| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Wealthspring Capital LLC | 0 | 777,970 | +777,970 | 0.00 | 0.02 | +0.02 | buy |
| Wealthspring Capital LLC | 0 | 775,170 | +775,170 | 0.00 | 1.84 | +1.84 | buy |
| Karpus Management, Inc. | 105,050 | 658,772 | +553,722 | 0.03 | 0.18 | +0.14 | buy |
| Harraden Circle Investments, LLC | 0 | 301,353 | +301,353 | 0.00 | 0.01 | +0.01 | buy |
| Westchester Capital Management, LLC | 0 | 250,000 | +250,000 | 0.00 | 0.12 | +0.12 | buy |
| TORONTO DOMINION BANK | 629,791 | 861,679 | +231,888 | 0.00 | 0.00 | +0.00 | buy |
| Radcliffe Capital Management, L.P. | 25,000 | 250,000 | +225,000 | 0.02 | 0.00 | -0.01 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 216,090 | +216,090 | 0.00 | 0.00 | +0.00 | buy |
| DLD Asset Management, LP | 0 | 162,317 | +162,317 | 0.00 | 0.00 | +0.00 | buy |
| OMERS ADMINISTRATION Corp | 64,112 | 200,000 | +135,888 | 0.00 | 0.01 | +0.01 | buy |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 475,000 | 580,860 | +105,860 | 0.00 | 0.00 | +0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 369,675 | 472,078 | +102,403 | 0.05 | 0.07 | +0.01 | buy |
| HEIGHTS CAPITAL MANAGEMENT, INC | 0 | 100,000 | +100,000 | 0.00 | 0.38 | +0.38 | buy |
| HEIGHTS CAPITAL MANAGEMENT, INC | 0 | 100,000 | +100,000 | 0.00 | 0.01 | +0.01 | buy |
| MYDA Advisors LLC | 0 | 69,500 | +69,500 | 0.00 | 0.00 | +0.00 | buy |
| Logan Stone Capital, LLC | 0 | 43,564 | +43,564 | 0.00 | 0.11 | +0.11 | buy |
| ABC ARBITRAGE SA | 0 | 35,000 | +35,000 | 0.00 | 0.03 | +0.03 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 311,275 | 343,701 | +32,426 | 0.18 | 0.16 | -0.01 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 311,275 | 343,701 | +32,426 | 0.00 | 0.00 | -0.00 | buy |
| PERISCOPE CAPITAL INC. | 525,000 | 546,911 | +21,911 | 0.02 | 0.02 | -0.01 | buy |
| Schonfeld Strategic Advisors LLC | 100,000 | 120,000 | +20,000 | 0.00 | 0.00 | -0.00 | buy |
| Shaolin Capital Management LLC | 450,000 | 470,000 | +20,000 | 0.21 | 0.18 | -0.04 | buy |
| Bulldog Investors, LLP | 163,573 | 178,479 | +14,906 | 0.38 | 0.40 | +0.02 | buy |
| Bulldog Investors, LLP | 163,573 | 178,479 | +14,906 | 0.01 | 0.01 | -0.00 | buy |
| ROBINSON CAPITAL MANAGEMENT, LLC | 0 | 14,004 | +14,004 | 0.00 | 0.06 | +0.06 | buy |
| Dakota Wealth Management | 0 | 11,350 | +11,350 | 0.00 | 0.00 | +0.00 | buy |
| Evercore Wealth Management, LLC | 0 | 10,730 | +10,730 | 0.00 | 0.00 | +0.00 | buy |
| Evercore Wealth Management, LLC | 0 | 10,730 | +10,730 | 0.00 | 0.00 | +0.00 | buy |
| TORONTO DOMINION BANK | 51,258 | 59,658 | +8,400 | 0.00 | 0.00 | +0.00 | buy |
| DLD Asset Management, LP | 100,000 | 100,063 | +63 | 0.13 | 0.10 | -0.02 | buy |
| D. E. Shaw & Co., Inc. | 495,000 | 495,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 250,000 | 250,000 | 0 | 0.08 | 0.07 | -0.01 | hold |
| ARISTEIA CAPITAL, L.L.C. | 250,000 | 250,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) | 75,000 | 75,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) | 75,000 | 75,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BERKLEY W R CORP | 148,815 | 148,815 | 0 | 0.10 | 0.08 | -0.01 | hold |
| BERKLEY W R CORP | 148,815 | 148,815 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 216,090 | 216,090 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AQR Arbitrage LLC | 683,910 | 683,910 | 0 | 0.17 | 0.15 | -0.03 | hold |
| TWO SIGMA INVESTMENTS, LP | 332,291 | 332,291 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 250,000 | 250,000 | 0 | 0.15 | 0.14 | -0.02 | hold |
| LINDEN ADVISORS LP | 375,000 | 375,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LINDEN ADVISORS LP | 225,000 | 225,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Context Capital Management, LLC | 300,000 | 300,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Calamos Advisors LLC | 250,000 | 250,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Polar Asset Management Partners Inc. | 500,000 | 500,000 | 0 | 0.10 | 0.10 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 500,000 | 500,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Magnetar Financial LLC | 225,000 | 225,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Magnetar Financial LLC | 225,000 | 225,000 | 0 | 0.01 | 0.02 | +0.01 | hold |
| MANGROVE PARTNERS IM, LLC | 450,000 | 450,000 | 0 | 0.33 | 0.37 | +0.04 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 52,500 | 52,500 | 0 | 0.01 | 0.01 | +0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 77,500 | 77,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Yakira Capital Management, Inc. | 26,865 | 26,865 | 0 | 0.10 | 0.09 | -0.01 | hold |
| Warberg Asset Management LLC | 44,612 | 44,612 | 0 | 0.12 | 0.13 | +0.01 | hold |
| Mint Tower Capital Management B.V. | 225,000 | 225,000 | 0 | 0.28 | 0.27 | -0.01 | hold |
| Mint Tower Capital Management B.V. | 225,000 | 225,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Centiva Capital, LP | 75,000 | 75,000 | 0 | 0.07 | 0.05 | -0.02 | hold |
| Centiva Capital, LP | 75,000 | 75,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PERISCOPE CAPITAL INC. | 475,000 | 475,000 | 0 | 1.15 | 0.93 | -0.23 | hold |
| HGC Investment Management Inc. | 150,000 | 150,000 | 0 | 0.37 | 0.32 | -0.05 | hold |
| JPMORGAN CHASE & CO | 25,000 | 25,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 218,200 | 216,912 | -1,288 | 0.00 | 0.00 | -0.00 | sell |
| HRT FINANCIAL LP | 28,736 | 25,000 | -3,736 | 0.00 | 0.00 | -0.00 | sell |
| Parallax Volatility Advisers, L.P. | 53,605 | 48,823 | -4,782 | 0.02 | 0.02 | -0.00 | sell |
| GLAZER CAPITAL, LLC | 403,841 | 396,278 | -7,563 | 0.00 | 0.00 | -0.00 | sell |
| Schonfeld Strategic Advisors LLC | 100,000 | 90,000 | -10,000 | 0.01 | 0.00 | -0.00 | sell |
| GLAZER CAPITAL, LLC | 650,400 | 638,017 | -12,383 | 0.22 | 0.17 | -0.05 | sell |
| Bulldog Investors, LLP | 19,035 | 0 | -19,035 | 0.04 | 0.00 | -0.04 | sell |
| Schonfeld Strategic Advisors LLC | 20,000 | 0 | -20,000 | 0.00 | 0.00 | -0.00 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 21,270 | 0 | -21,270 | 0.00 | 0.00 | -0.00 | sell |
| Virtu Financial LLC | 162,019 | 138,882 | -23,137 | 0.09 | 0.05 | -0.04 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 32,426 | 0 | -32,426 | 0.02 | 0.00 | -0.02 | sell |
| Shaolin Capital Management LLC | 500,000 | 450,000 | -50,000 | 0.00 | 0.00 | -0.00 | sell |
| MYDA Advisors LLC | 70,000 | 0 | -70,000 | 0.21 | 0.00 | -0.21 | sell |
| MIZUHO SECURITIES USA LLC | 100,000 | 21,743 | -78,257 | 0.00 | 0.00 | -0.00 | sell |
| BCK CAPITAL MANAGEMENT LP | 86,094 | 0 | -86,094 | 0.93 | 0.00 | -0.93 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 100,000 | 0 | -100,000 | 0.32 | 0.00 | -0.32 | sell |
| Context Capital Management, LLC | 300,000 | 200,000 | -100,000 | 0.09 | 0.05 | -0.04 | sell |
| TORONTO DOMINION BANK | 470,792 | 359,091 | -111,701 | 0.01 | 0.01 | -0.00 | sell |
| StoneX Group Inc. | 128,289 | 0 | -128,289 | 0.06 | 0.00 | -0.06 | sell |
| WHITEBOX ADVISORS LLC | 175,000 | 0 | -175,000 | 0.03 | 0.00 | -0.03 | sell |
| WHITEBOX ADVISORS LLC | 175,000 | 0 | -175,000 | 0.00 | 0.00 | -0.00 | sell |
| AQR Arbitrage LLC | 900,000 | 683,910 | -216,090 | 0.00 | 0.00 | -0.00 | sell |
| MIZUHO SECURITIES USA LLC | 499,001 | 190,558 | -308,443 | 0.10 | 0.03 | -0.07 | sell |
| MANGROVE PARTNERS IM, LLC | 450,000 | 0 | -450,000 | 0.01 | 0.00 | -0.01 | sell |
| Wealthspring Capital LLC | 784,670 | 0 | -784,670 | 1.89 | 0.00 | -1.89 | sell |