| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 500,000 | +500,000 | 0.00 | 0.24 | +0.24 | buy |
| MIZUHO SECURITIES USA LLC | 0 | 392,833 | +392,833 | 0.00 | 0.06 | +0.06 | buy |
| GLAZER CAPITAL, LLC | 0 | 267,500 | +267,500 | 0.00 | 0.07 | +0.07 | buy |
| ARISTEIA CAPITAL, L.L.C. | 0 | 250,000 | +250,000 | 0.00 | 0.07 | +0.07 | buy |
| LINDEN ADVISORS LP | 0 | 250,000 | +250,000 | 0.00 | 0.02 | +0.02 | buy |
| Polar Asset Management Partners Inc. | 0 | 250,000 | +250,000 | 0.00 | 0.05 | +0.05 | buy |
| HGC Investment Management Inc. | 0 | 250,000 | +250,000 | 0.00 | 0.53 | +0.53 | buy |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 250,000 | +250,000 | 0.00 | 0.12 | +0.12 | buy |
| Shaolin Capital Management LLC | 0 | 225,000 | +225,000 | 0.00 | 0.09 | +0.09 | buy |
| Harraden Circle Investments, LLC | 0 | 181,366 | +181,366 | 0.00 | 0.34 | +0.34 | buy |
| Radcliffe Capital Management, L.P. | 0 | 159,322 | +159,322 | 0.00 | 0.09 | +0.09 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 0 | 150,000 | +150,000 | 0.00 | 0.02 | +0.02 | buy |
| BOOTHBAY FUND MANAGEMENT, LLC | 0 | 125,000 | +125,000 | 0.00 | 0.03 | +0.03 | buy |
| GABELLI & Co INVESTMENT ADVISERS, INC. | 0 | 108,200 | +108,200 | 0.00 | 0.16 | +0.16 | buy |
| HEIGHTS CAPITAL MANAGEMENT, INC | 0 | 100,000 | +100,000 | 0.00 | 0.38 | +0.38 | buy |
| Hudson Bay Capital Management LP | 0 | 100,000 | +100,000 | 0.00 | 0.01 | +0.01 | buy |
| First Trust Capital Management L.P. | 0 | 100,000 | +100,000 | 0.00 | 0.06 | +0.06 | buy |
| Crossingbridge Advisors, LLC | 0 | 100,000 | +100,000 | 0.00 | 0.28 | +0.28 | buy |
| GABELLI FUNDS LLC | 0 | 97,364 | +97,364 | 0.00 | 0.01 | +0.01 | buy |
| TWO SIGMA INVESTMENTS, LP | 0 | 90,625 | +90,625 | 0.00 | 0.00 | +0.00 | buy |
| TORONTO DOMINION BANK | 0 | 75,000 | +75,000 | 0.00 | 0.00 | +0.00 | buy |
| PRELUDE CAPITAL MANAGEMENT, LLC | 0 | 50,000 | +50,000 | 0.00 | 0.04 | +0.04 | buy |
| Yakira Capital Management, Inc. | 0 | 45,510 | +45,510 | 0.00 | 0.15 | +0.15 | buy |
| Virtu Financial LLC | 0 | 40,233 | +40,233 | 0.00 | 0.02 | +0.02 | buy |
| ABC ARBITRAGE SA | 0 | 25,000 | +25,000 | 0.00 | 0.02 | +0.02 | buy |
| Centiva Capital, LP | 0 | 10,000 | +10,000 | 0.00 | 0.01 | +0.01 | buy |