| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Harraden Circle Investments, LLC | 1,899,998 | 2,300,498 | +400,500 | 3.76 | 4.33 | +0.57 | buy |
| HGC Investment Management Inc. | 0 | 238,400 | +238,400 | 0.00 | 0.52 | +0.52 | buy |
| HGC Investment Management Inc. | 0 | 194,200 | +194,200 | 0.00 | 0.03 | +0.03 | buy |
| TORONTO DOMINION BANK | 504,752 | 680,299 | +175,547 | 0.00 | 0.00 | +0.00 | buy |
| DLD Asset Management, LP | 0 | 132,764 | +132,764 | 0.00 | 0.01 | +0.01 | buy |
| FIFTH LANE CAPITAL, LP | 0 | 125,000 | +125,000 | 0.00 | 1.51 | +1.51 | buy |
| Hudson Bay Capital Management LP | 32,312 | 145,695 | +113,383 | 0.00 | 0.00 | +0.00 | buy |
| READYSTATE ASSET MANAGEMENT LP | 0 | 93,925 | +93,925 | 0.00 | 0.04 | +0.04 | buy |
| Centiva Capital, LP | 250,000 | 338,000 | +88,000 | 0.24 | 0.21 | -0.03 | buy |
| Alpine Global Management, LLC | 0 | 84,057 | +84,057 | 0.00 | 0.19 | +0.19 | buy |
| Radcliffe Capital Management, L.P. | 203,057 | 276,973 | +73,916 | 0.13 | 0.16 | +0.03 | buy |
| Context Capital Management, LLC | 200,000 | 250,000 | +50,000 | 0.06 | 0.07 | +0.00 | buy |
| K2 PRINCIPAL FUND, L.P. | 247,237 | 297,237 | +50,000 | 0.26 | 0.32 | +0.05 | buy |
| JPMORGAN CHASE & CO | 66,680 | 116,548 | +49,868 | 0.00 | 0.00 | +0.00 | buy |
| Walleye Capital LLC | 0 | 34,882 | +34,882 | 0.00 | 0.00 | +0.00 | buy |
| SIH Partners, LLLP | 0 | 34,078 | +34,078 | 0.00 | 0.02 | +0.02 | buy |
| Schonfeld Strategic Advisors LLC | 126,825 | 142,507 | +15,682 | 0.01 | 0.01 | -0.00 | buy |
| FNY Investment Advisers, LLC | 0 | 15,110 | +15,110 | 0.00 | 0.04 | +0.04 | buy |
| Shaolin Capital Management LLC | 317,217 | 331,434 | +14,217 | 0.01 | 0.01 | -0.00 | buy |
| Marex Group plc | 0 | 13,800 | +13,800 | 0.00 | 0.00 | +0.00 | buy |
| Rangeley Capital, LLC | 0 | 10,000 | +10,000 | 0.00 | 0.09 | +0.09 | buy |
| BlueCrest Capital Management Ltd | 0 | 10,000 | +10,000 | 0.00 | 0.00 | +0.00 | buy |
| PenderFund Capital Management Ltd. | 0 | 8,000 | +8,000 | 0.00 | 0.01 | +0.01 | buy |
| Harraden Circle Investments, LLC | 1,156,083 | 1,161,751 | +5,668 | 0.13 | 0.15 | +0.02 | buy |
| DLD Asset Management, LP | 199,150 | 199,351 | +201 | 0.26 | 0.21 | -0.05 | buy |
| D. E. Shaw & Co., Inc. | 500,000 | 500,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| D. E. Shaw & Co., Inc. | 250,000 | 250,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HBK INVESTMENTS L P | 200,000 | 200,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 75,000 | 75,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 150,000 | 150,000 | 0 | 0.05 | 0.04 | -0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 29,462 | 29,462 | 0 | 0.01 | 0.01 | +0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 58,925 | 58,925 | 0 | 0.19 | 0.23 | +0.04 | hold |
| CSS LLC/IL | 25,000 | 25,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CSS LLC/IL | 50,000 | 50,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| BERKLEY W R CORP | 148,830 | 148,830 | 0 | 0.10 | 0.09 | -0.01 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 49,152 | 49,152 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AQR Arbitrage LLC | 150,846 | 150,846 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AQR Arbitrage LLC | 301,692 | 301,692 | 0 | 0.08 | 0.07 | -0.01 | hold |
| TWO SIGMA INVESTMENTS, LP | 537,309 | 537,309 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 56,300 | 56,300 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LINDEN ADVISORS LP | 850,000 | 850,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LINDEN ADVISORS LP | 1,500,000 | 1,500,000 | 0 | 0.10 | 0.09 | -0.01 | hold |
| Context Capital Management, LLC | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 100,000 | 100,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 50,000 | 50,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Magnetar Financial LLC | 750,000 | 750,000 | 0 | 0.00 | 0.01 | +0.00 | hold |
| Magnetar Financial LLC | 1,500,000 | 1,500,000 | 0 | 0.09 | 0.15 | +0.06 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 600,000 | 600,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 1,200,000 | 1,200,000 | 0 | 0.24 | 0.25 | +0.01 | hold |
| Alberta Investment Management Corp | 750,000 | 750,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Alberta Investment Management Corp | 1,500,000 | 1,500,000 | 0 | 0.11 | 0.09 | -0.02 | hold |
| Saba Capital Management, L.P. | 1,055,870 | 1,055,870 | 0 | 0.35 | 0.36 | +0.01 | hold |
| Saba Capital Management, L.P. | 554,845 | 554,845 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Westchester Capital Management, LLC | 150,000 | 150,000 | 0 | 0.08 | 0.08 | -0.01 | hold |
| Parallax Volatility Advisers, L.P. | 15,000 | 15,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Parallax Volatility Advisers, L.P. | 15,478 | 15,478 | 0 | 0.00 | 0.01 | +0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 750,000 | 750,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 162,500 | 162,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 325,000 | 325,000 | 0 | 0.04 | 0.04 | -0.01 | hold |
| LMR Partners LLP | 250,000 | 250,000 | 0 | 0.03 | 0.03 | -0.01 | hold |
| Lighthouse Investment Partners, LLC | 375,000 | 375,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Fort Baker Capital Management LP | 800,000 | 800,000 | 0 | 1.34 | 0.91 | -0.42 | hold |
| PERISCOPE CAPITAL INC. | 165,100 | 165,100 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Ghisallo Capital Management LLC | 500,000 | 500,000 | 0 | 0.17 | 0.23 | +0.06 | hold |
| Wealthspring Capital LLC | 48,950 | 48,950 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Wealthspring Capital LLC | 97,900 | 97,900 | 0 | 0.24 | 0.24 | +0.00 | hold |
| READYSTATE ASSET MANAGEMENT LP | 26,045 | 26,045 | 0 | 0.01 | 0.01 | -0.00 | hold |
| JPMORGAN CHASE & CO | 150,000 | 150,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GOLDMAN SACHS GROUP INC | 98,304 | 98,304 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MILLENNIUM MANAGEMENT LLC | 298,000 | 297,721 | -279 | 0.00 | 0.00 | -0.00 | sell |
| MILLENNIUM MANAGEMENT LLC | 149,357 | 148,857 | -500 | 0.00 | 0.00 | -0.00 | sell |
| Walleye Capital LLC | 410,128 | 404,789 | -5,339 | 0.00 | 0.00 | -0.00 | sell |
| TORONTO DOMINION BANK | 148,200 | 141,694 | -6,506 | 0.00 | 0.00 | -0.00 | sell |
| K2 PRINCIPAL FUND, L.P. | 123,618 | 116,818 | -6,800 | 0.01 | 0.01 | +0.00 | sell |
| PenderFund Capital Management Ltd. | 10,000 | 0 | -10,000 | 0.02 | 0.00 | -0.02 | sell |
| Schonfeld Strategic Advisors LLC | 69,600 | 54,303 | -15,297 | 0.00 | 0.00 | -0.00 | sell |
| CITIGROUP INC | 200,000 | 181,946 | -18,054 | 0.00 | 0.00 | -0.00 | sell |
| MIZUHO SECURITIES USA LLC | 122,530 | 99,465 | -23,065 | 0.03 | 0.02 | -0.01 | sell |
| GLAZER CAPITAL, LLC | 375,187 | 351,615 | -23,572 | 0.13 | 0.10 | -0.03 | sell |
| Governors Lane LP | 452,528 | 427,528 | -25,000 | 0.04 | 0.03 | -0.01 | sell |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 300,000 | 272,907 | -27,093 | 0.02 | 0.01 | -0.00 | sell |
| Fort Baker Capital Management LP | 399,999 | 366,149 | -33,850 | 0.04 | 0.03 | -0.01 | sell |
| HBK INVESTMENTS L P | 400,000 | 360,000 | -40,000 | 0.06 | 0.04 | -0.02 | sell |
| PERISCOPE CAPITAL INC. | 365,000 | 322,903 | -42,097 | 0.90 | 0.64 | -0.26 | sell |
| Governors Lane LP | 1,167,000 | 1,116,900 | -50,100 | 1.64 | 1.06 | -0.58 | sell |
| GLAZER CAPITAL, LLC | 61,172 | 0 | -61,172 | 0.00 | 0.00 | -0.00 | sell |
| METEORA CAPITAL, LLC | 166,269 | 87,052 | -79,217 | 0.01 | 0.01 | -0.01 | sell |
| OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) | 100,000 | 0 | -100,000 | 0.03 | 0.00 | -0.03 | sell |
| Weiss Asset Management LP | 106,894 | 0 | -106,894 | 0.02 | 0.00 | -0.02 | sell |
| Shaolin Capital Management LLC | 342,829 | 230,256 | -112,573 | 0.17 | 0.09 | -0.08 | sell |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 138,871 | 0 | -138,871 | 0.00 | 0.00 | -0.00 | sell |
| Sculptor Capital LP | 660,249 | 500,000 | -160,249 | 0.09 | 0.06 | -0.03 | sell |
| Weiss Asset Management LP | 201,445 | 0 | -201,445 | 0.00 | 0.00 | -0.00 | sell |
| TORONTO DOMINION BANK | 1,206,314 | 995,000 | -211,314 | 0.02 | 0.02 | -0.01 | sell |
| HGC Investment Management Inc. | 388,400 | 0 | -388,400 | 0.97 | 0.00 | -0.97 | sell |
| METEORA CAPITAL, LLC | 1,202,619 | 721,718 | -480,901 | 1.30 | 0.62 | -0.67 | sell |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 1,250,000 | 450,000 | -800,000 | 0.02 | 0.01 | -0.02 | sell |