| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| TORONTO DOMINION BANK | 0 | 1,206,314 | +1,206,314 | 0.00 | 0.02 | +0.02 | buy |
| MOORE CAPITAL MANAGEMENT, LP | 0 | 1,200,000 | +1,200,000 | 0.00 | 0.24 | +0.24 | buy |
| MOORE CAPITAL MANAGEMENT, LP | 0 | 600,000 | +600,000 | 0.00 | 0.01 | +0.01 | buy |
| Ghisallo Capital Management LLC | 0 | 500,000 | +500,000 | 0.00 | 0.17 | +0.17 | buy |
| HBK INVESTMENTS L P | 0 | 400,000 | +400,000 | 0.00 | 0.06 | +0.06 | buy |
| PICTON MAHONEY ASSET MANAGEMENT | 0 | 325,000 | +325,000 | 0.00 | 0.04 | +0.04 | buy |
| AQR Arbitrage LLC | 0 | 301,692 | +301,692 | 0.00 | 0.08 | +0.08 | buy |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 0 | 300,000 | +300,000 | 0.00 | 0.02 | +0.02 | buy |
| MILLENNIUM MANAGEMENT LLC | 0 | 298,000 | +298,000 | 0.00 | 0.00 | +0.00 | buy |
| Centiva Capital, LP | 0 | 250,000 | +250,000 | 0.00 | 0.24 | +0.24 | buy |
| TORONTO DOMINION BANK | 268,661 | 504,752 | +236,091 | 0.00 | 0.00 | +0.00 | buy |
| Radcliffe Capital Management, L.P. | 0 | 203,057 | +203,057 | 0.00 | 0.13 | +0.13 | buy |
| Weiss Asset Management LP | 0 | 201,445 | +201,445 | 0.00 | 0.00 | +0.00 | buy |
| HBK INVESTMENTS L P | 0 | 200,000 | +200,000 | 0.00 | 0.00 | +0.00 | buy |
| CITIGROUP INC | 0 | 200,000 | +200,000 | 0.00 | 0.00 | +0.00 | buy |
| DLD Asset Management, LP | 0 | 199,150 | +199,150 | 0.00 | 0.26 | +0.26 | buy |
| Harraden Circle Investments, LLC | 992,840 | 1,156,083 | +163,243 | 0.16 | 0.13 | -0.03 | buy |
| PICTON MAHONEY ASSET MANAGEMENT | 0 | 162,500 | +162,500 | 0.00 | 0.00 | +0.00 | buy |
| PERISCOPE CAPITAL INC. | 204,400 | 365,000 | +160,600 | 0.79 | 0.90 | +0.12 | buy |
| Sculptor Capital LP | 500,000 | 660,249 | +160,249 | 0.08 | 0.09 | +0.01 | buy |
| METEORA CAPITAL, LLC | 1,045,023 | 1,202,619 | +157,596 | 1.98 | 1.30 | -0.69 | buy |
| AQR Arbitrage LLC | 0 | 150,846 | +150,846 | 0.00 | 0.00 | +0.00 | buy |
| TORONTO DOMINION BANK | 0 | 148,200 | +148,200 | 0.00 | 0.00 | +0.00 | buy |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 0 | 138,871 | +138,871 | 0.00 | 0.00 | +0.00 | buy |
| Schonfeld Strategic Advisors LLC | 0 | 126,825 | +126,825 | 0.00 | 0.01 | +0.01 | buy |
| Walleye Capital LLC | 286,054 | 410,128 | +124,074 | 0.00 | 0.00 | +0.00 | buy |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 0 | 100,000 | +100,000 | 0.00 | 0.01 | +0.01 | buy |
| GOLDMAN SACHS GROUP INC | 0 | 98,304 | +98,304 | 0.00 | 0.00 | +0.00 | buy |
| Wealthspring Capital LLC | 0 | 97,900 | +97,900 | 0.00 | 0.24 | +0.24 | buy |
| Schonfeld Strategic Advisors LLC | 0 | 69,600 | +69,600 | 0.00 | 0.00 | +0.00 | buy |
| JPMORGAN CHASE & CO | 0 | 66,680 | +66,680 | 0.00 | 0.00 | +0.00 | buy |
| PERISCOPE CAPITAL INC. | 102,200 | 165,100 | +62,900 | 0.02 | 0.02 | -0.00 | buy |
| HEIGHTS CAPITAL MANAGEMENT, INC | 0 | 58,925 | +58,925 | 0.00 | 0.19 | +0.19 | buy |
| Radcliffe Capital Management, L.P. | 0 | 56,300 | +56,300 | 0.00 | 0.00 | +0.00 | buy |
| CSS LLC/IL | 0 | 50,000 | +50,000 | 0.00 | 0.03 | +0.03 | buy |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 0 | 50,000 | +50,000 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 49,152 | +49,152 | 0.00 | 0.00 | +0.00 | buy |
| Wealthspring Capital LLC | 0 | 48,950 | +48,950 | 0.00 | 0.01 | +0.01 | buy |
| Hudson Bay Capital Management LP | 0 | 32,312 | +32,312 | 0.00 | 0.00 | +0.00 | buy |
| HEIGHTS CAPITAL MANAGEMENT, INC | 0 | 29,462 | +29,462 | 0.00 | 0.01 | +0.01 | buy |
| CSS LLC/IL | 0 | 25,000 | +25,000 | 0.00 | 0.00 | +0.00 | buy |
| Shaolin Capital Management LLC | 312,501 | 317,217 | +4,716 | 0.01 | 0.01 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 500,000 | 500,000 | 0 | 0.01 | 0.00 | -0.00 | hold |
| D. E. Shaw & Co., Inc. | 250,000 | 250,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 75,000 | 75,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 150,000 | 150,000 | 0 | 0.04 | 0.05 | +0.00 | hold |
| OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) | 100,000 | 100,000 | 0 | 0.03 | 0.03 | +0.00 | hold |
| BERKLEY W R CORP | 148,830 | 148,830 | 0 | 0.09 | 0.10 | +0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 537,309 | 537,309 | 0 | 0.01 | 0.01 | -0.00 | hold |
| LINDEN ADVISORS LP | 850,000 | 850,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LINDEN ADVISORS LP | 1,500,000 | 1,500,000 | 0 | 0.09 | 0.10 | +0.01 | hold |
| Context Capital Management, LLC | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Context Capital Management, LLC | 200,000 | 200,000 | 0 | 0.07 | 0.06 | -0.01 | hold |
| Magnetar Financial LLC | 1,500,000 | 1,500,000 | 0 | 0.07 | 0.09 | +0.02 | hold |
| Magnetar Financial LLC | 750,000 | 750,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| K2 PRINCIPAL FUND, L.P. | 247,237 | 247,237 | 0 | 0.46 | 0.26 | -0.20 | hold |
| K2 PRINCIPAL FUND, L.P. | 123,618 | 123,618 | 0 | 0.01 | 0.01 | -0.01 | hold |
| Alberta Investment Management Corp | 750,000 | 750,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Alberta Investment Management Corp | 1,500,000 | 1,500,000 | 0 | 0.12 | 0.11 | -0.01 | hold |
| Saba Capital Management, L.P. | 554,845 | 554,845 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Westchester Capital Management, LLC | 150,000 | 150,000 | 0 | 0.09 | 0.08 | -0.01 | hold |
| Parallax Volatility Advisers, L.P. | 15,478 | 15,478 | 0 | 0.01 | 0.00 | -0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 750,000 | 750,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LMR Partners LLP | 250,000 | 250,000 | 0 | 0.04 | 0.03 | -0.01 | hold |
| Lighthouse Investment Partners, LLC | 375,000 | 375,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Governors Lane LP | 452,528 | 452,528 | 0 | 0.04 | 0.04 | -0.00 | hold |
| Governors Lane LP | 1,167,000 | 1,167,000 | 0 | 1.62 | 1.64 | +0.02 | hold |
| Fort Baker Capital Management LP | 399,999 | 399,999 | 0 | 0.04 | 0.04 | -0.01 | hold |
| Fort Baker Capital Management LP | 800,000 | 800,000 | 0 | 1.42 | 1.34 | -0.09 | hold |
| PenderFund Capital Management Ltd. | 10,000 | 10,000 | 0 | 0.02 | 0.02 | -0.01 | hold |
| Harraden Circle Investments, LLC | 1,899,998 | 1,899,998 | 0 | 5.00 | 3.76 | -1.25 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 0 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Saba Capital Management, L.P. | 1,058,692 | 1,055,870 | -2,822 | 0.29 | 0.35 | +0.06 | sell |
| MIZUHO SECURITIES USA LLC | 126,934 | 122,530 | -4,404 | 0.03 | 0.03 | -0.00 | sell |
| Parallax Volatility Advisers, L.P. | 25,000 | 15,000 | -10,000 | 0.00 | 0.00 | -0.00 | sell |
| READYSTATE ASSET MANAGEMENT LP | 41,375 | 26,045 | -15,330 | 0.02 | 0.01 | -0.00 | sell |
| HGC Investment Management Inc. | 426,400 | 388,400 | -38,000 | 1.25 | 0.97 | -0.28 | sell |
| GLAZER CAPITAL, LLC | 416,328 | 375,187 | -41,141 | 0.15 | 0.13 | -0.02 | sell |
| CSS LLC/IL | 50,000 | 0 | -50,000 | 0.03 | 0.00 | -0.03 | sell |
| JPMORGAN CHASE & CO | 216,680 | 150,000 | -66,680 | 0.00 | 0.00 | -0.00 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 71,307 | 0 | -71,307 | 0.23 | 0.00 | -0.23 | sell |
| METEORA CAPITAL, LLC | 258,148 | 166,269 | -91,879 | 0.03 | 0.01 | -0.02 | sell |
| Wealthspring Capital LLC | 97,900 | 0 | -97,900 | 0.27 | 0.00 | -0.27 | sell |
| BLUEFIN CAPITAL MANAGEMENT, LLC | 100,000 | 0 | -100,000 | 0.81 | 0.00 | -0.81 | sell |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 100,000 | 0 | -100,000 | 0.01 | 0.00 | -0.01 | sell |
| Radcliffe Capital Management, L.P. | 112,600 | 0 | -112,600 | 0.09 | 0.00 | -0.09 | sell |
| PERISCOPE CAPITAL INC. | 125,800 | 0 | -125,800 | 0.50 | 0.00 | -0.50 | sell |
| GLAZER CAPITAL, LLC | 198,600 | 61,172 | -137,428 | 0.00 | 0.00 | -0.00 | sell |
| Weiss Asset Management LP | 250,000 | 106,894 | -143,106 | 0.04 | 0.02 | -0.02 | sell |
| DLD Asset Management, LP | 199,150 | 0 | -199,150 | 0.25 | 0.00 | -0.25 | sell |
| CITIGROUP INC | 200,000 | 0 | -200,000 | 0.00 | 0.00 | -0.00 | sell |
| Sculptor Capital LP | 250,000 | 0 | -250,000 | 0.00 | 0.00 | -0.00 | sell |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 1,500,000 | 1,250,000 | -250,000 | 0.03 | 0.02 | -0.01 | sell |
| Schonfeld Strategic Advisors LLC | 250,000 | 0 | -250,000 | 0.02 | 0.00 | -0.02 | sell |
| Shaolin Capital Management LLC | 626,435 | 342,829 | -283,606 | 0.28 | 0.17 | -0.11 | sell |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 300,000 | 0 | -300,000 | 0.02 | 0.00 | -0.02 | sell |
| PICTON MAHONEY ASSET MANAGEMENT | 325,000 | 0 | -325,000 | 0.05 | 0.00 | -0.05 | sell |
| HBK INVESTMENTS L P | 400,000 | 0 | -400,000 | 0.07 | 0.00 | -0.07 | sell |
| AQR Arbitrage LLC | 400,000 | 0 | -400,000 | 0.10 | 0.00 | -0.10 | sell |
| MILLENNIUM MANAGEMENT LLC | 610,000 | 149,357 | -460,643 | 0.01 | 0.00 | -0.00 | sell |