| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| HGC Investment Management Inc. | 0 | 700,000 | +700,000 | 0.00 | 1.51 | +1.51 | buy |
| HGC Investment Management Inc. | 0 | 700,000 | +700,000 | 0.00 | 0.03 | +0.03 | buy |
| Radcliffe Capital Management, L.P. | 27,239 | 544,782 | +517,543 | 0.02 | 0.01 | -0.01 | buy |
| Hudson Bay Capital Management LP | 0 | 401,600 | +401,600 | 0.00 | 0.02 | +0.02 | buy |
| Westchester Capital Management, LLC | 512,000 | 912,000 | +400,000 | 0.27 | 0.44 | +0.17 | buy |
| Westchester Capital Management, LLC | 0 | 400,000 | +400,000 | 0.00 | 0.00 | +0.00 | buy |
| Lighthouse Investment Partners, LLC | 1,100,000 | 1,500,000 | +400,000 | 0.01 | 0.01 | +0.00 | buy |
| Hudson Bay Capital Management LP | 66,380 | 288,672 | +222,292 | 0.00 | 0.00 | +0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 187,003 | 402,500 | +215,497 | 0.00 | 0.00 | +0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 387,060 | 595,006 | +207,946 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 205,814 | +205,814 | 0.00 | 0.00 | +0.00 | buy |
| DLD Asset Management, LP | 0 | 153,733 | +153,733 | 0.00 | 0.00 | +0.00 | buy |
| Schonfeld Strategic Advisors LLC | 180,000 | 291,749 | +111,749 | 0.01 | 0.01 | +0.00 | buy |
| DLD Asset Management, LP | 0 | 102,384 | +102,384 | 0.00 | 0.11 | +0.11 | buy |
| Centiva Capital, LP | 1,035,341 | 1,135,341 | +100,000 | 0.98 | 0.70 | -0.28 | buy |
| Quarry LP | 0 | 100,000 | +100,000 | 0.00 | 0.17 | +0.17 | buy |
| Quarry LP | 0 | 100,000 | +100,000 | 0.00 | 0.00 | +0.00 | buy |
| Shaolin Capital Management LLC | 785,100 | 850,000 | +64,900 | 0.01 | 0.01 | -0.00 | buy |
| Radcliffe Capital Management, L.P. | 415,634 | 479,790 | +64,156 | 0.26 | 0.27 | +0.00 | buy |
| Schonfeld Strategic Advisors LLC | 175,000 | 235,000 | +60,000 | 0.00 | 0.00 | -0.00 | buy |
| READYSTATE ASSET MANAGEMENT LP | 100,000 | 160,000 | +60,000 | 0.00 | 0.00 | +0.00 | buy |
| Governors Lane LP | 0 | 46,371 | +46,371 | 0.00 | 0.04 | +0.04 | buy |
| TORONTO DOMINION BANK | 464,000 | 508,200 | +44,200 | 0.01 | 0.01 | -0.00 | buy |
| Virtu Financial LLC | 0 | 20,739 | +20,739 | 0.00 | 0.01 | +0.01 | buy |
| Verition Fund Management LLC | 540,078 | 543,918 | +3,840 | 0.03 | 0.03 | -0.00 | buy |
| METEORA CAPITAL, LLC | 536,023 | 537,523 | +1,500 | 0.58 | 0.46 | -0.12 | buy |
| D. E. Shaw & Co., Inc. | 475,000 | 475,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Sculptor Capital LP | 1,260,700 | 1,260,700 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 450,000 | 450,000 | 0 | 0.14 | 0.13 | -0.01 | hold |
| ARISTEIA CAPITAL, L.L.C. | 450,000 | 450,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CSS LLC/IL | 67,203 | 67,203 | 0 | 0.04 | 0.04 | -0.00 | hold |
| OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) | 700,000 | 700,000 | 0 | 0.21 | 0.19 | -0.02 | hold |
| BERKLEY W R CORP | 247,850 | 247,850 | 0 | 0.16 | 0.14 | -0.02 | hold |
| BERKLEY W R CORP | 194,371 | 194,371 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 52,714 | 52,714 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AQR Arbitrage LLC | 679,186 | 679,186 | 0 | 0.18 | 0.15 | -0.03 | hold |
| TWO SIGMA INVESTMENTS, LP | 725,000 | 725,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| DELTEC ASSET MANAGEMENT LLC | 100,000 | 100,000 | 0 | 0.17 | 0.17 | +0.00 | hold |
| LINDEN ADVISORS LP | 1,550,000 | 1,550,000 | 0 | 0.10 | 0.10 | -0.01 | hold |
| LINDEN ADVISORS LP | 800,000 | 800,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 800,000 | 800,000 | 0 | 0.16 | 0.16 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 800,000 | 800,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 1,000,000 | 1,000,000 | 0 | 0.13 | 0.14 | +0.01 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 1,000,000 | 1,000,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Magnetar Financial LLC | 900,000 | 900,000 | 0 | 0.06 | 0.09 | +0.03 | hold |
| Magnetar Financial LLC | 900,000 | 900,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 700,000 | 700,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 700,000 | 700,000 | 0 | 0.14 | 0.15 | +0.00 | hold |
| K2 PRINCIPAL FUND, L.P. | 312,735 | 312,735 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Alberta Investment Management Corp | 1,000,000 | 1,000,000 | 0 | 0.08 | 0.06 | -0.01 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 1,000,000 | 1,000,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 500,000 | 500,000 | 0 | 0.06 | 0.06 | -0.01 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 500,000 | 500,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LMR Partners LLP | 500,000 | 500,000 | 0 | 0.07 | 0.05 | -0.02 | hold |
| First Trust Capital Management L.P. | 221,610 | 221,610 | 0 | 0.15 | 0.14 | -0.01 | hold |
| UBS Group AG | 503,421 | 503,421 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PERISCOPE CAPITAL INC. | 500,000 | 500,000 | 0 | 0.02 | 0.02 | -0.01 | hold |
| Shaolin Capital Management LLC | 400,000 | 400,000 | 0 | 0.19 | 0.15 | -0.04 | hold |
| Wealthspring Capital LLC | 120,800 | 120,800 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Sandia Investment Management LP | 25,000 | 25,000 | 0 | 0.78 | 0.65 | -0.13 | hold |
| READYSTATE ASSET MANAGEMENT LP | 25,000 | 25,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| READYSTATE ASSET MANAGEMENT LP | 50,000 | 50,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| JPMORGAN CHASE & CO | 140,000 | 140,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 98,856 | 98,856 | 0 | 0.02 | 0.02 | -0.00 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 98,857 | 98,857 | 0 | 1.03 | 0.96 | -0.07 | hold |
| MIZUHO SECURITIES USA LLC | 50,000 | 50,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| GOLDMAN SACHS GROUP INC | 153,100 | 153,100 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HBK INVESTMENTS L P | 700,000 | 699,900 | -100 | 0.10 | 0.08 | -0.03 | sell |
| CITADEL ADVISORS LLC | 42,252 | 41,399 | -853 | 0.00 | 0.00 | -0.00 | sell |
| K2 PRINCIPAL FUND, L.P. | 275,000 | 273,000 | -2,000 | 0.29 | 0.29 | -0.01 | sell |
| Wealthspring Capital LLC | 116,000 | 112,800 | -3,200 | 0.28 | 0.27 | -0.01 | sell |
| Bulldog Investors, LLP | 105,071 | 100,440 | -4,631 | 0.25 | 0.23 | -0.02 | sell |
| GLAZER CAPITAL, LLC | 874,700 | 865,724 | -8,976 | 0.30 | 0.23 | -0.07 | sell |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 600,000 | 562,398 | -37,602 | 0.01 | 0.01 | -0.00 | sell |
| JPMORGAN CHASE & CO | 98,500 | 50,000 | -48,500 | 0.00 | 0.00 | -0.00 | sell |
| HBK INVESTMENTS L P | 700,000 | 646,400 | -53,600 | 0.00 | 0.00 | -0.00 | sell |
| PERISCOPE CAPITAL INC. | 450,000 | 389,100 | -60,900 | 1.11 | 0.77 | -0.34 | sell |
| Quarry LP | 125,000 | 25,000 | -100,000 | 0.32 | 0.04 | -0.28 | sell |
| Schonfeld Strategic Advisors LLC | 111,749 | 0 | -111,749 | 0.01 | 0.00 | -0.01 | sell |
| TORONTO DOMINION BANK | 380,000 | 260,900 | -119,100 | 0.01 | 0.00 | -0.00 | sell |
| HighTower Advisors, LLC | 232,152 | 100,000 | -132,152 | 0.00 | 0.00 | -0.00 | sell |
| GLAZER CAPITAL, LLC | 350,000 | 206,720 | -143,280 | 0.00 | 0.00 | -0.00 | sell |
| WHITEBOX ADVISORS LLC | 150,000 | 0 | -150,000 | 0.03 | 0.00 | -0.03 | sell |
| TORONTO DOMINION BANK | 900,988 | 722,391 | -178,597 | 0.00 | 0.00 | -0.00 | sell |
| MILLENNIUM MANAGEMENT LLC | 400,000 | 200,000 | -200,000 | 0.00 | 0.00 | -0.00 | sell |
| AQR Arbitrage LLC | 885,000 | 679,186 | -205,814 | 0.00 | 0.00 | -0.00 | sell |
| Verition Fund Management LLC | 500,482 | 147,982 | -352,500 | 0.00 | 0.00 | -0.00 | sell |
| Westchester Capital Management, LLC | 400,000 | 0 | -400,000 | 0.22 | 0.00 | -0.22 | sell |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 1,000,000 | 450,000 | -550,000 | 0.02 | 0.01 | -0.01 | sell |
| HGC Investment Management Inc. | 700,000 | 0 | -700,000 | 1.78 | 0.00 | -1.78 | sell |