | 50,000 | 0 | -50,000 | 0.02 | 0.00 | -0.02 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 71,390 | 19,554 | -51,836 | 0.00 | 0.00 | -0.00 | sell |
| Shaolin Capital Management LLC | 275,000 | 200,000 | -75,000 | 0.13 | 0.08 | -0.05 | sell |
| MIZUHO SECURITIES USA LLC | 296,556 | 212,668 | -83,888 | 0.06 | 0.04 | -0.03 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 102,372 | 0 | -102,372 | 0.06 | 0.00 | -0.06 | sell |
| Virtu Financial LLC | 154,663 | 47,181 | -107,482 | 0.09 | 0.02 | -0.07 | sell |
| TORONTO DOMINION BANK | 1,279,560 | 1,170,600 | -108,960 | 0.02 | 0.02 | -0.00 | sell |
| WHITEBOX ADVISORS LLC | 150,000 | 0 | -150,000 | 0.03 | 0.00 | -0.03 | sell |
| WHITEBOX ADVISORS LLC | 150,000 | 0 | -150,000 | 0.00 | 0.00 | -0.00 | sell |
| Schonfeld Strategic Advisors LLC | 341,600 | 185,000 | -156,600 | 0.00 | 0.00 | -0.00 | sell |
| READYSTATE ASSET MANAGEMENT LP | 225,000 | 0 | -225,000 | 0.11 | 0.00 | -0.11 | sell |
| AQR Arbitrage LLC | 1,368,923 | 1,050,125 | -318,798 | 0.01 | 0.01 | -0.00 | sell |
| Wealthspring Capital LLC | 366,290 | 0 | -366,290 | 0.89 | 0.00 | -0.89 | sell |
| GLAZER CAPITAL, LLC | 574,964 | 193,684 | -381,280 | 0.00 | 0.00 | -0.00 | sell |
| Alberta Investment Management Corp | 400,000 | 0 | -400,000 | 0.03 | 0.00 | -0.03 | sell |