| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| METEORA CAPITAL, LLC | 698,202 | 905,419 | +207,217 | 0.53 | 0.78 | +0.25 | buy |
| Centiva Capital, LP | 0 | 200,197 | +200,197 | 0.00 | 0.01 | +0.01 | buy |
| Radcliffe Capital Management, L.P. | 338,534 | 521,525 | +182,991 | 0.26 | 0.41 | +0.15 | buy |
| Verition Fund Management LLC | 0 | 159,004 | +159,004 | 0.00 | 0.01 | +0.01 | buy |
| BOOTHBAY FUND MANAGEMENT, LLC | 0 | 105,347 | +105,347 | 0.00 | 0.02 | +0.02 | buy |
| Walleye Capital LLC | 404,789 | 486,889 | +82,100 | 0.00 | 0.00 | +0.00 | buy |
| Centiva Capital, LP | 338,000 | 409,442 | +71,442 | 0.16 | 0.14 | -0.02 | buy |
| Shay Capital LLC | 0 | 49,800 | +49,800 | 0.00 | 0.06 | +0.06 | buy |
| StoneX Group Inc. | 49,321 | 79,594 | +30,273 | 0.03 | 0.03 | +0.01 | buy |
| Parallax Volatility Advisers, L.P. | 0 | 25,000 | +25,000 | 0.00 | 0.01 | +0.01 | buy |
| Schonfeld Strategic Advisors LLC | 140,000 | 160,385 | +20,385 | 0.01 | 0.01 | -0.00 | buy |
| Alpine Global Management, LLC | 0 | 18,842 | +18,842 | 0.00 | 0.00 | +0.00 | buy |
| PERISCOPE CAPITAL INC. | 323,103 | 327,836 | +4,733 | 0.58 | 0.54 | -0.03 | buy |
| READYSTATE ASSET MANAGEMENT LP | 136,526 | 139,414 | +2,888 | 0.08 | 0.06 | -0.02 | buy |
| AQR Arbitrage LLC | 283,119 | 285,795 | +2,676 | 0.05 | 0.04 | -0.01 | buy |
| Rangeley Capital, LLC | 0 | 2,502 | +2,502 | 0.00 | 0.02 | +0.02 | buy |
| AQR Arbitrage LLC | 147,219 | 148,557 | +1,338 | 0.00 | 0.00 | +0.00 | buy |
| Arax Advisory Partners | 0 | 1,300 | +1,300 | 0.00 | 0.00 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 500,000 | 500,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| D. E. Shaw & Co., Inc. | 250,000 | 250,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HBK INVESTMENTS L P | 200,000 | 200,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HBK INVESTMENTS L P | 360,000 | 360,000 | 0 | 0.05 | 0.04 | -0.00 | hold |
| Sculptor Capital LP | 500,000 | 500,000 | 0 | 0.06 | 0.05 | -0.00 | hold |
| GLAZER CAPITAL, LLC | 379,931 | 379,931 | 0 | 0.08 | 0.10 | +0.01 | hold |
| ARISTEIA CAPITAL, L.L.C. | 75,000 | 75,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 150,000 | 150,000 | 0 | 0.04 | 0.02 | -0.01 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 29,462 | 29,462 | 0 | 0.00 | 0.01 | +0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 58,925 | 58,925 | 0 | 0.17 | 0.14 | -0.03 | hold |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 252,751 | 252,751 | 0 | 0.01 | 0.01 | -0.00 | hold |
| BERKLEY W R CORP | 148,830 | 148,830 | 0 | 0.08 | 0.08 | -0.01 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 11,320 | 11,320 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 49,152 | 49,152 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 537,309 | 537,309 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 56,300 | 56,300 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MILLENNIUM MANAGEMENT LLC | 148,857 | 148,857 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MILLENNIUM MANAGEMENT LLC | 314,650 | 314,650 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LINDEN ADVISORS LP | 850,000 | 850,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LINDEN ADVISORS LP | 1,500,000 | 1,500,000 | 0 | 0.09 | 0.08 | -0.01 | hold |
| Context Capital Management, LLC | 100,000 | 100,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Context Capital Management, LLC | 250,000 | 250,000 | 0 | 0.06 | 0.05 | -0.01 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 100,000 | 100,000 | 0 | 0.02 | 0.01 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 50,000 | 50,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Magnetar Financial LLC | 750,000 | 750,000 | 0 | 0.00 | 0.01 | +0.00 | hold |
| Magnetar Financial LLC | 1,500,000 | 1,500,000 | 0 | 0.16 | 0.14 | -0.01 | hold |
| Hudson Bay Capital Management LP | 100,000 | 100,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 600,000 | 600,000 | 0 | 0.02 | 0.01 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 1,200,000 | 1,200,000 | 0 | 0.45 | 0.28 | -0.16 | hold |
| K2 PRINCIPAL FUND, L.P. | 297,237 | 297,237 | 0 | 0.32 | 0.28 | -0.04 | hold |
| K2 PRINCIPAL FUND, L.P. | 116,818 | 116,818 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Alberta Investment Management Corp | 750,000 | 750,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Alberta Investment Management Corp | 1,500,000 | 1,500,000 | 0 | 0.09 | 0.09 | -0.00 | hold |
| Westchester Capital Management, LLC | 74,998 | 74,998 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Westchester Capital Management, LLC | 150,000 | 150,000 | 0 | 0.07 | 0.08 | +0.00 | hold |
| Parallax Volatility Advisers, L.P. | 15,478 | 15,478 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Parallax Volatility Advisers, L.P. | 14,300 | 14,300 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 350,000 | 350,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 750,000 | 750,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 162,500 | 162,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 325,000 | 325,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| DLD Asset Management, LP | 132,764 | 132,764 | 0 | 0.01 | 0.01 | +0.00 | hold |
| DLD Asset Management, LP | 199,351 | 199,351 | 0 | 0.21 | 0.17 | -0.04 | hold |
| LMR Partners LLP | 250,000 | 250,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Governors Lane LP | 1,116,900 | 1,116,900 | 0 | 1.43 | 1.17 | -0.26 | hold |
| Fort Baker Capital Management LP | 1,573,684 | 1,573,684 | 0 | 1.43 | 1.30 | -0.13 | hold |
| Fort Baker Capital Management LP | 266,149 | 266,149 | 0 | 0.02 | 0.02 | +0.00 | hold |
| PERISCOPE CAPITAL INC. | 165,100 | 165,100 | 0 | 0.02 | 0.02 | +0.00 | hold |
| HGC Investment Management Inc. | 194,200 | 194,200 | 0 | 0.03 | 0.03 | +0.00 | hold |
| FNY Investment Advisers, LLC | 15,110 | 15,110 | 0 | 0.07 | 0.06 | -0.01 | hold |
| Walleye Capital LLC | 34,882 | 34,882 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Ghisallo Capital Management LLC | 500,000 | 500,000 | 0 | 0.14 | 0.10 | -0.04 | hold |
| Wealthspring Capital LLC | 46,950 | 46,950 | 0 | 0.01 | 0.01 | +0.00 | hold |
| SONA ASSET MANAGEMENT (US) LLC | 82,991 | 82,991 | 0 | 0.03 | 0.03 | -0.00 | hold |
| READYSTATE ASSET MANAGEMENT LP | 26,045 | 26,045 | 0 | 0.02 | 0.01 | -0.01 | hold |
| Harraden Circle Investments, LLC | 2,440,298 | 2,440,298 | 0 | 5.02 | 3.24 | -1.77 | hold |
| Harraden Circle Investments, LLC | 1,161,751 | 1,161,751 | 0 | 0.16 | 0.13 | -0.03 | hold |
| JPMORGAN CHASE & CO | 50,000 | 50,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GOLDMAN SACHS GROUP INC | 98,304 | 98,304 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Saba Capital Management, L.P. | 554,845 | 554,045 | -800 | 0.01 | 0.02 | +0.00 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 13,732 | 11,276 | -2,456 | 0.00 | 0.00 | -0.00 | sell |
| Governors Lane LP | 377,528 | 373,679 | -3,849 | 0.03 | 0.03 | +0.00 | sell |
| SIH Partners, LLLP | 27,145 | 23,028 | -4,117 | 0.01 | 0.01 | +0.00 | sell |
| TORONTO DOMINION BANK | 141,500 | 135,905 | -5,595 | 0.00 | 0.00 | -0.00 | sell |
| PenderFund Capital Management Ltd. | 8,000 | 0 | -8,000 | 0.01 | 0.00 | -0.01 | sell |
| METEORA CAPITAL, LLC | 73,064 | 60,000 | -13,064 | 0.00 | 0.00 | +0.00 | sell |
| Schonfeld Strategic Advisors LLC | 54,191 | 40,000 | -14,191 | 0.00 | 0.00 | -0.00 | sell |
| CITIGROUP INC | 181,946 | 160,000 | -21,946 | 0.00 | 0.00 | -0.00 | sell |
| Virtu Financial LLC | 39,387 | 14,485 | -24,902 | 0.02 | 0.00 | -0.01 | sell |
| Shaolin Capital Management LLC | 250,256 | 224,991 | -25,265 | 0.11 | 0.13 | +0.03 | sell |
| CSS LLC/IL | 48,235 | 19,791 | -28,444 | 0.03 | 0.01 | -0.02 | sell |
| Shaolin Capital Management LLC | 292,562 | 259,231 | -33,331 | 0.01 | 0.01 | +0.00 | sell |
| JPMORGAN CHASE & CO | 129,992 | 76,566 | -53,426 | 0.00 | 0.00 | -0.00 | sell |
| Saba Capital Management, L.P. | 804,878 | 649,940 | -154,938 | 0.26 | 0.21 | -0.06 | sell |
| TORONTO DOMINION BANK | 894,886 | 615,000 | -279,886 | 0.00 | 0.00 | -0.00 | sell |
| Lighthouse Investment Partners, LLC | 299,600 | 0 | -299,600 | 0.01 | 0.00 | -0.01 | sell |
| TORONTO DOMINION BANK | 909,456 | 600,000 | -309,456 | 0.02 | 0.01 | -0.01 | sell |
| TORONTO DOMINION BANK | 909,456 | 100 | -909,356 | 0.02 | 0.00 | -0.02 | sell |