| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 2,315,114 | 2,800,048 | +484,934 | 1.45 | 1.48 | +0.04 | buy |
| SIT INVESTMENT ASSOCIATES INC | 2,409,441 | 2,608,084 | +198,643 | 0.61 | 0.55 | -0.06 | buy |
| OAK HILL ADVISORS LP | 2,766,277 | 2,872,108 | +105,831 | 3.94 | 4.57 | +0.63 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 2,808,727 | 2,900,663 | +91,936 | 11.95 | 9.93 | -2.02 | buy |
| Matisse Capital | 452,200 | 519,000 | +66,800 | 2.41 | 2.32 | -0.10 | buy |
| Plancorp, LLC | 17,722 | 49,637 | +31,915 | 0.01 | 0.01 | +0.01 | buy |
| TrueMark Investments, LLC | 67,304 | 99,075 | +31,771 | 0.16 | 0.14 | -0.03 | buy |
| Harvest Investment Services, LLC | 11,301 | 13,094 | +1,793 | 0.03 | 0.02 | -0.00 | buy |
| RIVERBRIDGE PARTNERS LLC | 158,283 | 159,597 | +1,314 | 0.05 | 0.05 | +0.00 | buy |
| Financial Partners Group, Inc | 22,253 | 23,043 | +790 | 0.03 | 0.03 | -0.01 | buy |
| Financial Life Planners | 1,465 | 1,518 | +53 | 0.01 | 0.01 | -0.00 | buy |
| Quaker Wealth Management, LLC | 13,810 | 13,829 | +19 | 0.06 | 0.05 | -0.01 | buy |
| Dakota Wealth Management | 25,598 | 25,338 | -260 | 0.01 | 0.01 | -0.00 | sell |
| WealthPLAN Partners, LLC | 13,395 | 12,287 | -1,108 | 0.03 | 0.01 | -0.03 | sell |
| NorthRock Partners, LLC | 13,728 | 12,007 | -1,721 | 0.00 | 0.00 | -0.00 | sell |
| Raleigh Capital Management Inc. | 3,460 | 1,639 | -1,821 | 0.01 | 0.01 | -0.01 | sell |
| Capital Asset Advisory Services LLC | 26,908 | 19,800 | -7,108 | 0.01 | 0.01 | -0.00 | sell |
| Arete Wealth Advisors, LLC | 63,781 | 55,899 | -7,882 | 0.06 | 0.04 | -0.02 | sell |
| Intrua Financial, LLC | 51,319 | 35,689 | -15,630 | 0.07 | 0.04 | -0.03 | sell |
| Alpine Global Management, LLC | 47,009 | 29,178 | -17,831 | 0.09 | 0.05 | -0.04 | sell |
| CERTIOR FINANCIAL GROUP, LLC | 125,636 | 107,241 | -18,395 | 1.00 | 0.66 | -0.35 | sell |
| Arista Wealth Management, LLC | 36,483 | 12,020 | -24,463 | 0.06 | 0.01 | -0.04 | sell |