| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| JPMORGAN CHASE & CO | 0 | 249,955 | +249,955 | 0.00 | 0.00 | +0.00 | buy |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 249,955 | +249,955 | 0.00 | 0.16 | +0.16 | buy |
| WHITEBOX ADVISORS LLC | 0 | 175,000 | +175,000 | 0.00 | 0.03 | +0.03 | buy |
| WHITEBOX ADVISORS LLC | 0 | 175,000 | +175,000 | 0.00 | 0.00 | +0.00 | buy |
| SONA ASSET MANAGEMENT (US) LLC | 0 | 158,059 | +158,059 | 0.00 | 0.06 | +0.06 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 472,078 | 549,917 | +77,839 | 0.07 | 0.09 | +0.02 | buy |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 580,860 | 610,501 | +29,641 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 216,090 | 244,080 | +27,990 | 0.00 | 0.00 | +0.00 | buy |
| Crossingbridge Advisors, LLC | 0 | 25,000 | +25,000 | 0.00 | 0.05 | +0.05 | buy |
| MIZUHO SECURITIES USA LLC | 190,558 | 200,000 | +9,442 | 0.03 | 0.05 | +0.02 | buy |
| AQR Arbitrage LLC | 683,910 | 685,761 | +1,851 | 0.00 | 0.00 | -0.00 | buy |
| Logan Stone Capital, LLC | 43,564 | 44,532 | +968 | 0.11 | 0.13 | +0.02 | buy |
| Schonfeld Strategic Advisors LLC | 90,000 | 90,368 | +368 | 0.00 | 0.01 | +0.00 | buy |
| TORONTO DOMINION BANK | 359,091 | 359,191 | +100 | 0.01 | 0.01 | +0.00 | buy |
| TORONTO DOMINION BANK | 861,679 | 861,779 | +100 | 0.00 | 0.00 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 495,000 | 495,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| OMERS ADMINISTRATION Corp | 200,000 | 200,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 250,000 | 250,000 | 0 | 0.07 | 0.06 | -0.01 | hold |
| ARISTEIA CAPITAL, L.L.C. | 250,000 | 250,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 100,000 | 100,000 | 0 | 0.38 | 0.28 | -0.10 | hold |
| BERKLEY W R CORP | 148,815 | 148,815 | 0 | 0.08 | 0.08 | -0.00 | hold |
| BERKLEY W R CORP | 148,815 | 148,815 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 216,090 | 216,090 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 332,291 | 332,291 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 250,000 | 250,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Radcliffe Capital Management, L.P. | 250,000 | 250,000 | 0 | 0.14 | 0.19 | +0.05 | hold |
| LINDEN ADVISORS LP | 375,000 | 375,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LINDEN ADVISORS LP | 225,000 | 225,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 216,912 | 216,912 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Context Capital Management, LLC | 200,000 | 200,000 | 0 | 0.05 | 0.05 | -0.00 | hold |
| Context Capital Management, LLC | 300,000 | 300,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Calamos Advisors LLC | 250,000 | 250,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 500,000 | 500,000 | 0 | 0.10 | 0.12 | +0.02 | hold |
| Polar Asset Management Partners Inc. | 500,000 | 500,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Magnetar Financial LLC | 225,000 | 225,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| Magnetar Financial LLC | 225,000 | 225,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 343,701 | 343,701 | 0 | 0.16 | 0.18 | +0.01 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 343,701 | 343,701 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HRT FINANCIAL LP | 25,000 | 25,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Evercore Wealth Management, LLC | 10,730 | 10,730 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Evercore Wealth Management, LLC | 10,730 | 10,730 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Bulldog Investors, LLP | 178,479 | 178,479 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Westchester Capital Management, LLC | 250,000 | 250,000 | 0 | 0.12 | 0.12 | +0.00 | hold |
| Parallax Volatility Advisers, L.P. | 48,823 | 48,823 | 0 | 0.02 | 0.02 | +0.01 | hold |
| MANGROVE PARTNERS IM, LLC | 450,000 | 450,000 | 0 | 0.37 | 0.37 | +0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 77,500 | 77,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DLD Asset Management, LP | 100,063 | 100,063 | 0 | 0.10 | 0.10 | -0.00 | hold |
| DLD Asset Management, LP | 162,317 | 162,317 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MYDA Advisors LLC | 69,500 | 69,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Warberg Asset Management LLC | 44,612 | 44,612 | 0 | 0.13 | 0.13 | -0.00 | hold |
| ROBINSON CAPITAL MANAGEMENT, LLC | 14,004 | 14,004 | 0 | 0.06 | 0.06 | +0.00 | hold |
| Schonfeld Strategic Advisors LLC | 120,000 | 120,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Mint Tower Capital Management B.V. | 225,000 | 225,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Mint Tower Capital Management B.V. | 225,000 | 225,000 | 0 | 0.27 | 0.21 | -0.06 | hold |
| Centiva Capital, LP | 75,000 | 75,000 | 0 | 0.05 | 0.04 | -0.01 | hold |
| Centiva Capital, LP | 75,000 | 75,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PERISCOPE CAPITAL INC. | 546,911 | 546,911 | 0 | 0.02 | 0.01 | -0.00 | hold |
| HGC Investment Management Inc. | 150,000 | 150,000 | 0 | 0.32 | 0.34 | +0.02 | hold |
| Shaolin Capital Management LLC | 470,000 | 470,000 | 0 | 0.18 | 0.20 | +0.02 | hold |
| Shaolin Capital Management LLC | 450,000 | 450,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Wealthspring Capital LLC | 775,170 | 775,170 | 0 | 1.84 | 1.86 | +0.03 | hold |
| Wealthspring Capital LLC | 777,970 | 777,970 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Harraden Circle Investments, LLC | 301,353 | 301,353 | 0 | 0.01 | 0.01 | +0.00 | hold |
| JPMORGAN CHASE & CO | 25,000 | 25,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ABC ARBITRAGE SA | 35,000 | 35,000 | 0 | 0.03 | 0.05 | +0.01 | hold |
| GLAZER CAPITAL, LLC | 396,278 | 396,276 | -2 | 0.00 | 0.00 | -0.00 | sell |
| Yakira Capital Management, Inc. | 26,865 | 26,311 | -554 | 0.09 | 0.08 | -0.01 | sell |
| GLAZER CAPITAL, LLC | 638,017 | 636,843 | -1,174 | 0.17 | 0.14 | -0.03 | sell |
| Karpus Management, Inc. | 658,772 | 656,597 | -2,175 | 0.18 | 0.21 | +0.03 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 100,000 | 97,489 | -2,511 | 0.01 | 0.00 | -0.00 | sell |
| Bulldog Investors, LLP | 178,479 | 175,036 | -3,443 | 0.40 | 0.40 | +0.00 | sell |
| TORONTO DOMINION BANK | 59,658 | 50,000 | -9,658 | 0.00 | 0.00 | -0.00 | sell |
| Dakota Wealth Management | 11,350 | 0 | -11,350 | 0.00 | 0.00 | -0.00 | sell |
| MIZUHO SECURITIES USA LLC | 21,743 | 0 | -21,743 | 0.00 | 0.00 | -0.00 | sell |
| AQR Arbitrage LLC | 683,910 | 658,718 | -25,192 | 0.15 | 0.11 | -0.04 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 52,500 | 0 | -52,500 | 0.01 | 0.00 | -0.01 | sell |
| Virtu Financial LLC | 138,882 | 29,731 | -109,151 | 0.05 | 0.01 | -0.04 | sell |
| PERISCOPE CAPITAL INC. | 475,000 | 350,000 | -125,000 | 0.93 | 0.62 | -0.31 | sell |