| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Harraden Circle Investments, LLC | 689,580 | 689,580 | 0 | 0.03 | 0.03 | -0.00 | hold |
| MIZUHO SECURITIES USA LLC | 685,965 | 685,965 | 0 | 0.11 | 0.16 | +0.05 | hold |
| JPMORGAN CHASE & CO | 0 | 669,269 | +669,269 | 0.00 | 0.00 | +0.00 | buy |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 466,132 | 669,269 | +203,137 | 0.01 | 0.01 | +0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 517,147 | 511,010 | -6,137 | 0.07 | 0.08 | +0.01 | sell |
| Westchester Capital Management, LLC | 375,000 | 375,000 | 0 | 0.18 | 0.18 | +0.01 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 295,706 | 295,706 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Shaolin Capital Management LLC | 381,294 | 282,294 | -99,000 | 0.14 | 0.12 | -0.02 | sell |
| Polar Asset Management Partners Inc. | 250,000 | 250,000 | 0 | 0.05 | 0.06 | +0.01 | hold |
| Polar Asset Management Partners Inc. | 250,000 | 250,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Hudson Bay Capital Management LP | 250,000 | 250,000 | 0 | 0.01 | 0.02 | +0.00 | hold |
| Hudson Bay Capital Management LP | 250,000 | 250,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 250,000 | +250,000 | 0.00 | 0.13 | +0.13 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 250,000 | +250,000 | 0.00 | 0.00 | +0.00 | buy |
| MANGROVE PARTNERS IM, LLC | 250,000 | 250,000 | 0 | 0.20 | 0.21 | +0.00 | hold |
| MANGROVE PARTNERS IM, LLC | 249,800 | 249,800 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Shaolin Capital Management LLC | 230,000 | 230,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Logan Stone Capital, LLC | 213,795 | 213,862 | +67 | 0.53 | 0.60 | +0.07 | buy |
| GLAZER CAPITAL, LLC | 0 | 212,346 | +212,346 | 0.06 | 0.05 | -0.01 | buy |
| GLAZER CAPITAL, LLC | 208,425 | 208,417 | -8 | 0.00 | 0.00 | -0.00 | sell |
| TWO SIGMA INVESTMENTS, LP | 181,250 | 181,250 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BERKLEY W R CORP | 115,658 | 165,358 | +49,700 | 0.06 | 0.09 | +0.03 | buy |
| WHITEBOX ADVISORS LLC | 0 | 150,000 | +150,000 | 0.00 | 0.02 | +0.02 | buy |
| WHITEBOX ADVISORS LLC | 0 | 150,000 | +150,000 | 0.00 | 0.00 | +0.00 | buy |
| BOOTHBAY FUND MANAGEMENT, LLC | 150,000 | 150,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 128,372 | 128,372 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Radcliffe Capital Management, L.P. | 128,372 | 128,372 | 0 | 0.07 | 0.10 | +0.03 | hold |
| SONA ASSET MANAGEMENT (US) LLC | 0 | 118,403 | +118,403 | 0.00 | 0.05 | +0.05 | buy |
| HEIGHTS CAPITAL MANAGEMENT, INC | 100,000 | 100,000 | 0 | 0.38 | 0.28 | -0.10 | hold |
| JPMORGAN CHASE & CO | 0 | 94,420 | +94,420 | 0.00 | 0.00 | +0.00 | buy |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 94,420 | +94,420 | 0.00 | 0.06 | +0.06 | buy |
| TORONTO DOMINION BANK | 74,580 | 74,580 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 100,000 | 72,060 | -27,940 | 0.01 | 0.00 | -0.01 | sell |
| Schonfeld Strategic Advisors LLC | 61,793 | 61,683 | -110 | 0.00 | 0.00 | +0.00 | sell |
| TORONTO DOMINION BANK | 57,593 | 57,593 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ABC ARBITRAGE SA | 40,000 | 40,000 | 0 | 0.04 | 0.05 | +0.02 | hold |
| D. E. Shaw & Co., Inc. | 25,796 | 25,800 | +4 | 0.00 | 0.00 | +0.00 | buy |
| Centiva Capital, LP | 25,000 | 25,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Centiva Capital, LP | 25,000 | 25,000 | 0 | 0.02 | 0.01 | -0.00 | hold |
| JPMORGAN CHASE & CO | 20,000 | 20,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HRT FINANCIAL LP | 15,002 | 15,000 | -2 | 0.00 | 0.00 | -0.00 | sell |
| Schonfeld Strategic Advisors LLC | 54,979 | 10,000 | -44,979 | 0.00 | 0.00 | -0.00 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 250,000 | 0 | -250,000 | 0.12 | 0.00 | -0.12 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 50,000 | 0 | -50,000 | 0.01 | 0.00 | -0.01 | sell |
| METEORA CAPITAL, LLC | 1 | 0 | -1 | 0.00 | 0.00 | -0.00 | sell |