| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Karpus Management, Inc. | 0 | 716,625 | +716,625 | 0.00 | 0.22 | +0.22 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 500,000 | +500,000 | 0.00 | 0.25 | +0.25 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 500,000 | +500,000 | 0.00 | 0.00 | +0.00 | buy |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 420,481 | +420,481 | 0.00 | 0.00 | +0.00 | buy |
| Shaolin Capital Management LLC | 0 | 350,000 | +350,000 | 0.00 | 0.00 | +0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 0 | 333,423 | +333,423 | 0.00 | 0.05 | +0.05 | buy |
| Shaolin Capital Management LLC | 0 | 285,774 | +285,774 | 0.00 | 0.12 | +0.12 | buy |
| Harraden Circle Investments, LLC | 0 | 281,366 | +281,366 | 0.00 | 0.01 | +0.01 | buy |
| GLAZER CAPITAL, LLC | 0 | 267,500 | +267,500 | 0.00 | 0.00 | +0.00 | buy |
| GLAZER CAPITAL, LLC | 0 | 256,977 | +256,977 | 0.00 | 0.05 | +0.05 | buy |
| ARISTEIA CAPITAL, L.L.C. | 0 | 250,000 | +250,000 | 0.00 | 0.06 | +0.06 | buy |
| ARISTEIA CAPITAL, L.L.C. | 0 | 250,000 | +250,000 | 0.00 | 0.00 | +0.00 | buy |
| LINDEN ADVISORS LP | 0 | 250,000 | +250,000 | 0.00 | 0.01 | +0.01 | buy |
| LINDEN ADVISORS LP | 0 | 250,000 | +250,000 | 0.00 | 0.00 | +0.00 | buy |
| Polar Asset Management Partners Inc. | 0 | 250,000 | +250,000 | 0.00 | 0.06 | +0.06 | buy |
| Polar Asset Management Partners Inc. | 0 | 250,000 | +250,000 | 0.00 | 0.00 | +0.00 | buy |
| MIZUHO SECURITIES USA LLC | 0 | 229,444 | +229,444 | 0.00 | 0.05 | +0.05 | buy |
| WHITEBOX ADVISORS LLC | 0 | 200,000 | +200,000 | 0.00 | 0.03 | +0.03 | buy |
| WHITEBOX ADVISORS LLC | 0 | 200,000 | +200,000 | 0.00 | 0.00 | +0.00 | buy |
| Radcliffe Capital Management, L.P. | 0 | 159,322 | +159,322 | 0.00 | 0.00 | +0.00 | buy |
| Radcliffe Capital Management, L.P. | 0 | 159,322 | +159,322 | 0.00 | 0.12 | +0.12 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 0 | 145,500 | +145,500 | 0.00 | 0.00 | +0.00 | buy |
| SONA ASSET MANAGEMENT (US) LLC | 0 | 135,098 | +135,098 | 0.00 | 0.05 | +0.05 | buy |
| BOOTHBAY FUND MANAGEMENT, LLC | 0 | 125,000 | +125,000 | 0.00 | 0.00 | +0.00 | buy |
| HEIGHTS CAPITAL MANAGEMENT, INC | 0 | 100,000 | +100,000 | 0.00 | 0.28 | +0.28 | buy |
| HEIGHTS CAPITAL MANAGEMENT, INC | 0 | 100,000 | +100,000 | 0.00 | 0.01 | +0.01 | buy |
| Hudson Bay Capital Management LP | 0 | 100,000 | +100,000 | 0.00 | 0.01 | +0.01 | buy |
| Hudson Bay Capital Management LP | 0 | 100,000 | +100,000 | 0.00 | 0.00 | +0.00 | buy |
| Westchester Capital Management, LLC | 0 | 100,000 | +100,000 | 0.00 | 0.05 | +0.05 | buy |
| First Trust Capital Management L.P. | 0 | 100,000 | +100,000 | 0.00 | 0.05 | +0.05 | buy |
| BlueCrest Capital Management Ltd | 0 | 100,000 | +100,000 | 0.00 | 0.09 | +0.09 | buy |
| Crossingbridge Advisors, LLC | 0 | 100,000 | +100,000 | 0.00 | 0.18 | +0.18 | buy |
| BERKLEY W R CORP | 0 | 99,461 | +99,461 | 0.00 | 0.05 | +0.05 | buy |
| TWO SIGMA INVESTMENTS, LP | 0 | 90,625 | +90,625 | 0.00 | 0.00 | +0.00 | buy |
| TORONTO DOMINION BANK | 0 | 90,000 | +90,000 | 0.00 | 0.00 | +0.00 | buy |
| StoneX Group Inc. | 0 | 49,900 | +49,900 | 0.00 | 0.03 | +0.03 | buy |
| Logan Stone Capital, LLC | 0 | 32,111 | +32,111 | 0.00 | 0.09 | +0.09 | buy |
| ABC ARBITRAGE SA | 0 | 25,000 | +25,000 | 0.00 | 0.00 | +0.00 | buy |
| ABC ARBITRAGE SA | 0 | 25,000 | +25,000 | 0.00 | 0.03 | +0.03 | buy |
| D. E. Shaw & Co., Inc. | 0 | 15,610 | +15,610 | 0.00 | 0.00 | +0.00 | buy |
| Virtu Financial LLC | 0 | 14,884 | +14,884 | 0.00 | 0.01 | +0.01 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 0 | 13,600 | +13,600 | 0.00 | 0.00 | +0.00 | buy |
| Cetera Investment Advisers | 0 | 13,600 | +13,600 | 0.00 | 0.00 | +0.00 | buy |
| Virtu Financial LLC | 0 | 11,903 | +11,903 | 0.00 | 0.00 | +0.00 | buy |
| Centiva Capital, LP | 0 | 10,000 | +10,000 | 0.00 | 0.00 | +0.00 | buy |
| Centiva Capital, LP | 0 | 10,000 | +10,000 | 0.00 | 0.00 | +0.00 | buy |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 5,572 | +5,572 | 0.00 | 0.00 | +0.00 | buy |
| METEORA CAPITAL, LLC | 0 | 1,000 | +1,000 | 0.00 | 0.00 | +0.00 | buy |
| GABELLI FUNDS LLC | 97,364 | 97,364 | 0 | 0.01 | 0.01 | +0.00 | hold |
| PRELUDE CAPITAL MANAGEMENT, LLC | 50,000 | 50,000 | 0 | 0.04 | 0.04 | +0.00 | hold |
| HGC Investment Management Inc. | 250,000 | 250,000 | 0 | 0.53 | 0.56 | +0.03 | hold |
| GABELLI & Co INVESTMENT ADVISERS, INC. | 108,200 | 108,200 | 0 | 0.16 | 0.16 | -0.00 | hold |
| TORONTO DOMINION BANK | 75,000 | 75,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Yakira Capital Management, Inc. | 45,510 | 44,553 | -957 | 0.15 | 0.13 | -0.02 | sell |
| Centiva Capital, LP | 10,000 | 0 | -10,000 | 0.01 | 0.00 | -0.01 | sell |
| ABC ARBITRAGE SA | 25,000 | 0 | -25,000 | 0.02 | 0.00 | -0.02 | sell |
| Virtu Financial LLC | 40,233 | 0 | -40,233 | 0.02 | 0.00 | -0.02 | sell |
| TWO SIGMA INVESTMENTS, LP | 90,625 | 0 | -90,625 | 0.00 | 0.00 | -0.00 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 100,000 | 0 | -100,000 | 0.38 | 0.00 | -0.38 | sell |
| Hudson Bay Capital Management LP | 100,000 | 0 | -100,000 | 0.01 | 0.00 | -0.01 | sell |
| First Trust Capital Management L.P. | 100,000 | 0 | -100,000 | 0.06 | 0.00 | -0.06 | sell |
| Crossingbridge Advisors, LLC | 100,000 | 0 | -100,000 | 0.28 | 0.00 | -0.28 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 125,000 | 0 | -125,000 | 0.03 | 0.00 | -0.03 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 150,000 | 0 | -150,000 | 0.02 | 0.00 | -0.02 | sell |
| Radcliffe Capital Management, L.P. | 159,322 | 0 | -159,322 | 0.09 | 0.00 | -0.09 | sell |
| Harraden Circle Investments, LLC | 181,366 | 0 | -181,366 | 0.34 | 0.00 | -0.34 | sell |
| Shaolin Capital Management LLC | 225,000 | 0 | -225,000 | 0.09 | 0.00 | -0.09 | sell |
| ARISTEIA CAPITAL, L.L.C. | 250,000 | 0 | -250,000 | 0.07 | 0.00 | -0.07 | sell |
| LINDEN ADVISORS LP | 250,000 | 0 | -250,000 | 0.02 | 0.00 | -0.02 | sell |
| Polar Asset Management Partners Inc. | 250,000 | 0 | -250,000 | 0.05 | 0.00 | -0.05 | sell |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 250,000 | 0 | -250,000 | 0.12 | 0.00 | -0.12 | sell |
| GLAZER CAPITAL, LLC | 267,500 | 0 | -267,500 | 0.07 | 0.00 | -0.07 | sell |
| MIZUHO SECURITIES USA LLC | 392,833 | 0 | -392,833 | 0.06 | 0.00 | -0.06 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 500,000 | 0 | -500,000 | 0.24 | 0.00 | -0.24 | sell |