| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| BERKLEY W R CORP | 148,815 | 293,030 | +144,215 | 0.08 | 0.15 | +0.07 | buy |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 249,955 | 363,316 | +113,361 | 0.16 | 0.13 | -0.03 | buy |
| D. E. Shaw & Co., Inc. | 495,000 | 545,100 | +50,100 | 0.00 | 0.00 | -0.00 | buy |
| DLD Asset Management, LP | 162,317 | 192,317 | +30,000 | 0.00 | 0.00 | -0.00 | buy |
| StoneX Group Inc. | 0 | 22,500 | +22,500 | 0.00 | 0.01 | +0.01 | buy |
| ROBINSON CAPITAL MANAGEMENT, LLC | 0 | 14,004 | +14,004 | 0.00 | 0.06 | +0.06 | buy |
| GLAZER CAPITAL, LLC | 636,843 | 649,407 | +12,564 | 0.14 | 0.16 | +0.03 | buy |
| Logan Stone Capital, LLC | 44,532 | 56,160 | +11,628 | 0.13 | 0.12 | -0.00 | buy |
| AQR Arbitrage LLC | 685,761 | 692,891 | +7,130 | 0.00 | 0.00 | -0.00 | buy |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 610,501 | 617,210 | +6,709 | 0.00 | 0.00 | -0.00 | buy |
| Arax Advisory Partners | 0 | 6,000 | +6,000 | 0.00 | 0.00 | +0.00 | buy |
| Arax Advisory Partners | 0 | 6,000 | +6,000 | 0.00 | 0.00 | +0.00 | buy |
| MIZUHO SECURITIES USA LLC | 200,000 | 205,100 | +5,100 | 0.05 | 0.03 | -0.01 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 549,917 | 553,226 | +3,309 | 0.09 | 0.07 | -0.01 | buy |
| Shaolin Capital Management LLC | 450,000 | 451,784 | +1,784 | 0.00 | 0.00 | +0.00 | buy |
| OMERS ADMINISTRATION Corp | 200,000 | 200,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| GLAZER CAPITAL, LLC | 396,276 | 396,276 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 250,000 | 250,000 | 0 | 0.06 | 0.04 | -0.02 | hold |
| ARISTEIA CAPITAL, L.L.C. | 250,000 | 250,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 100,000 | 100,000 | 0 | 0.28 | 0.24 | -0.05 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 244,080 | 244,080 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 216,090 | 216,090 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AQR Arbitrage LLC | 658,718 | 658,718 | 0 | 0.11 | 0.10 | -0.01 | hold |
| TWO SIGMA INVESTMENTS, LP | 332,291 | 332,291 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 250,000 | 250,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 250,000 | 250,000 | 0 | 0.19 | 0.19 | +0.00 | hold |
| WHITEBOX ADVISORS LLC | 175,000 | 175,000 | 0 | 0.03 | 0.03 | +0.00 | hold |
| WHITEBOX ADVISORS LLC | 175,000 | 175,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LINDEN ADVISORS LP | 375,000 | 375,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LINDEN ADVISORS LP | 225,000 | 225,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Context Capital Management, LLC | 200,000 | 200,000 | 0 | 0.05 | 0.04 | -0.01 | hold |
| Context Capital Management, LLC | 300,000 | 300,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Calamos Advisors LLC | 250,000 | 250,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 500,000 | 500,000 | 0 | 0.12 | 0.09 | -0.03 | hold |
| Polar Asset Management Partners Inc. | 500,000 | 500,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Magnetar Financial LLC | 225,000 | 225,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Magnetar Financial LLC | 225,000 | 225,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 343,701 | 343,701 | 0 | 0.18 | 0.17 | -0.01 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 343,701 | 343,701 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Evercore Wealth Management, LLC | 10,730 | 10,730 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Evercore Wealth Management, LLC | 10,730 | 10,730 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Westchester Capital Management, LLC | 250,000 | 250,000 | 0 | 0.12 | 0.13 | +0.01 | hold |
| Parallax Volatility Advisers, L.P. | 48,823 | 48,823 | 0 | 0.02 | 0.02 | -0.00 | hold |
| MANGROVE PARTNERS IM, LLC | 450,000 | 450,000 | 0 | 0.37 | 0.30 | -0.07 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 77,500 | 77,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DLD Asset Management, LP | 100,063 | 100,063 | 0 | 0.10 | 0.08 | -0.02 | hold |
| MYDA Advisors LLC | 69,500 | 69,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Warberg Asset Management LLC | 44,612 | 44,612 | 0 | 0.13 | 0.14 | +0.00 | hold |
| ROBINSON CAPITAL MANAGEMENT, LLC | 0 | 0 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Schonfeld Strategic Advisors LLC | 90,368 | 90,368 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Schonfeld Strategic Advisors LLC | 120,000 | 120,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Mint Tower Capital Management B.V. | 225,000 | 225,000 | 0 | 0.21 | 0.27 | +0.06 | hold |
| Mint Tower Capital Management B.V. | 225,000 | 225,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Centiva Capital, LP | 75,000 | 75,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Centiva Capital, LP | 75,000 | 75,000 | 0 | 0.04 | 0.03 | -0.01 | hold |
| PERISCOPE CAPITAL INC. | 350,000 | 350,000 | 0 | 0.62 | 0.57 | -0.05 | hold |
| PERISCOPE CAPITAL INC. | 546,911 | 546,911 | 0 | 0.01 | 0.01 | -0.00 | hold |
| HGC Investment Management Inc. | 150,000 | 150,000 | 0 | 0.34 | 0.31 | -0.03 | hold |
| SONA ASSET MANAGEMENT (US) LLC | 158,059 | 158,059 | 0 | 0.06 | 0.06 | -0.00 | hold |
| Harraden Circle Investments, LLC | 301,353 | 301,353 | 0 | 0.01 | 0.01 | -0.00 | hold |
| JPMORGAN CHASE & CO | 25,000 | 25,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ABC ARBITRAGE SA | 35,000 | 35,000 | 0 | 0.05 | 0.04 | -0.01 | hold |
| Yakira Capital Management, Inc. | 26,311 | 26,211 | -100 | 0.08 | 0.08 | +0.00 | sell |
| HRT FINANCIAL LP | 25,000 | 24,677 | -323 | 0.00 | 0.00 | -0.00 | sell |
| TORONTO DOMINION BANK | 359,191 | 358,668 | -523 | 0.01 | 0.01 | -0.00 | sell |
| Karpus Management, Inc. | 656,597 | 655,847 | -750 | 0.21 | 0.19 | -0.01 | sell |
| Bulldog Investors, LLP | 178,479 | 176,505 | -1,974 | 0.00 | 0.00 | -0.00 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 97,489 | 92,307 | -5,182 | 0.00 | 0.00 | -0.00 | sell |
| Wealthspring Capital LLC | 775,170 | 769,560 | -5,610 | 1.86 | 1.76 | -0.10 | sell |
| Wealthspring Capital LLC | 777,970 | 772,360 | -5,610 | 0.02 | 0.02 | -0.00 | sell |
| ROBINSON CAPITAL MANAGEMENT, LLC | 14,004 | 0 | -14,004 | 0.06 | 0.00 | -0.06 | sell |
| TORONTO DOMINION BANK | 861,779 | 840,900 | -20,879 | 0.00 | 0.00 | -0.00 | sell |
| Crossingbridge Advisors, LLC | 25,000 | 0 | -25,000 | 0.05 | 0.00 | -0.05 | sell |
| Virtu Financial LLC | 29,731 | 0 | -29,731 | 0.01 | 0.00 | -0.01 | sell |
| TORONTO DOMINION BANK | 50,000 | 0 | -50,000 | 0.00 | 0.00 | -0.00 | sell |
| Shaolin Capital Management LLC | 470,000 | 396,147 | -73,853 | 0.20 | 0.23 | +0.03 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 216,912 | 109,019 | -107,893 | 0.00 | 0.00 | -0.00 | sell |
| BERKLEY W R CORP | 148,815 | 0 | -148,815 | 0.00 | 0.00 | -0.00 | sell |
| Bulldog Investors, LLP | 175,036 | 0 | -175,036 | 0.40 | 0.00 | -0.40 | sell |
| JPMORGAN CHASE & CO | 249,955 | 0 | -249,955 | 0.00 | 0.00 | -0.00 | sell |