| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| MIZUHO SECURITIES USA LLC | 685,965 | 700,965 | +15,000 | 0.16 | 0.11 | -0.05 | buy |
| Harraden Circle Investments, LLC | 689,580 | 689,580 | 0 | 0.03 | 0.01 | -0.01 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 669,269 | 669,269 | 0 | 0.01 | 0.00 | -0.00 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 511,010 | 501,259 | -9,751 | 0.08 | 0.07 | -0.01 | sell |
| Westchester Capital Management, LLC | 375,000 | 375,000 | 0 | 0.18 | 0.19 | +0.01 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 94,420 | 258,939 | +164,519 | 0.06 | 0.09 | +0.03 | buy |
| Polar Asset Management Partners Inc. | 250,000 | 250,100 | +100 | 0.06 | 0.05 | -0.01 | buy |
| Polar Asset Management Partners Inc. | 250,000 | 250,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Hudson Bay Capital Management LP | 250,000 | 250,000 | 0 | 0.02 | 0.01 | -0.00 | hold |
| Hudson Bay Capital Management LP | 250,000 | 250,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 250,000 | 250,000 | 0 | 0.13 | 0.12 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 250,000 | 250,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MANGROVE PARTNERS IM, LLC | 250,000 | 250,000 | 0 | 0.21 | 0.17 | -0.04 | hold |
| MANGROVE PARTNERS IM, LLC | 249,800 | 249,800 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Shaolin Capital Management LLC | 230,000 | 239,691 | +9,691 | 0.00 | 0.00 | +0.00 | buy |
| Shaolin Capital Management LLC | 282,294 | 233,963 | -48,331 | 0.12 | 0.14 | +0.02 | sell |
| GLAZER CAPITAL, LLC | 208,417 | 208,417 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BERKLEY W R CORP | 165,358 | 203,371 | +38,013 | 0.09 | 0.10 | +0.01 | buy |
| TWO SIGMA INVESTMENTS, LP | 181,250 | 181,250 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GLAZER CAPITAL, LLC | 212,346 | 174,341 | -38,005 | 0.05 | 0.04 | -0.00 | sell |
| WHITEBOX ADVISORS LLC | 150,000 | 150,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| WHITEBOX ADVISORS LLC | 150,000 | 150,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 150,000 | 150,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 128,372 | 128,372 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 128,372 | 128,372 | 0 | 0.10 | 0.10 | +0.00 | hold |
| SONA ASSET MANAGEMENT (US) LLC | 118,403 | 118,403 | 0 | 0.05 | 0.05 | -0.00 | hold |
| Logan Stone Capital, LLC | 213,862 | 111,564 | -102,298 | 0.60 | 0.24 | -0.36 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 100,000 | 100,000 | 0 | 0.28 | 0.24 | -0.05 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 72,060 | 71,460 | -600 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 295,706 | 64,506 | -231,200 | 0.00 | 0.00 | -0.00 | sell |
| TORONTO DOMINION BANK | 74,580 | 59,580 | -15,000 | 0.00 | 0.00 | -0.00 | sell |
| TORONTO DOMINION BANK | 57,593 | 57,593 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ABC ARBITRAGE SA | 40,000 | 35,000 | -5,000 | 0.05 | 0.04 | -0.02 | sell |
| Schonfeld Strategic Advisors LLC | 61,683 | 30,000 | -31,683 | 0.00 | 0.00 | -0.00 | sell |
| D. E. Shaw & Co., Inc. | 25,800 | 26,201 | +401 | 0.00 | 0.00 | -0.00 | buy |
| Centiva Capital, LP | 25,000 | 25,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Centiva Capital, LP | 25,000 | 25,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HRT FINANCIAL LP | 15,000 | 15,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Schonfeld Strategic Advisors LLC | 10,000 | 0 | -10,000 | 0.00 | 0.00 | -0.00 | sell |
| JPMORGAN CHASE & CO | 94,420 | 0 | -94,420 | 0.00 | 0.00 | -0.00 | sell |
| JPMORGAN CHASE & CO | 20,000 | 0 | -20,000 | 0.00 | 0.00 | -0.00 | sell |
| JPMORGAN CHASE & CO | 669,269 | 0 | -669,269 | 0.00 | 0.00 | -0.00 | sell |