| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Fort Baker Capital Management LP | 800,000 | 1,573,684 | +773,684 | 0.91 | 1.43 | +0.52 | buy |
| TORONTO DOMINION BANK | 680,299 | 894,886 | +214,587 | 0.00 | 0.00 | +0.00 | buy |
| Westchester Capital Management, LLC | 0 | 150,000 | +150,000 | 0.00 | 0.07 | +0.07 | buy |
| Harraden Circle Investments, LLC | 2,300,498 | 2,440,298 | +139,800 | 4.33 | 5.02 | +0.68 | buy |
| SONA ASSET MANAGEMENT (US) LLC | 0 | 82,991 | +82,991 | 0.00 | 0.03 | +0.03 | buy |
| Westchester Capital Management, LLC | 0 | 74,998 | +74,998 | 0.00 | 0.00 | +0.00 | buy |
| Radcliffe Capital Management, L.P. | 276,973 | 338,534 | +61,561 | 0.16 | 0.26 | +0.11 | buy |
| StoneX Group Inc. | 0 | 49,321 | +49,321 | 0.00 | 0.03 | +0.03 | buy |
| READYSTATE ASSET MANAGEMENT LP | 93,925 | 136,526 | +42,601 | 0.04 | 0.08 | +0.04 | buy |
| Virtu Financial LLC | 0 | 39,387 | +39,387 | 0.00 | 0.02 | +0.02 | buy |
| GLAZER CAPITAL, LLC | 351,615 | 379,931 | +28,316 | 0.10 | 0.08 | -0.01 | buy |
| Shaolin Capital Management LLC | 230,256 | 250,256 | +20,000 | 0.09 | 0.11 | +0.02 | buy |
| MILLENNIUM MANAGEMENT LLC | 297,721 | 314,650 | +16,929 | 0.00 | 0.00 | +0.00 | buy |
| BOOTHBAY FUND MANAGEMENT, LLC | 0 | 13,732 | +13,732 | 0.00 | 0.00 | +0.00 | buy |
| JPMORGAN CHASE & CO | 116,548 | 129,992 | +13,444 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 11,320 | +11,320 | 0.00 | 0.00 | +0.00 | buy |
| PERISCOPE CAPITAL INC. | 322,903 | 323,103 | +200 | 0.64 | 0.58 | -0.07 | buy |
| D. E. Shaw & Co., Inc. | 500,000 | 500,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| D. E. Shaw & Co., Inc. | 250,000 | 250,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HBK INVESTMENTS L P | 200,000 | 200,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HBK INVESTMENTS L P | 360,000 | 360,000 | 0 | 0.04 | 0.05 | +0.01 | hold |
| Sculptor Capital LP | 500,000 | 500,000 | 0 | 0.06 | 0.06 | -0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 75,000 | 75,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 150,000 | 150,000 | 0 | 0.04 | 0.04 | -0.01 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 29,462 | 29,462 | 0 | 0.01 | 0.00 | -0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 58,925 | 58,925 | 0 | 0.23 | 0.17 | -0.06 | hold |
| BERKLEY W R CORP | 148,830 | 148,830 | 0 | 0.09 | 0.08 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 49,152 | 49,152 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 537,309 | 537,309 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 56,300 | 56,300 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MILLENNIUM MANAGEMENT LLC | 148,857 | 148,857 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LINDEN ADVISORS LP | 850,000 | 850,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LINDEN ADVISORS LP | 1,500,000 | 1,500,000 | 0 | 0.09 | 0.09 | -0.01 | hold |
| Context Capital Management, LLC | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Context Capital Management, LLC | 250,000 | 250,000 | 0 | 0.07 | 0.06 | -0.01 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 100,000 | 100,000 | 0 | 0.01 | 0.02 | +0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 50,000 | 50,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Magnetar Financial LLC | 750,000 | 750,000 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Magnetar Financial LLC | 1,500,000 | 1,500,000 | 0 | 0.15 | 0.16 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 600,000 | 600,000 | 0 | 0.01 | 0.02 | +0.01 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 1,200,000 | 1,200,000 | 0 | 0.25 | 0.45 | +0.20 | hold |
| K2 PRINCIPAL FUND, L.P. | 297,237 | 297,237 | 0 | 0.32 | 0.32 | +0.01 | hold |
| K2 PRINCIPAL FUND, L.P. | 116,818 | 116,818 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Alberta Investment Management Corp | 750,000 | 750,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Alberta Investment Management Corp | 1,500,000 | 1,500,000 | 0 | 0.09 | 0.09 | +0.00 | hold |
| Saba Capital Management, L.P. | 554,845 | 554,845 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Parallax Volatility Advisers, L.P. | 15,478 | 15,478 | 0 | 0.01 | 0.01 | +0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 750,000 | 750,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 162,500 | 162,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 325,000 | 325,000 | 0 | 0.04 | 0.03 | -0.00 | hold |
| DLD Asset Management, LP | 132,764 | 132,764 | 0 | 0.01 | 0.01 | -0.00 | hold |
| DLD Asset Management, LP | 199,351 | 199,351 | 0 | 0.21 | 0.21 | -0.01 | hold |
| LMR Partners LLP | 250,000 | 250,000 | 0 | 0.03 | 0.02 | -0.00 | hold |
| Governors Lane LP | 1,116,900 | 1,116,900 | 0 | 1.06 | 1.43 | +0.37 | hold |
| Centiva Capital, LP | 338,000 | 338,000 | 0 | 0.21 | 0.16 | -0.05 | hold |
| PERISCOPE CAPITAL INC. | 165,100 | 165,100 | 0 | 0.02 | 0.02 | -0.00 | hold |
| PenderFund Capital Management Ltd. | 8,000 | 8,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| HGC Investment Management Inc. | 194,200 | 194,200 | 0 | 0.03 | 0.03 | +0.00 | hold |
| FNY Investment Advisers, LLC | 15,110 | 15,110 | 0 | 0.04 | 0.07 | +0.02 | hold |
| Walleye Capital LLC | 404,789 | 404,789 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Walleye Capital LLC | 34,882 | 34,882 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Ghisallo Capital Management LLC | 500,000 | 500,000 | 0 | 0.23 | 0.14 | -0.09 | hold |
| READYSTATE ASSET MANAGEMENT LP | 26,045 | 26,045 | 0 | 0.01 | 0.02 | +0.00 | hold |
| Harraden Circle Investments, LLC | 1,161,751 | 1,161,751 | 0 | 0.15 | 0.16 | +0.01 | hold |
| CITIGROUP INC | 181,946 | 181,946 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GOLDMAN SACHS GROUP INC | 98,304 | 98,304 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Schonfeld Strategic Advisors LLC | 54,303 | 54,191 | -112 | 0.00 | 0.00 | +0.00 | sell |
| TORONTO DOMINION BANK | 141,694 | 141,500 | -194 | 0.00 | 0.00 | +0.00 | sell |
| Parallax Volatility Advisers, L.P. | 15,000 | 14,300 | -700 | 0.00 | 0.00 | +0.00 | sell |
| CSS LLC/IL | 50,000 | 48,235 | -1,765 | 0.03 | 0.03 | -0.00 | sell |
| Wealthspring Capital LLC | 48,950 | 46,950 | -2,000 | 0.01 | 0.01 | -0.00 | sell |
| Schonfeld Strategic Advisors LLC | 142,507 | 140,000 | -2,507 | 0.01 | 0.01 | +0.00 | sell |
| AQR Arbitrage LLC | 150,846 | 147,219 | -3,627 | 0.00 | 0.00 | -0.00 | sell |
| SIH Partners, LLLP | 34,078 | 27,145 | -6,933 | 0.02 | 0.01 | -0.01 | sell |
| Rangeley Capital, LLC | 10,000 | 0 | -10,000 | 0.09 | 0.00 | -0.09 | sell |
| BlueCrest Capital Management Ltd | 10,000 | 0 | -10,000 | 0.00 | 0.00 | -0.00 | sell |
| Marex Group plc | 13,800 | 0 | -13,800 | 0.00 | 0.00 | -0.00 | sell |
| METEORA CAPITAL, LLC | 87,052 | 73,064 | -13,988 | 0.01 | 0.00 | -0.00 | sell |
| AQR Arbitrage LLC | 301,692 | 283,119 | -18,573 | 0.07 | 0.05 | -0.02 | sell |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 272,907 | 252,751 | -20,156 | 0.01 | 0.01 | -0.00 | sell |
| METEORA CAPITAL, LLC | 721,718 | 698,202 | -23,516 | 0.62 | 0.53 | -0.09 | sell |
| CSS LLC/IL | 25,000 | 0 | -25,000 | 0.00 | 0.00 | -0.00 | sell |
| Shaolin Capital Management LLC | 331,434 | 292,562 | -38,872 | 0.01 | 0.01 | -0.00 | sell |
| Hudson Bay Capital Management LP | 145,695 | 100,000 | -45,695 | 0.00 | 0.00 | -0.00 | sell |
| Governors Lane LP | 427,528 | 377,528 | -50,000 | 0.03 | 0.03 | +0.00 | sell |
| Lighthouse Investment Partners, LLC | 375,000 | 299,600 | -75,400 | 0.01 | 0.01 | -0.00 | sell |
| Alpine Global Management, LLC | 84,057 | 0 | -84,057 | 0.19 | 0.00 | -0.19 | sell |
| TORONTO DOMINION BANK | 995,000 | 909,456 | -85,544 | 0.02 | 0.02 | -0.00 | sell |
| Wealthspring Capital LLC | 97,900 | 0 | -97,900 | 0.24 | 0.00 | -0.24 | sell |
| MIZUHO SECURITIES USA LLC | 99,465 | 0 | -99,465 | 0.02 | 0.00 | -0.02 | sell |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 450,000 | 350,000 | -100,000 | 0.01 | 0.01 | -0.00 | sell |
| Fort Baker Capital Management LP | 366,149 | 266,149 | -100,000 | 0.03 | 0.02 | -0.01 | sell |
| JPMORGAN CHASE & CO | 150,000 | 50,000 | -100,000 | 0.00 | 0.00 | -0.00 | sell |
| FIFTH LANE CAPITAL, LP | 125,000 | 0 | -125,000 | 1.51 | 0.00 | -1.51 | sell |
| Westchester Capital Management, LLC | 150,000 | 0 | -150,000 | 0.08 | 0.00 | -0.08 | sell |
| HGC Investment Management Inc. | 238,400 | 0 | -238,400 | 0.52 | 0.00 | -0.52 | sell |
| Saba Capital Management, L.P. | 1,055,870 | 804,878 | -250,992 | 0.36 | 0.26 | -0.10 | sell |